BILL ANALYSIS                                                                                                                                                                                                    






                                                       Bill No:  AB  
          926
          
                 SENATE COMMITTEE ON GOVERNMENTAL ORGANIZATION
                       Senator Roderick D. Wright, Chair
                           2009-2010 Regular Session
                                 Staff Analysis



          AB 926  Author:  Ruskin
          As Introduced:  February 26, 2009
          Hearing Date:  June 23, 2009
          Consultant:  Art Terzakis


                                     SUBJECT  
                      State Contracts: goods: loss leader

                                   DESCRIPTION
           
          AB 926 requires certain advertising of state contracting  
          opportunities to include a statement explaining current  
          state law against the use of "loss leaders."  Specifically,  
          this measure:

          1.  Stipulates that with respect to a solicitation for a  
            state contract for goods, a request for proposal for a  
            contract for services that involves the furnishing of  
            equipment, materials, or supplies and a request for  
            proposal for a state contract for the acquisition of  
            information technology goods and services the following  
            statement must appear in every solicitation: "It is  
            unlawful for any person engaged in business within this  
            state to sell or use any article or product as a 'loss  
            leader' as defined in Section 17030 of the Business and  
            Professions Code.  (Loss leaders are items sold at less  
            than cost).

          2.  Also, makes several minor technical and code  
            maintenance changes to various statutes.

                                   EXISTING LAW

           Existing law establishes the State Contract Act for the  
          purpose of providing guidance on state contracting for  




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          goods, services, and information technology (IT).

          Existing law prohibits a person engaged in business to sell  
          any product at less than the cost or give away any product  
          for the purpose of injuring competitors or destroying  
          competition.

          Existing law defines "loss leader" as selling a product at  
          less than cost: (a) where the purpose is to induce, promote  
          or encourage the purchase of other merchandise; (b) where  
          the effect is a tendency or capacity to mislead or deceive  
          purchasers or perspective purchasers; or, (c) where the  
          effect is to divert trade from or otherwise injure  
          competitors.

          Existing law requires the Department of General Services  
          (DGS) to advertise contracts for goods worth at least  
          $25,000, in the Register and to publicly post a copy of the  
          solicitation.  

          Existing law also requires DGS to administer the Small  
          Business Act, including a certification process for  
          disabled veteran-owned business enterprises (DVBEs) and  
          small businesses, and a streamlined procurement process for  
          state contracts under $100,000 that are exempt from  
          advertising, bidding, and protest provisions in the State  
          Contract Act. 

          Existing law defines a small business as a business entity  
          that is independently owned, not dominant in its field of  
          operation, domiciled in California, employing 100 or fewer  
          employees, and earning $10 million or less in average  
          annual gross revenues for the three previous years.  A DVBE  
          is defined as a business entity that is at least majority  
          owned or controlled by one or more disabled veterans. 

                                    BACKGROUND
           
           Purpose of AB 926:   According to the author's office, the  
          loss leader law is the protection guaranteed to small  
          businesses that larger businesses cannot undercut market  
          prices to drive competitors out of business or win state  
          contracts with low-ball bids, and attempt to charge the  
          state higher prices later to recoup those costs. 

          The impetus for this measure stems from two separate  




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          incidences of fraud and abuse.  Last year, the state  
          bundled together its four major paper contracts that it had  
          previously bid separately into one single contract.  In the  
          summer of 2008, the state awarded that contract. Several of  
          the companies which lost the bid argued that the winning  
          company was offering certain types of paper, notably  
          newsprint, at substantially below cost, thus allowing them  
          to win the contract.  When the state submitted its first  
          order for newsprint pursuant to that contract - to print  
          the ballot statements for the 2008 general election - the  
          company that won the contract filed a price change, raising  
          the price of newsprint to levels above what other companies  
          had bid. 

          The state ruled this as a violation and canceled that part  
          of the contract.  Because of constitutional requirements  
          for mailing ballot statements, the state had to rush a bid  
          for newsprint and then rush the printing of the ballots  
          which led to additional printing costs of over $800,000. 

          Another such incident occurred with the acquisition of  
          office supplies.  Among several major inconsistencies found  
          during an investigation of the state's office supply  
          contract with Office Depot, was the discovery of  
          'bait-and-switch' pricing for some products. Products were  
          offered at below cost prices, but these products were found  
          to be discontinued or sold out when state buyers tried to  
          purchase them. 

          The Florida Attorney General is currently investigating  
          this in their office supply contract with Office Depot, and  
          the City of Berkeley recently revoked their contract with  
          Office Depot over this same issue.  Despite concern that  
          the loss leader law is being violated; the author's office  
          argues that a lack of knowledge about the law or its  
          obligations results in a lack of enforcement of the law. 

          When asked during DGS's audit of the Office Depot contract  
          whether they audited for violations of the loss leader law,  
          the auditors asked if the law was new.  The law was passed  
          during the 1950s and updated during the 1960s.  This  
          measure is intended to address these issues by informing  
          everyone of the loss leader law and by bringing it to the  
          attention of all parties, state administrators, and those  
          bidding on state contracts. 





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                            PRIOR/RELATED LEGISLATION
           
           AB 31 (Price) 2009-10 Session.   Would make substantive  
          changes to existing provisions of law relating to  state  
          procurement procedures in order to increase small business  
          and disabled veteran-owned business enterprise (DVBE)  
          participation in state contracting.  (Pending in this  
          committee)
           
          SB 642 (Denham) 2009-10 Session.   Identical to AB 31  
          (Price) of 2009.  (Held in Senate Appropriations Committee  
          - suspense file)
           
          AB 2773 (Price) 2007-08 Session.   Identical to AB 31  
          (Price) of 2009.  (Held in Senate Appropriations Committee  
          - suspense file)
           
          AB 1942 (Ruskin) 2007-08 session.   Would have increased the  
          penalties for misrepresenting the involvement of a small  
          business or a disabled veteran business enterprise (DVBE)  
          in state contracts.  (Vetoed by Governor on the basis that  
          the delay in passing the 2008-2009 State Budget forced him  
          to prioritize bills and only sign bills that met his  
          standard of "highest priority for California.")  
           
          AB 608 (De La Torre) 2007-08 Session.   Would have increased  
          the procurement contract bid preference from 5% to 10% for  
          small businesses and microbusinesses, or non-small  
          businesses that utilize small businesses and  
          microbusinesses as subcontractors, when the contract award  
          is made on the basis of either determining the lowest  
          responsible bidder, or when the contract is made on the  
          basis of determining the highest scored bidder, based on  
          evaluation factors other than bid price.  (Vetoed by the  
          Governor)
           
           AB 761 (Coto) Chapter 611, Statutes of 2007.   Requires each  
          state agency awarding contracts that are financed with  
          proceeds from the infrastructure bonds approved by voters  
          in November 2006 to establish a 25% small business  
          participation goal for state infrastructure construction  
          contracts and to provide specified assistance to small  
          businesses bidding on state infrastructure bond-related  
          contracts.  

           SUPPORT:   As of June 19, 2009:




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          California Black Chamber of Commerce (co-sponsor)
          California Small Business Association (co-sponsor)

           OPPOSE:   None on file as of June 19, 2009.

           FISCAL COMMITTEE:   Senate Appropriations Committee

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