BILL ANALYSIS                                                                                                                                                                                                    






                                 SENATE HEALTH
                               COMMITTEE ANALYSIS
                       Senator Elaine K.  Alquist, Chair


          BILL NO:       AB 1383                                      
          A
          AUTHOR:        Jones                                        
          B
          AMENDED:       June 17, 2009
          HEARING DATE:  June 25, 2009                                
          1
          CONSULTANT:                                                 
          3
          Dunstan/cjt                                                 
          8
                                                                       
                                         3
                                        
                                     SUBJECT
                                         
              Medi-Cal: hospitals: supplemental payments: coverage  
                                  dividend fee

                                     SUMMARY  

          Imposes a coverage dividend fee on hospitals, except for  
          designated public hospitals, for a period ending December  
          31, 2010.  Requires the Department of Health Care Services  
          (DHCS) to calculate the amount of the fee for each  
          hospital; requires revenue from the fee to be placed in a  
          fund and used only to make specified increased Medi-Cal  
          supplemental payments to hospitals, and to pay for the  
          expansion of health care coverage for children.  This bill  
          contains an urgency clause that will make this bill  
          effective upon enactment. 

                             CHANGES TO EXISTING LAW  
          
          Existing federal law:
          Establishes the Medicaid program to provide comprehensive  
          health benefits to low-income persons.  Establishes the  
          federal Medicaid Disproportionate Share Hospital (DSH)  
          program to provide financial assistance to hospitals that  
          serve large numbers of Medicaid and uninsured patients.   
          Allows states to request waivers of federal law under  
                                                         Continued---



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          Section 1115 of the Social Security Act for research and  
          demonstration projects.  Requires that provider fees levied  
          by states must conform to specified standards and criteria.
          
          Existing state law:
          Establishes the Medi-Cal program as California's Medicaid  
          program, administered by the Department of Health Care  
          Services (DHCS), which provides comprehensive health care  
          coverage for low-income individuals and their families;  
          pregnant women; elderly, blind, or disabled persons;  
          nursing home residents; and refugees who meet specified  
          eligibility criteria. 

          Creates a hospital demonstration project to implement a  
          five-year federal Medicaid Section 1115 waiver for support  
          of public hospitals that serve uninsured patients and  
          patients whose health care services are covered by Medi-Cal  
          (California's Medicaid program).  

          Establishes the Safety Net Care Pool (SNCP) as the federal  
          funds available under the hospital demonstration project,  
          to ensure continued government support for the provision of  
          health care services to uninsured populations.  

          Defines a designated public hospital to be one of the  
          county or University of California hospitals specifically  
          named in the statute implementing the federal waiver.   
          Defines a nondesignated public hospital as any other public  
          hospital.

          Imposes provider fees for the state's Medi-Cal program,  
          specifically a quality improvement fee on Medi-Cal managed  
          care plans and a quality assurance fee on skilled nursing  
          facilities (SNFs) and intermediate care facilities for the  
          developmentally disabled (ICF-DD).  

          Establishes a selective provider contract program (SPCP)  
          for hospitals in the Medi-Cal program.  Requires the  
          governor to designate a person in his or her office to act  
          as a special negotiator to negotiate rates, terms, and  
          conditions for contracts with hospitals for inpatient  
          services to be rendered to Medi-Cal Program beneficiaries.   
          Requires the California Medical Assistance Commission  
          (CMAC) to assume the duties and powers of the special  
          negotiator.





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          This bill:

          General provisions
          Establishes that the bill will be implemented in two  
          phases, "phase 1" being defined as the 2009 federal fiscal  
          year (October 1, 2008 through September 30, 2009), and  
          "phase 2" being defined as the 2010 federal fiscal year  
          (October 1, 2009 through September 30, 2010).  

          Provides that it is an urgency statute to allow increased  
          Medi-Cal payments to hospitals and improved access to occur  
          at the earliest possible time.

          Hospital payments
          Requires private hospitals to be paid supplemental amounts  
          for Medi-Cal hospital outpatient and inpatient services  
          that are in addition to any other payments payable to the  
          hospital, and prohibits the payments from affecting any  
          other payments to hospitals.  Requires that these payments  
          be made in both phase 1 and phase 2. 

