BILL ANALYSIS                                                                                                                                                                                                    



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          ASSEMBLY THIRD READING
          AB 1383 (Jones)
          As Amended June 1, 2009
          2/3 vote.  Urgency 

           HEALTH              15-0        APPROPRIATIONS      12-4        
           
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          |Ayes:|Jones, Adams, Ammiano,    |Ayes:|De Leon, Ammiano, Charles   |
          |     |Block, Carter, De La      |     |Calderon, Davis, Fuentes,   |
          |     |Torre, De Leon, Emmerson, |     |Hall, John A. Perez, Price, |
          |     |Hall, Hayashi, Hernandez, |     |Skinner, Solorio,           |
          |     |Bonnie Lowenthal,         |     |Torlakson, Krekorian        |
          |     |Nava, V. Manuel Perez,    |     |                            |
          |     |Salas                     |     |                            |
          |-----+--------------------------+-----+----------------------------|
          |     |                          |Nays:|Nielsen, Harkey, Miller,    |
          |     |                          |     |Audra Strickland            |
          |     |                          |     |                            |
           ------------------------------------------------------------------- 
           SUMMARY  :  Imposes a coverage dividend fee on hospitals, except  
          for designated public hospitals, beginning on the effective date  
          of this bill until December 31, 2010.  Requires the Department  
          of Health Care Services (DHCS) to calculate the amount of the  
          fee for each hospital; requires revenue from the fee to be  
          placed in a fund and used only to make specified increased  
          Medi-Cal supplemental payments to hospitals pursuant to this  
          bill and to pay for the expansion of health care coverage for  
          children beyond existing levels.  Sunsets the provisions of this  
          bill at the earlier of January 1, 2013, or if specified  
          conditions are met.  This bill contains an urgency clause that  
          will make this bill effective upon enactment.  Specifically,  
           this bill  :  

          1)Imposes a coverage dividend fee on hospitals, except for  
            designated public hospitals (the 20 county and University of  
            California hospitals), that is consistent with the principle  
            of shared benefit and shared responsibility.  Imposes the fee  
            beginning on the effective date of this bill until December  
            31, 2010.  Requires DHCS to calculate the amount of the fee  
            for each hospital within ten days of the bill taking effect  
            when DHCS receives notice of federal approval.

          2)Requires revenue from the coverage dividend fee to be placed  








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            in the Coverage Dividend Revenue Fund (Fund) created by this  
            bill, requires all revenue, interest, and penalties from late  
            payments of the fee to be placed in the Fund, requires revenue  
            in the Fund to be continuously appropriated, and requires  
            revenue in the Fund to be used only for the following purposes  
            in the following order of priority:

             a)   To make increased payments to hospitals pursuant to this  
               bill (described below); and,

             b)   To pay for the expansion of health care coverage for  
               children beyond existing levels.

          3)Requires private hospitals to be paid supplement amounts for  
            Medi-Cal hospital outpatient services provided on or before  
            December 31, 2010, that are in addition to any other payments  
            payable to the hospital, and prohibits the payments from  
            affecting any other payments to hospitals.  Requires Medi-Cal  
            rates for hospital outpatient services provided on or before  
            December 31, 2010, to result in aggregate payments equal to  
            the federal upper payment limit (UPL).  (The federal UPL is a  
            reasonable estimate of the amount that would be paid for  
            Medicaid services under Medicare payment principles.)

          4)Requires hospitals to be paid supplemental amounts for  
            Medi-Cal hospital inpatient services provided on or before  
            December 31, 2010; that are in addition to any other amounts  
            payable to hospitals with respect to hospital inpatient  
            services, and prohibits these payments from affecting any  
            other payments to hospitals.  Requires Medi-Cal rates for  
            inpatient services provided on or before December 31, 2010; to  
            result in aggregate payments equal to the federal UPL.

          5)Requires private hospitals, non-designated public hospitals,  
            and designated public hospitals to be paid supplemental  
            amounts for Medi-Cal hospital services provided on or before  
            December 31, 2010, that are furnished to Medi-Cal managed care  
            enrollees, requires the supplemental amounts to be paid  
            directly by DHCS to the hospitals, in addition to any other  
            amount payable to hospitals with respect to hospital services  
            furnished to managed care enrollees, and prohibits these  
            payments from affecting any other payments made to hospitals.

          6)Prohibits the amount of any payments made under this bill to  








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            private hospitals from being included for purposes of  
            calculating disproportionate share hospital (DSH) fund  
            replacement payments to private hospitals.

          7)Establishes requirements for the timing of payments made to  
            hospitals for the federal 2008-09, 2009-10 and 2010-11 fiscal  
            years (FYs). 

