BILL ANALYSIS                                                                                                                                                                                                    



                                                                  AB 824
                                                                  Page  1

          Date of Hearing:  April 20, 2009

                     ASSEMBLY COMMITTEE ON REVENUE AND TAXATION
                             Charles M. Calderon, Chair

                 AB 824 (Harkey) - As Introduced:  February 26, 2009

          Majority vote.  Fiscal committee.

           SUBJECT  :  Property taxation:  assessment procedures:  alternate  
          assessment appeals board.

           SUMMARY  :  Allows an assessment appeals board (board) to hear and  
          decide property tax appeals filed in another county by a person  
          who has a conflict of interest with the board in his/her county.  
           Extends the application of existing conflict-of-interest  
          provisions to certain employees of the office of county counsel.  
           Specifically,  this bill  :  

          1)Prohibits employees of the office of county counsel who advise  
            the board or represent the assessor before the board from  
            representing an applicant for compensation on any application  
            for equalization filed pursuant to Revenue & Taxation Code  
            (R&TC) Section 1603. 

          2)Requires those county counsel employees to notify the clerk  
            immediately upon filing an application on his/her own behalf,  
            or upon his/her decision to represent his/her spouse, parent  
            or child in an assessment appeal. 

          3)Authorizes the chief clerk of a board, at his/her discretion,  
            to refer to a special alternate board the applications for  
            equalization filed by a member or an alternate member of the  
            regular board or the applications in which that member  
            represents his/her spouse, parent, or child.  

          4)Specifies that an alternate board must consist of three  
            special alternate board members who are qualified and in good  
            standing in another county. 

          5)Provides that a special alternative board member may hear  
            applications for equalization set forth in the transmittal  
            document prepared by the clerk of the board of the county in  
            which the application was filed.  









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           EXISTING LAW:

           1)Contains various conflict of interest provisions intended to  
            ensure the integrity and impartiality of decisions rendered by  
            a county board.  

          2)Prohibits sitting members of the board from knowingly  
            participating in any appeal proceeding if they have an  
            interest in the subject matter that could reasonably be  
            expected to influence the impartiality of their judgment in  
            the proceeding.  (R&TC Section 1624.2).

          3)Prohibits specified employees, members, alternate members, and  
            hearing officers of the board from representing any person  
            filing an appeal for compensation before that board. (R&TC  
            Sections 1612.5, 1612.7, 1624.3, 1622.6, 1636.2, and 1636.5).  
            Those specified employees include employees of the office of  
            the clerk of the county board of equalization (BOE) and county  
            assessment appeals board.

          4)Requires those specified employees, members, alternate  
            members, and hearing offices of the board to notify the clerk  
            of the board when they file an appeal application on their own  
            behalf, or when they decide to represent a spouse, parent, or  
            child in an assessment appeal before the board.  

          5)Requires that those types of appeals be heard by a special  
            board panel consisting of three special alternate members  
            appointed by the presiding judge of the superior court in the  
            county where the application is filed. 

           FISCAL EFFECT  :  The BOE estimates that this bill would not  
          impact state revenues.

           Proposition 98 Effect  :  None

           COMMENTS  :   

           1)Author's Statement  .  The author states that, "AB 824 will  
            provide counties with a common-sense solution to enable a  
            quick, cost effective approach to establishing a special board  
            without having to appoint a special board for each separate  
            application filed.  This is a voluntary option for both  
            counties involved.  Enabling counties with an efficient new  
            method to address potential conflicts of interest in the  








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            appeals arena benefits both taxpayers and counties alike.   
            This bill enhances the likelihood of a sound decision on the  
            matter before the board."

           2)The purpose of this bill .  This bill is sponsored by the  
            California Association of Clerks and Election Officials.  The  
            sponsor states that the purpose of this bill is to correct an  
            oversight created in 1999 by SB 1231 (Committee on Revenue and  
            Taxation), Chapter 941, Statutes of 1999, that required the  
            appeals of assessment hearing officers and employees of the  
            clerk's office to be heard by a special alternate assessment  
            board.  The sponsor notes that creating a special panel is  
            time consuming.  AB 824 is intended to allow the use of  
            another county's already assembled operating board,  
            guaranteeing that the members of the special panel would be  
            individuals who are technically qualified and are experienced  
            in adjudicating property tax assessment appeals.  The program  
            would be voluntary for both counties involved and  
            reimbursement for travel and other expenses would be  
            negotiated between the participating counties. 

           3)Proponents' Statements  .  The proponents of this bill argue  
            that the proposed changes to existing law would resolve any  
            possible appearance of conflict or impropriety issues in the  
            appeals process and will improve and streamline the assessment  
            appeal process to ensure finalization of appeals within the  
            statutory two-year limit.  The proponents also state that this  
            bill would eliminate the costs of setting up an alternate  
            board in each county and would provide simple, common-sense  
            rules to prevent conflicts of interest in the assessment  
            appeals process.  