          Requires Medi-Cal rates for private hospital inpatient and  
          outpatient services to result in aggregate payments equal  
          to the federal upper payment limit (UPL). (The federal UPL  
          is a reasonable estimate of the amount that would be paid  
          for Medicaid services under Medicare payment principles.)   
          Requires that these payments equal the UPL in both phase 1  
          and phase 2.  

          Requires nondesignated public hospitals to be paid  
          supplemental amounts for Medi-Cal hospital outpatient and  
          inpatient services that are in addition to any other  
          payments payable to the hospital, and prohibits the  
          payments from affecting any other payments to hospitals.   
          Requires that these payments be made in both phase 1 and  
          phase 2.

          Requires designated public hospitals to be paid  
          supplemental amounts for services they provide during phase  
          1 and phase 2 and clarifies that the payments direct grants  
          and shall not constitute Medi-Cal payments.  

          Requires DHCS to increase payments in aggregate to Medi-Cal  
          managed care plans for the provision of Medi-Cal hospital  
          services.  Requires each Medi-Cal managed care plan to  
          expend 100 percent of the increased payments in the form of  




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          payments for hospital managed care inpatient days.   
          Requires that these payments be made in both phase 1 and  
          phase 2.  

          Requires Medi-Cal managed care plans to submit the  
          documentation that DHCS may require.  Directs that the  
          documentation will be available to hospitals for inspection  
          and copying under the Public Records Act (PRA) and that no  
          exemption under PRA shall apply to hospitals.  Requires  
          that these payments be made in both phase 1 and phase 2.

          Prohibits any payments made under this bill to private  
          hospitals from being included for purposes of calculating  
          disproportionate share (DSH) hospital fund replacement  
          payments to private hospitals. 

          Establishes requirements for the timing of payments made to  
          hospitals for the federal 2009-10 and 2010-11 fiscal years.  


          Prohibits payment rates for hospital outpatient services  
          and non-contract inpatient services furnished by private  
          hospitals and nondesignated public hospitals before October  
          1, 2011, exclusive of amounts payable under this bill, from  
          being reduced below the rates in effect on June 30, 2008.  

          Prohibits Medi-Cal hospital inpatient rates for services  
          before October 1, 2011 under the Medi-Cal SPCP, from being  
          reduced below the contract rates in effect on June 30,  
          2009. 

          Prohibits Medi-Cal payments made to hospitals under  
          specified provisions of existing law that implements the  
          state's Medi-Cal Hospital/Uninsured waiver from being less  
          than the payments due under the methodology set forth in  
          those provisions in effect for the 2007-08 fiscal year.

          Prohibits Medi-Cal managed care plans from taking into  
          account payments made under this bill in negotiating the  
          amount of Medi-Cal payments to hospitals that are not made  
          to hospitals under this bill.

          Administration
          Requires DHCS to promptly seek federal approval or waivers  
          to implement phase 1 and to obtain federal financial  
          participation (FFP) to the maximum extent possible for  




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          payments made under this bill.  Requires DHCS to submit a  
          Medicaid state plan amendment to implement phase 1 on or  
          before June 30, 2009.

          Directs DHCS to obtain written assurances from the  
          Secretary of the United States Department of Health and  
          Human Services in connection with obtaining approval for  
          phase 1.  These written assurances that DHCS must obtain  
          are:

             a)   Approval of phase 1 will not result in funding  
               reductions to hospitals under the current Section 1115  
               waiver.
             b)   The federal Center for Medicare and Medicaid  
               Services will explore with the state the need for  
               growth in the safety net care pool.
             c)   That additional federal funding for the 2008-2009  
               federal fiscal year as a result of phase 1 will not be  
               taken into account in the determination of the amount  
               of federal funds that will be available under a new  
               hospital financing waiver.
             d)   The implementation of phase 1 is conditioned upon  
               DHCS obtaining these written assurances from the  
               federal government.

          Requires DHCS to submit a Medicaid state plan amendment to  
          implement phase 2 on or before September 30, 2009.   
          Prohibits phase 2 from being implemented unless the federal  
          government approved a new Section 1115 waiver.  Requires  
          DHCS to negotiate the federal approvals required for phase  
          2 concurrently with the negotiation of a federal waiver.

          Allows DHCS to use a fiscal intermediary to administer this  
          program and exempts any contract entered into with a fiscal  
          intermediary from specified portions of the public contract  
          code.

          Provides that phase 2 shall not be implemented unless and  
          until the federal government approves a federal Section  
          1115 waiver for a hospital demonstration project to replace  
          the current Section 1115 waiver.