          8)Prohibits payment rates for hospital outpatient services and  
            non-contract inpatient services furnished by private hospitals  
            and nondesignated public hospitals before October 1, 2011,  
            exclusive of amounts payable under this bill, from being  
            reduced below the rates or the payment methodology in effect  
            on June 30, 2008.

          9)Prohibits Medi-Cal hospital inpatient rates for services  
            before October 1, 2011, under the Medi-Cal Selective Provider  
            Contracting Program (SPCP) from being reduced below the  
            contract rates in effect on June 1, 2009.  

          10)Prohibits Medi-Cal payments to private and non-designated  
            public hospitals for hospital inpatient services furnished  
            before October 1, 2011, that are not reimbursed under the SPCP  
            from being less than the amount of payments that would have  
            been made pursuant to the payment methodology in effect on  
            June 30, 2008.

          11)Prohibits Medi-Cal payments made to hospitals under specified  
            provisions of existing law implementing the state's Medi-Cal  
            Hospital/Uninsured waiver from being less than the payments  
            due under the methodology set forth in those provisions in  
            effect for FY 2007-08.

          12)Prohibits Medi-Cal managed care plans from taking into  
            account payments made under this bill in negotiating the  
            amount of Medi-Cal payments to hospitals that are not made to  
            hospitals under this bill.

          13)Requires DHCS to promptly seek federal approval or waivers to  
            implement this bill and to obtain federal financial  
            participation to the maximum extent possible for payments made  
            under this bill.

          14)Requires DHCS to offer to enter into a contract with each  








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            hospital subject to the coverage dividend fee, or to amend  
            existing contracts with the hospital, that obligates DHCS to  
            use the proceeds of the coverage dividend fee solely for the  
            purposes set forth in the fee-related provisions of this bill,  
            and to comply with all of its obligations set forth in  
            rate-related provisions of this bill, including, but not  
            limited to, its obligation to continue prior reimbursement  
            levels.  Requires each contract to also provide that the  
            hospital's obligation to pay the coverage dividend fee is  
            contingent on DHCS performing its obligations under the  
            contract, and requires each contract to be binding on DHCS and  
            enforceable by the hospitals, regardless of whether the  
            hospitals have given adequate consideration in return for  
            DHCS' obligations.

          15)Prohibits money in the Fund from being used to support DHCS  
            administration.

          16)Implements this bill only if the following conditions are  
            met:

             a)   The fee is established consistent with this bill;

             b)   The fee is deposited in a segregated fund apart from the  
               General Fund (GF); and,

             c)   The proceeds of the fee are only used for the purposes  
               set forth in this bill.

          17)Prohibits a hospital from being required to pay the fee to  
            DHCS unless and until the state receives and maintains federal  
            approval of the fee and the Medi-Cal supplemental payment  
            provisions of this bill from the federal Centers for Medicare  
            and Medicaid Services (CMS):

             a)   CMS allows the use of the fee as set forth in this bill;

             b)   Hospitals are reimbursed the increased Medi-Cal rates  
               beginning on the implementation date; and,

             c)   The full amount of the coverage dividend fee assessed  
               and collected remains available only for the purposes in  
               this bill.









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          18)Requires DHCS to seek federal approval of each element of the  
            fee-related provisions of this bill, and if federal approval  
            is not obtained, requires the fee-related provisions to become  
            inoperative, and specifies conditions that would make the bill  
            inoperative.

          19)Prohibits the aggregate fees collected on an annual basis  
            from exceeding the maximum percentage of the annual aggregate  
            net patient revenue for hospitals subject to the fee that is  
            prescribed pursuant to federal law and regulations to preclude  
            a finding that an indirect guarantee has been created.

          20)Requires interest to be paid on coverage dividend fees not  
            paid on the due date at the same rate at which DHCS assesses  
            interest on Medi-Cal Program overpayments to hospitals that  
            are not repaid when due.  Permits DHCS to deduct unpaid fees  
            and interest owed from nonpaying hospitals from any Medi-Cal  
            payments to the hospital.

          21)Requires the amount of the fee to be considered an allowable  
            cost for Medi-Cal cost reporting and reimbursement purposes.

          22)Requires DHCS to request CMS approval for implementation of  
            this bill, and to seek specific approval from CMS to exempt  
            providers identified in this bill from the fee, including, as  
            necessary, a request for a waiver.  

          23)Permits any methodology contained in this bill to be modified  
            by DHCS in consultation with the hospital community, to the  
            extent necessary to meet the requirements of federal law or  
            regulations or to obtain federal approval, provided the  
            modifications do not violate the intent of this bill and are  
            consistent with the conditions for implementation.

          24)Requires DHCS to make retrospective adjustment, as necessary,  
            to the amount of the fee calculated in order to ensure  
            compliance with federal limits set forth in a specified  
            federal regulation or federal law.

