BILL ANALYSIS                                                                                                                                                                                                    



                                                                  AB 1328
                                                                  Page  1

          CONCURRENCE IN SENATE AMENDMENTS
          AB 1328 (Salas)
          As Amended  July 15, 2009
          Majority vote
           
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          |ASSEMBLY:  |48-29|(June 2, 2009)  |SENATE: |25-11|(August 31,    |
          |           |     |                |        |     |2009)          |
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           Original Committee Reference:   H. & C.D.  

           SUMMARY  :  Allows a common interest development (CID) to enter  
          into a multiyear contract for a water and energy efficiency  
          program if the board of directors (board) reasonably determines  
          that there may be verifiable savings to the homeowners  
          association (HOA).   

           The Senate amendments  make the following changes to the Assembly  
          version that:
           
           1)Limit the length of contracts for water and energy efficiency  
            programs a CID board can enter into to up to five years. 

          2)Prohibit a board from entering into a contract for a water and  
            energy efficiency program with a supplier if the developer of  
            the CID still has representation on the board and has ten  
            percent or more interest in the supplier.

          3)Require the board, prior to entering into a multiyear contract  
            for a water or energy efficiency program, to provide notice of  
            the proposed length of the contract on the agenda for the  
            meeting at which the contract will be discussed and voted on.   


           AS PASSED BY THE ASSEMBLY  , this bill allowed a CID to enter into  
          a contract regardless of the duration for a water and energy  
          efficiency program if the board reasonably determines that there  
          may be verifiable savings to the HOA.   Specifically,  this bill  :  
           

          1)Limits the types of contracts an HOA can enter into to water  
            or energy efficiency programs.

          2)Provides that this provision applies if the governing  








                                                                  AB 1328
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            documents have a provision to the contrary.  
           
          FISCAL EFFECT  :  None 

           COMMENTS :  There are over 41,000 CIDs in the state that range in  
          size from three to 27,000 units.  CIDs make up over four million  
          total housing units which represents approximately one quarter  
          of the state's housing stock.  In the 1990s, over 60% of all  
          residential construction starts in the state were CIDs.  CIDs  
          include condominiums, community apartment projects, and housing  
          cooperatives, and planned unit developments.  They are  
          characterized by a separate ownership of dwelling space coupled  
          with an undivided interest in a common property, restricted by  
          covenants and conditions that limit the use of common area, and  
          the separate ownership interests and the management of common  
          property and enforcement of restrictions by an HOA.  CIDs are  
          governed by the Davis-Stirling Act as well as the governing  
          documents of the HOA including bylaws, declaration, and  
          operating rules.  Except when CIDs are first developed, no state  
          agency provides ongoing oversight to these communities.  

          A decision as to whether the HOA should enter into a contract is  
          made by the board of directors unless the governing documents  
          require the owners' approval.  The Department of Real Estate  
          (DRE) approves the governing documents of HOAs when a CID is  
          formed.  DRE regulations specify that the governing documents of  
          an HOA should generally prohibit an HOA from entering into a  
          contract for longer than one year except when the HOA has the  
          approval of a simple majority of the members constituting a  
          quorum consisting of more than 50% of the HOA.  There are  
          several types of contracts that DRE regulations allow the HOA to  
          enter into for a longer duration than one year without the  
          approval of the members.  Contracts that are specifically exempt  
          by DRE regulations from a vote of the membership include the  
          following:  a contract with a public utility company if the  
          rates charged for the materials or services are regulated by the  
          Public Utilities Commission (PUC) and the term of the contract  
          is for the least amount of time the supplier will agree to;  
          lease agreements for laundry room and cable television equipment  
          services which cannot exceed five years provided that the  
          company providing the service does not have a direct or indirect  
          ownership interest of 10% or more in the HOA; and, any contract  
          that is for a term of three years that the HOA can terminate  
          after no longer than one year without cause, penalty, or other  
          obligation after giving 90 days written notice to the other  








                                                                  AB 1328
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          party. 

          According to the author, because the governing documents of most  
          HOAs limit the HOAs to contracts of one year, except with some  
          specific exemptions, an HOA is prevented from entering into  
          contracts for viable energy and water efficiency programs  
          without a vote of the membership.  The savings from energy and  
          water efficiency programs can generally, not be realized within  
          one year and consequently, it is not feasible for vendors to  
          enter into contracts with HOAs.  By entering into long term  
          contracts, service providers are able to plan for and implement  
          the necessary infrastructure for effective energy and water  
          savings.  A few examples offered by the author, of opportunities  
          HOAs have in terms of energy or water efficiency contracts  
          include solar contracts for heating pools and spas and contracts  
          for water management control and monitoring systems.  An HOA  
          could amend the governing documents to allow the board of  
          directors to enter into a long term contract without the  
          approval of the members, but that process is costly so the  
          author asserts a statutory fix is necessary. 

          In most cases the governing documents of the HOA including  
          bylaws, declaration, specify the process for amendment.  In many  
          cases the governing documents may be amended by a simple  
          majority.  Existing law requires an amendment to the governing  
          documents to be approved by the owners by an election via secret  
          ballot.  The election must meet all of the requirements of  
          existing law including the selection of an independent third  
          party as the inspector of elections and that the ballot be  
          returned in a double stuffed envelop which does not identify the  
          owner in name to insure the election is secret.  


           Analysis Prepared by  :    Lisa Engel / H. & C.D. / (916) 319-2085  



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