          Require DHCS to explore opportunities for reform of the  
          Medi-Cal program, which may include payment system reforms,  
          improvement managed care delivery systems and improvements  
          in the coordination of care for beneficiaries with multiple  




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          chronic and complex medical conditions.  

          Effective dates and conditions of payment provisions
          States legislative intent to enact additional legislation  
          that will specify more precisely the calculation of the  
          supplemental payment to individual hospitals.  Prohibits  
          any supplemental payments from being made until the  
          subsequent legislation has been enacted.

          Establishes that the portion of the bill establishing  
          supplemental payments to hospitals shall become inoperative  
          in the event of a final judicial determination by an  
          appellate court or a final federal decision that any  
          elements of this article cannot be implemented.  Provides  
          that the provider rate provisions are repealed on the  
          earlier of January 1, 2013, or when the director of DHCS  
          executes a declaration stating that such a final judicial  
          or administrative determination has been made.

          Provides that no payments shall be made to a hospital  
          litigant until the case or proceeding is finally resolved.   


          Coverage dividend fee
          Imposes a provider fee, termed a coverage dividend fee on  
          hospitals, except for the 20 county and University of  
          California hospitals which are designated public hospitals.  
           Requires that the coverage dividend fee be consistent with  
          the principle of shared benefit and shared responsibility.   
          Requires the coverage dividend be assessed on hospitals as  
          specified.  Requires DHCS to calculate the amount of the  
          fee for each hospital within ten days of when the relevant  
          sections of the bill take effect. 

          Establishes procedures and timetables that apply to DHCS  
          and hospitals for the administration and collection of the  
          fee for phase 1 and phase 2.  Specifies that the fee will  
          end December 31, 2010.

          Requires DHCS to offer to enter into a contract with each  
          hospital subject to the coverage dividend fee, or to amend  
          existing contracts with the hospital.  Provides that these  
          contracts would obligate DHCS to use the proceeds of the  
          coverage dividend fee solely for the purposes set forth in  
          the fee-related provisions of this bill, and to comply with  
          all of its obligations regarding payments set forth in this  




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          bill, including, but not limited to, its obligation to  
          continue prior reimbursement levels.  Requires each  
          contract to also provide that the hospital's obligation to  
          pay the coverage dividend fee is contingent on DHCS  
          performing its obligations under the contract, and requires  
          each contract to be binding on DHCS and enforceable by the  
          hospitals, regardless of whether the hospitals have given  
          adequate consideration in return for DHCS' obligations. 

          Requires revenue from the coverage dividend fee to be  
          placed in the Coverage Dividend Revenue Fund created by  
          this bill, requires all revenue, interest and penalties  
          from late payments of the fee to be placed in the fund, and  
          requires revenue in the fund to be continuously  
          appropriated.  Limits use of the revenues to making  
          increased payments to hospitals pursuant to this bill and  
          to paying for the expansion of health care coverage for  
          children, with hospital payments having the highest  
          priority.  Provides that $80 million will be available  
          quarterly to provide for health care coverage for children.

          Prohibits money in the fund from being used to support  
          DHCS' administration of the provider fee program. 

          Effective dates and conditions of provider fee provisions
          Establishes that the portion of the bill establishing the  
          coverage dividend shall become inoperative in the event of  
          a final judicial determination by an appellate court or a  
          final federal decision that any elements of this article  
          cannot be implemented.  Provides that the provider rate  
          provisions are repealed on the earlier of January 1, 2013,  
          or when the director of DHCS executes a declaration stating  
          that such a final judicial or administrative determination  
          has been made.

          States legislative intent to enact additional legislation  
          that will specify more precisely the calculation of the  
          supplemental payment to individual hospitals.  Prohibits  
          any coverage dividend fee to be due or payable until the  
          subsequent legislation has been enacted.

          Establishes that this is an urgency statute, and the facts  
          are that this bill should be operative at the earliest  
          possible time so that increased Medi-Cal payments to  
          hospitals and improved access can occur.
                                  FISCAL IMPACT  




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          According to the Assembly Appropriations Committee  
          analysis, this bill would lead to a one-time increase of  
          approximately $4 to $5 billion in the amount paid to  
          hospitals.  This increased amount is composed of 38 percent  
          hospital provider fee and 62 percent federal funds or FFP.   
          The American Recovery and Reinvestment Act increased FFP  
          from what is generally a 50 percent federal share to 62  
          percent for 9 quarters, ending December 31, 2010, at which  
          point it reverts to 50 percent for most expenditures.


