BILL ANALYSIS                                                                                                                                                                                                    



                                                                       



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          |SENATE RULES COMMITTEE            |                  AB 1245|
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                                 THIRD READING


          Bill No:  AB 1245
          Author:   Monning (D)
          Amended:  6/30/09 in Senate
          Vote:     21

           
           SENATE JUDICIARY COMMITTEE  :  5-0, 6/23/09
          AYES:  Corbett, Harman, Florez, Leno, Walters

           SENATE APPROPRIATIONS COMMITTEE  :  Senate Rule 28.8

           ASSEMBLY FLOOR  :  77-0, 5/21/09 (Consent) - See last page  
            for vote


           SUBJECT  :    Public records:  protection and ecovery

           SOURCE  :     Secretary of State


           DIGEST  :    This bill establishes a process by which the  
          Secretary of State or a local agency may seek the return of  
          public records belonging to the state or a local agency  
          from a person, organization, or institution not authorized  
          by law to possess those records, or require that person to  
          respond in writing and declare why the records do not  
          belong to the state or local agency.  

           ANALYSIS  :    

          Existing law provides that every officer having custody of  
          any public record filed or deposited in any public office,  
          or placed in his/her hands for any purpose, is punishable  
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          by imprisonment in the state prison for two, three, or four  
          years if the officer willfully steals, removes, destroys,  
          mutilates, defaces, alters, or falsifies the record, or  
          causes another person to do so. (Government Code Section  
          6200.)

          Existing law provides that every person who is not an  
          officer who is guilty of these acts is punishable by  
          imprisonment in the state prison or in county jail for a  
          period not exceeding one year, or by a fine not exceeding  
          $1,000, or both. (Government Code Section 6201.)
          
          This bill provides that, whenever the Secretary of State  
          (SOS), in consultation with the state archivist (Keeper of  
          the Archives), has reasonable grounds to believe that  
          public records belonging to a state or a local agency, are  
          in the possession of a person or entity not authorized by  
          law to possess those records, the SOS may issue a written  
          notice by certified mail, demanding that person or entity,  
          within 20 calendar days, to either return the records or  
          respond in writing and declare why the records do not  
          belong to the state or a local agency. 

          This bill provides that when a record is returned upon the  
          request of the person, organization, or institution that  
          returned the record, the secretary or a local agency that  
          receives the record shall issue to that person,  
          organization, or institution a copy or digital image of the  
          record, which shall be certified as a true copy of the  
          record that was returned to the state or local agency, and  
          dated on the same day the record was returned.

          This bill provides that if the person or entity fails to  
          deliver the described records, fails to respond to the  
          notice and demand within the required time, or does not  
          adequately demonstrate that the records do not belong to  
          the state or a local agency, the SOS may ask the Attorney  
          General (AG) to petition the superior court in the county  
          in which the records are located for an order requiring the  
          return of those records. 

          This bill requires the court, after a hearing, and upon a  
          finding that the specified records are in the possession of  
          a person or entity not authorized by law to possess the  







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          records, to order the records to be delivered to the state  
          archivist or other government official designated by the  
          court.

          The court may order the record available for public access  
          under a request made pursuant to the California Public  
          Records Act.

          This bill provides a similar procedure for recovery of a  
          public record by a local agency, and provides that a local  
          agency may request the district attorney or city attorney  
          to petition the superior court for an order requiring the  
          return of the record, if the record is not returned after a  
          written demand was sent by certified mail.

          This bill exempts a person, organization, or institution  
          with custody of public records which they have no lawful  
          authority to possess, from the recovery provisions of this  
          bill  (1) provided the person, organization, or institution  
          follows  professional practices recommended by the Society  
          of American Archivists as used by the state archivist, and  
          (2) provided those records are made subject to inspection  
          in the same manner as public records are subject to  
          inspection, and are subject to disclosure under the Public  
          Records Act.  If the person or entity in possession of  
          these public records refuses public inspection, this bill  
          would authorize the state archivist or local agency or  
          designated representative to inform the person or entity in  
          possession of the public record of the requirement for  
          inspection and to facilitate the inspection of records.  If  
          the person or entity continues to deny inspection of the  
          record, this bill authorizes the SOS, on behalf of the  
          archivist or the local agency to pursue recovery of the  
          records using the process described in the bill, and  
          authorizes an award of reasonable attorney's fees and court  
          costs to the prevailing party.

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  Yes    
          Local:  No

           SUPPORT  :   (Verified  7/10/09)

          Secretary of State, Debra Bowen (source)
          California Association of Clerks and Election Officials







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          California Association of Museums 
          California Peace Officers' Association
          California Police Chiefs Association
          California State Association of Counties
          Los Angeles County District Attorney's Office


           ARGUMENTS IN SUPPORT :    According to the author's office,  
          in the absence of a law that allows governmental agencies  
          to recover public records that have been removed from  
          public custody and that addresses the downstream sale of  
          these documents, there is a prevalent misconception in  
          society that once a public record is outside of public  
          custody, it is no longer a public record.  For example, the  
          state archivist's staff on several occasions discovered  
          historic volumes or pages from San Quentin or Folsom Prison  
          on mug books or registers in manuscript auction catalogs or  
          online auctions.

          Thus, in response to the growing sales of public records,  
          whether they are in lawful or unlawful custody of private  
          individuals or entities, the Council of State Archivists,  
          the Society of American Archivists, and the National  
          Association of Government Archives and Records  
          Administrators issued a joint statement on the sale of  
          public records and established a page on its Web site  
          regarding the sale of public records.  The archivist groups  
          have also launched an effort to ensure that states have in  
          place recovery statutes for governmental records.  This  
          bill is patterned after the Maine recovery statute.   
          Several other states have adopted similar recovery  
          statutes.  
          (  http://www.statearchivists.org/issues/publicrecordssales/in 
          dex.htm  )

          This bill contains provisions from those recovery statutes,  
          and provides an exemption for specified public records.

          The California State Association of Counties supports this  
          bill, stating that "[t]his measure is intended to address  
          situations in which historical public records that are in  
          the possession of an unauthorized person or entity are  
          being inappropriately sold or traded in the marketplace for  
          profit.  Counties believe that this measure safeguards and  







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          preserves important historic public records for the benefit  
          of generations to come."

           ASSEMBLY FLOOR  : 
          AYES:  Adams, Ammiano, Anderson, Arambula, Beall, Bill  
            Berryhill, Tom Berryhill, Blakeslee, Block, Blumenfield,  
            Brownley, Buchanan, Caballero, Charles Calderon, Carter,  
            Chesbro, Conway, Cook, Coto, Davis, De La Torre, De Leon,  
            DeVore, Duvall, Emmerson, Eng, Evans, Feuer, Fletcher,  
            Fong, Fuller, Furutani, Gaines, Galgiani, Garrick,  
            Gilmore, Hagman, Hall, Harkey, Hayashi, Hernandez, Hill,  
            Huber, Huffman, Jeffries, Jones, Knight, Krekorian, Lieu,  
            Logue, Bonnie Lowenthal, Ma, Mendoza, Miller, Monning,  
            Nestande, Niello, Nielsen, John A. Perez, V. Manuel  
            Perez, Portantino, Price, Ruskin, Salas, Silva, Skinner,  
            Smyth, Solorio, Audra Strickland, Swanson, Torlakson,  
            Torres, Torrico, Tran, Villines, Yamada, Bass
          NO VOTE RECORDED:  Fuentes, Nava, Saldana


          RJG:do  7/10/09   Senate Floor Analyses 

                         SUPPORT/OPPOSITION:  SEE ABOVE

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