BILL ANALYSIS                                                                                                                                                                                                    



                                                                             
           AB 1087
                                                                  Page  1

          CONCURRENCE IN SENATE AMENDMENTS
          AB 1087 (Ma)
          As Amended  September 2, 2009
          Majority vote
           
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          |ASSEMBLY:  |50-28|(June 3, 2009)  |SENATE: |23-16|(September 4,  |
          |           |     |                |        |     |2009)          |
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           Original Committee Reference:    REV. & TAX.

          SUMMARY  :  Modifies the current sales and use tax (SUT) exclusion  
          for separately stated transportation charges. 

           The Senate amendments  :

          1)Clarify the intent of the Legislature to prohibit a state agency  
            from entering into any contract with an expatriate corporation  
            located in a foreign jurisdiction that does not have an income  
            tax treaty with the United States (U.S.). 

          2)Revise the definition of an expatriate corporation for purposes  
            of the California Taxpayer and Shareholder Protection Act of  
            2003 [Chapter 1.5 (commencing with Section 10286) of Part 2 of  
            Division 2 of the Public Contract Code].  Specifically, to be  
            deemed an expatriate corporation, the foreign incorporated  
            entity must be domiciled in a jurisdiction that does not have an  
            income tax treaty with the U.S.  
           
          EXISTING LAW  :

          1)Imposes a sales tax on retailers for the privilege of selling  
            tangible personal property (TPP), absent a specific exemption.   
            The tax is based upon the gross receipts from sales of TPP in  
            this state.  

          2)Imposes a use tax on the storage, use, or other consumption in  
            this state of TPP purchased from any retailer for storage, use,  
            or other consumption in this state, absent a specific exemption.

          3)Provides, under the SUT Law, that the terms "gross receipts" and  
            "sales price" do  not  include separately stated charges for  
            transportation from the retailer's place of business or other  
            point from which shipment is made directly to the purchaser.   







                                                                             
           AB 1087
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            However, the exclusion may not exceed a reasonable charge for  
            transportation "by facilities of the retailer or the cost to the  
            retailer of transportation by other than facilities of the  
            retailer."  In other words, in cases where the retailer uses a  
            common carrier, the exclusion is limited to the retailer's cost  
            for the transportation.

          4)Prohibits a state agency from entering into any contract with an  
            expatriate corporation, as defined, or its subsidiary, unless  
            certain conditions are met.  

          5)Defines an expatriate corporation as a foreign incorporated  
            entity that is publicly traded in the U.S. and that meets  
            specified criteria.  

           AS PASSED BY THE ASSEMBLY  , this bill provided that charges for  
          transportation are separately stated for purposes of the exclusion  
          if the charges are stated as a single amount and are not included  
          within a single amount that combines transportation charges with  
          other charges.  

          FISCAL EFFECT  :  The Board of Equalization (BOE) estimates that the  
          SUT provisions of this bill would result in an annual increase in  
          sales tax revenues of $3.8 million, of which $2.5 million would  
          accrue to the General Fund and the remainder would accrue to  
          special funds and local funds.  The fiscal effect of the newly  
          added provisions relating to expatriate corporations is unknown.  

           COMMENTS  :  The author states, "AB 1087 will provide much needed  
          simplicity and clarity for retailers in California and the Board  
          of Equalization in determining the extent to which delivery  
          charges are subject to sales tax.  With the changes proposed in  
          this bill, the applicable sales tax can be collected from the  
          ultimate consumers at the time of the transaction just as other  
          sales taxes are paid.  These changes will streamline the  
          accounting process for small businesses and other retailers that  
          offer delivery services to their customers.  They will also  
          greatly ease administrative and audit burdens for retailers and  
          the Board of Equalization."  

          The SUT provisions of this bill are sponsored by the California  
          Retailers Association, which states:

               Most retailers charge their customers a flat fee for  
               delivery of merchandise.  (The amount of the fee may be  







                                                                             
           AB 1087
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               based on the total purchase price for the merchandise.)   
               In many instances, the amount the delivery company  
               charges the retailer exceeds what the retailer charged  
               its customer, resulting in no tax being due.  However,  
               to the extent the delivery company charges the retailer  
               less than the amount the retailer charged the customer  
               for the delivery, this difference is not excluded from  
               the definition of 'sales price' or 'gross receipts' and  
               is thus subject to sales tax.  At the time the customer  
               is completing the transaction, the retailer typically  
               has no way of knowing the exact amount that the delivery  
               company will charge for the delivery, thus the retailer  
               cannot effectively collect the proper amount of sales  
               tax from the customer.  This puts retailers in the  
               untenable position of being forced to pay sales tax out  
               of their pockets that should be paid by the ultimate  
               consumers.

          Committee Staff Notes:

          1)Revenue and Taxation Code (R&TC) Section 6011 and 6012 impose  
            SUT on all charges related to the retail sale of TPP, except  
            those charges specifically excluded.  For example, current law  
            excludes from the definition of "sales price" and "gross  
            receipts" (i.e., the tax measure) certain separately stated  
            transportation charges.  [R&TC Sections 6011(c)(7) and  
            6012(c)(7)].  This exclusion, however, may not exceed "a  
            reasonable charge for transportation by facilities of the  
            retailer or the cost to the retailer of transportation by other  
            than facilities of the retailer."  

          2)Existing law also provides that the terms "sales price" and  
            "gross receipts" include the cost of services that are part of  
            the sale of TPP.  In other words, related handling charges are  
            currently taxable whether separately stated or not.  Moreover,  
            under existing law, a charge for "shipping and handling" does  
            not constitute a separate statement of shipping charges, and, if  
            there is no further itemization, the entire charge would be  
            included in the computation of tax. 

          3)To further complicate matters, BOE notes, "Although a  
            designation such as, 'shipping and handling' or 'postage and  
            handling' is not regarded as a separate statement of  
            transportation charges, under the Board's Regulation 1628,  
            Transportation Charges, the designation 'postage and handling,'  







                                                                             
           AB 1087
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            'shipping and handling,' or similar designation, coupled with a  
            statement of the actual amount of postage placed on the package  
            mailed to a customer, constitutes a separate statement of  
            transportation charges and those transportation charges are  
            excludable from the measure of tax."
           

          Analysis Prepared by  :  M. David Ruff / REV. & TAX. / (916)  
          319-2098 


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