                            BACKGROUND AND DISCUSSION  

          According to the author, this bill would levy a provider  
          fee on specified hospitals that would be used to draw down  
          additional federal funds to increase Medi-Cal payments to  
          hospitals, and to pay for an expansion of children's health  
          care coverage.  The author notes that federal law  
          authorizes states to levy fees on health care providers if  
          the fees meet federal requirements.  According to the  
          author, 45 states, including California, have Medicaid  
          provider fees, including 22 states with hospital provider  
          fees.  The author argues that this bill would enable the  
          state to use the fee paid by hospitals to match federal  
          funds, which would then be used to boost Medi-Cal payments  
          to hospitals and to fund a children's health coverage  
          expansion. The author argues that providing a rate increase  
          and a coverage expansion using the state's general fund is  
          not possible given the state's dire fiscal situation. This  
          bill is an urgency measure, and the author states this is  
          important because immediate enactment would allow  
          California to take advantage of the increase in the Federal  
          Medicaid Assistance Percentage made available to California  
          through the federal stimulus legislation, which will enable  
          the state to drawn down additional federal funds with a  
          lower provider fee. 

          Hospital payments
          Hospitals are reimbursed by Medi-Cal in a variety of ways,  
          depending upon whether they contract with the state through  
          the California Medical Assistance Commission (CMAC),  
          whether they qualify as a disproportionate share hospital  
          (DSH) based on their patient census, and whether they are a  
          designated public hospital, a private hospital, or a  
          non-designated public hospital (district hospital).   




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          Designated public hospitals certify their own expenditures,  
          which becomes the state match for drawing down federal  
          funds.  

          Another factor affecting reimbursement is whether the  
          Medi-Cal patient they are serving is covered through  
          managed care or fee-for-service Medi-Cal.  Fee-for-service  
          Medi-Cal outpatient hospital rates are established by DHCS  
          through a fee schedule. 

          For Medi-Cal inpatient services, CMAC negotiates contracts  
          with hospitals on behalf of the state under the Medi-Cal  
          program through the SPCP.  Through CMAC, the state  
          selectively contracts on a competitive basis with hospitals  
          for inpatient services provided to Medi-Cal beneficiaries  
          in the fee-for-service Medi-Cal Program.  According to  
          CMAC, the competitive contracting model has resulted in  
          savings to the state General Fund of over $600 million this  
          fiscal year.  CMAC has negotiated a rate on behalf of the  
          state with 179 hospitals as of December 1, 2008.  Hospitals  
          that do not contract with the state in the fee-for-service  
          Medi-Cal Program are known as non-contract hospitals.  When  
          non-contract hospitals bill Medi-Cal for services, they are  
          initially paid an interim rate.  Hospitals are then  
          required to submit a cost report within five months of the  
          close of their fiscal period, and DHCS reviews each  
          hospital's cost report and prepares a tentative settlement,  
          which is a determination of the allowable reimbursable  
          reported costs for a hospital's fiscal period. 

          Last session, two budget measures affected non-contract  
          hospital reimbursement: the mid-year reduction bill in  
          February 2008 (AB 5, (Committee on Budget) Chapter 3,  
          Statutes of the 2008, Third Extraordinary Session) and the  
          health budget trailer bill of 2008 (AB 1183, (Committee on  
          Budget), Chapter 758, Statutes of 2008) passed in September  
          2008.  AB 5 X3 reduced, for services provided on and after  
          July 1, 2008, Medi-Cal interim payments and cost report  
          settlements by 10 percent for amounts paid for inpatient  
          hospital services provided by hospitals that are not under  
          contract with the state, for services provided on and after  
          July 1, 2008.  AB 1183, effective October 1, 2008 reduced  
          non-contract rates to the lesser of the 10 percent  
          reduction enacted by AB 5 X3 or the regional average CMAC  
          per diem contract rate, reduced by 5 percent and multiplied  
          by the number of Medi-Cal covered inpatient days. 




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          On April 6, 2009, the U.S. Court of Appeals for the Ninth  
          Circuit granted a motion made by hospital plaintiffs (which  
          included the California Hospital Association and some  
          individual hospitals) and ordered a stay of the rate cuts  
          enacted in AB 1183 with respect to the specified hospital  
          services, including inpatient services for non-contract  
          hospitals, pending their appeal to the U.S. Court of  
          Appeals for the Ninth Circuit of the district court's order  
          denying the motion for a preliminary injunction. 
          