          25)Requires, in the event of a court challenge over the Medi-Cal  
            rate provisions of this bill, no payments to be made to a  
            hospital until the case is finally resolved, including the  
            final disposition of all appeals, and any amount payable to a  
            hospital to be withheld by DHCS and to be paid to the hospital  








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            only after the case or proceeding is finally resolved,  
            including the final disposition of all appeals.

          26)Establishes requirements for hospitals to set aside funds to  
            pay the fee, depending upon the effective date of this bill.

           FISCAL EFFECT  :  According to the Assembly Appropriations  
          Committee:

          1)A one-time increase of $4 billion (38% fee/62% federal) to $5  
            billion (38% fee/62% federal) paid to hospitals through  
            December 2010 in the form of increased Medi-Cal payments for  
            inpatient and outpatient services.  This estimate assumes  
            hospitals subject to the coverage dividend fee will contribute  
            $1.8 billion (100% hospital fee) to be matched with federal  
            financial participation (FFP) at the enhanced ARRA rate of 62%  
            for a total Medi-Cal payment increase of $4.7 billion (38%  
            fee/62% federal) through December 2010.

          2)The creation of a new funding mechanism to draw down billions  
            in FFP creates major GF pressure when the fee sunsets.  GF  
            pressure is created to continue Medi-Cal increases and to  
            continue coverage expansions for children initially funded by  
            the QAF.

          3)One-time increase of $300 million (38% fee/62% federal) to  
            expand coverage to 300,000 uninsured children.

          4)One-time staffing costs of $200,000 (38% GF) to DHCS for the  
            duration of the fee established by this bill.

           COMMENTS  :  According to the author, this bill would levy a  
          provider fee on specified hospitals that would be used to draw  
          down additional federal funds to increase Medi-Cal payments to  
          hospitals and to pay for an expansion of children's health care  
          coverage.  Federal law authorizes states to levy fees on health  
          care providers if the fees meet federal requirements.  Many  
          states (including California) fund a portion of their share of  
          Medicaid program costs through a fee on health care providers.   
          Forty-five states have Medicaid provider fees, including  
          twenty-two states with hospital provider fees.  This bill would  
          enable the state to use the fee paid by hospitals to match  
          federal funds, which would then be used to boost Medi-Cal  
          payments to hospitals and to fund a children's health coverage  








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          expansion.  The author argues that providing a rate increase and  
          a coverage expansion using state GF dollars alone is not  
          otherwise possible given the state's dire fiscal situation.   
          This bill is an urgency measure, and the author states that  
          immediate enactment would allow California to take advantage of  
          the 27-month increase in the Federal Medicaid Assistance  
          Percentage made available to California through the federal  
          stimulus legislation, which will enable the state to drawn down  
          additional federal funds with a lower provider fee.

          Hospitals are reimbursed by Medi-Cal in a variety of ways  
          depending upon whether they contract with the state through the  
          California Medical Assistance Commission, whether they qualify  
          DSH based on their patient census, and whether they are a  
          designated public hospital, a private hospital, or a  
          non-designated public hospital (district hospital).  Current law  
          does not impose a coverage dividend fee on hospitals that is  
          used to draw down federal Medicaid funds.

          Federal law authorizes states to levy fees on health care  
          providers if the fees meet federal requirements.  Many states  
          (including California) fund a portion of their share of Medicaid  
          Program costs through a fee on health care providers.  Under  
          these funding methods, states collect funds (through fees,  
          taxes, or other means) from providers, which can then be matched  
          with federal funds to increase Medicaid reimbursement to  
          providers.  To prevent states from only levying an assessment on  
          certain providers, federal law requires provider fees to be  
          "broad based" and uniformly imposed throughout a jurisdiction,  
          and states are prohibited from having a provision that would  
          ensure providers are "held harmless" from the impact of the fee.  
           Forty-five states have Medicaid provider fees.  The health  
          reform proposal from last session by Governor Schwarzenegger and  
          then-Assembly Speaker Fabian N??ez would have levied a provider  
          fee on hospitals through a separate ballot initiative to be  
          submitted to the voters.  That proposal would have increased  
          Medi-Cal reimbursements to hospitals as a way of reducing the  
          "hidden tax" where below-market Medi-Cal reimbursement rates  
          shift costs on to insured individuals, families, and employers.   
          California currently has provider fees on intermediate care  
          facilities for the developmentally disabled, Medi-Cal managed  
          care plans, and skilled nursing facilities.

          This bill is jointly sponsored by the Daughters of Charity  








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          Health System, the California Hospital Association and the  
          California Children's Hospital Association to allow the state to  
          obtain over $3.5 billion in federal funds over the next eighteen  
          months.  Supporters argue these funds are vitally necessary to  
          California hospitals' ability to continue providing access to  
          Medi-Cal patients.  


           Analysis Prepared by  :    Scott Bain / HEALTH / (916) 319-2097


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