          4)The Committee staff notes all of the following:

              a)   Background  .  Local boards are established to resolve  
               disputes between county assessors and property owners.  All  
               counties in California provide for assessment appeals  
               proceedings.  In 19 counties, the county boards of  
               supervisors hear the appeals.  In the other 39 counties,  
               board members are appointed by the local boards of  
               supervisors.  A local county board of supervisors may  
               appoint the members to the local board by utilizing one of  
               two statutorily prescribed methods.  The board of  
               supervisors may nominate individuals to the assessment  
               board and the presiding judge of the superior court of the  








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               count would select three members.  (R&TC Section 1622).   
               Alternatively, the board of supervisors may directly  
               appoint individuals to the assessments board.  (R&TC  
               Section 1622.1).  Appointments last for a three year term,  
               and members may be reappointed an unlimited number of  
               terms.  While a board may be comprised of either three or  
               five members, individual appeals are only heard by a  
               three-member panel.  

              b)   Conflicts of Interest  .  Basic conflict of interest  
               provisions applicable to assessors and members of the  
               boards have been in place since the 1960s.  For example,  
               existing law prohibits the county assessor and the  
               employees of the assessor's office from engaging in any  
               gainful profession, trade, business or occupation that is  
               incompatible or involves a conflict of interest with their  
               duties as officers and employees of the county.  (R&TC  
               Section 1365).  The conflict-of-interest provisions also  
               include the prohibition on compensation and gifts from  
               private persons or firms for advice or other services  
               relating to the taxation or assessment of property.  In  
               1999, SB 1231 imposed additional compensation restrictions  
               and notification requirements for employees of the clerk's  
               office of a county BOE or a county board.  The assessment  
               hearing officers are also subject to the same restrictions.  
                It appears, however, that neither the members nor  
               employees of county boards of supervisors that act as local  
               BOEs are subject to similar conflict of interest  
               restrictions and requirements.  

             This bill would extend the existing conflict of interest  
               provisions to county counsel employees who either advise  
               the county board or represent the assessor before the  
               board, but would not apply to county counsel employees who  
               advise a county board of supervisors on assessment appeals  
               matters.  It is unclear why county counsel employees who  
               advise the assessment appeals boards are treated  
               differently than county counsel employees who advise the  
               board of supervisors on assessment appeals matters.  The  
               Committee may wish to consider amending this bill to ensure  
               that county counsel employees advising a county board of  
               supervisors on assessment appeals matters are also subject  
               to the same conflict of interest restrictions as proposed  
               by this bill.  Furthermore, the Committee may wish to  
               clarify whether existing conflict of interest provisions  








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               also apply to members of a county board of supervisors that  
               hear assessment appeals meeting as a county BOE. 

              c)   Alternate Boards  .  Existing law requires that assessment  
               appeals applications filed by specific individuals be heard  
               by an alternate board panel.  The alternate board panel  
               must be comprised of three special alternate board members  
               who are appointed by order of the presiding judge of the  
               superior court in the county in which the application is  
               filed.  An alternate board member is authorized to hear  
               only the application or applications for equalization that  
               are specified in the court order appointing the member.  

             This bill would grant discretion to the clerk of the regular  
               board to set applications filed by specific individuals for  
               a hearing before an alternate board panel, where the panel  
               is comprised of the members appointed by a court order in  
                another  county in California.  Those special alternate  
               members would be able to hear applications listed in the  
               transmittal document prepared by the clerk.  This bill  
               authorizes clerks to decide which applications for  
               equalization warrant a creation of a new alternate board in  
               their respective counties and which alternate boards could  
               be used to hear special cases.  However, this bill does not  
               confer any authority on the clerks to appoint the alternate  
               board panel nor does it delegate to the clerks the  
               appointment power vested in a superior court judge.   
               Further, the authority granted to clerks under this bill  
               must be exercised within the confines of existing conflict  
               of interest provisions and is of a ministerial nature only.  


             In other words, this bill would allow the clerk to use an  
               already assembled alternate board of another county and  
               would eliminate the need for the presiding judge in the  
               county where the application was filed to create a special  
               alternate board for individual cases.   The Committee staff  
               notes that a determination of whether one's property was  
               assessed correctly requires experience and knowledge of  
               local property values.  Would the members of an alternate  
               board from a different county be well-informed about the  
               property in the county where the assessment appeal was  
               filed to make an impartial decision?

           5)BOE Recommendations  .  BOE staff notes that existing conflict  








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            of interest provisions relating to prohibitions on  
            compensation and notification requirements are dispersed,  
            cumbersome and disjointed.  Adding new stand alone provisions  
            for county counsel employees would further complicate the  
            R&TC.  Therefore, BOE staff recommends the following  
            amendments to existing law to make those provisions more  
            user-friendly and cohesive:

             a)   Consolidate compensation prohibitions provisions into  
               existing R&TC Section 1612.5 by making necessary  
               amendments, repealing R&TC Sections 1624.2 and 1636.2, and  
               adding a reference to R&TC Section 1365. 

             b)   Consolidate notification requirements into existing R&TC  
               Section 1612.7 by repealing R&TC Sections 1624.3 and 1636.5  
               and amending language out of R&TC Section 1622.6.

             c)   Consolidate reference to conflict of interest appeals  
               subject to a special appeals panel by repealing R&TC  
               Sections 1624.3 and 1636.5 and amending language out of  
               R&TC Section 1622.6.

             d)   Streamline the provisions of R&TC Section 1622.6 to  
               address only the hearing procedure.

             e)   To distinguish between the two options of creating a  
               special appeals panel to hear conflict of interest appeals,  
               use the phrase "special alternate assessment appeals panel"  
               for the panels appointed by the presiding judge and the  
               phrase "substitute assessment appeals board panel" for a  
               special alternate assessment appeals panel that already  
               exists in another county and is chosen by the clerk of the  
               local board to hear appeals filed before the local board by  
               specified individuals. 





           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          Orange County Taxpayers Association
          California Association of Clerks and Election Officials








                                                                  AB 824
                                                                  Page  7

          Patricia C. Bates, Orange County Board of Supervisors,  
          Supervisor, Fifth District, Chair 

           Opposition 
           
          None on file
           
          Analysis Prepared by  :  Oksana Jaffe / REV. & TAX. / (916)  
          319-2098