          Provider fees
          Federal law authorizes states to levy fees on health care  
          providers if the fees meet federal requirements.  Many  
          states (including California) fund a portion of their share  
          of Medicaid Program costs through a fee on health care  
          providers.  Under these funding methods, states collect  
          funds (through fees, taxes, or other means) from providers,  
          which can then be matched with federal funds.  The  
          resulting combination of state and federal funds is then  
          used to increase Medicaid reimbursement to providers.  

          Federal law has specific requirements governing provider  
          fees.  To prevent states from only levying an assessment on  
          certain providers, federal law requires provider fees to be  
          "broad based" and uniformly imposed throughout a  
          jurisdiction, meaning that they cannot be levied on a  
          subgroup of providers, such as only those who are enrolled  
          in Medicaid programs.  States are prohibited from having a  
          provision that would ensure providers are "held harmless"  
          from the impact of the fee, meaning that all of the funds  
          that an individual provider is paid are returned to that  
          provider.  As a practical matter, the federal requirements  
          result in provider fee programs where some providers  
          receive a net benefit and others do not.

          California currently has the following provider fees on  
          intermediate care facilities for the developmentally  
          disabled, Medi-Cal managed care plans, and SNFs:

             a)   A quality improvement fee (QIF) is assessed on  
               Medi-Cal managed care plans at a rate of 5.5 percent  
               of revenues.  The net increase in revenue is deposited  
               into the state general fund, and is estimated to be  
               $238.8 million (total funds) in 2008-09.  Half of the  
               fee is used to draw down federal funds and is returned  




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               to the Medi-Cal managed care plans through increased  
               rates.  The fee sunsets on October 1, 2009 and is  
               projected to raise $89.9 million in 2009-10. The QIF  
                     is currently assessed on Medi-Cal managed care  
               revenue, but changes in federal law will likely result  
               in this fee sunsetting under state law;

             b)   A quality assurance fee (QAF) on skilled nursing  
               facilities at a rate of six percent of net revenues  
               (which excludes Medicare revenue).  The QAF is  
               projected to generate $293 million in 2009-10 and  
               sunsets on July 31, 2011. The legislation that  
               established the QAF also restructured the payment  
               system for SNFs from a flat rate system to one that  
               reimburses based on costs, and that provides an  
               incentive for facilities to spend more in certain  
               areas, such as labor.  The QAF has been covering the  
               additional costs generated by AB 1629, but beginning  
               in 2010-11, the GF is expected to have to fund the  
               growth in AB 1629 costs; and, 

             c)   As a condition of participation in Medi-Cal, a QAF  
               is assessed on the gross receipts of intermediate care  
               facilities for the developmentally disabled at a rate  
               of 5.5 percent with the amount paid in licensing fees  
               reduced from the total amount of revenue generated.   
               The QAF revenues are projected to raise, on a net  
               basis, to $19.2 million in the 2009-10 fiscal year.   
               DHCS indicates these facilities receive $13.1 million  
               above the amount facilities paid in fees. 

          The health reform proposal from last session by Governor  
          Schwarzenegger and authored by Assembly Speaker Fabian  
          Nunez would have levied a provider fee on hospitals through  
          a separate ballot initiative to be submitted to the voters.  
           That proposal would have increased Medi-Cal reimbursements  
          to hospitals as a way of reducing the subsidy where  
          below-market Medi-Cal reimbursement rates results in those  
          costs being shifted to insured individuals, families, and  
          employers. 

          Hospital waiver
          In 2010, California will be negotiating a new waiver to  
          replace the current five-year waiver with the federal  
          government with respect to how Medi-Cal hospital payments  
          are made.  In 2005, a California waiver agreement with the  




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          federal government restructured the way Medi-Cal funding is  
          used to fund in-patient hospital services. 

          California's hospital waiver is a Section 1115 waiver,  
          which is authorized under the Social Security Act.  Under  
          law, the Secretary of Health and Human Services is granted  
          broad authority to waive provisions of the Medicaid statute  
          to allow states to institute demonstration projects and  
          provide federal funding that would not normally be eligible  
          under federal law.  To avoid Congressional approval, these  
          waivers must be budget neutral over the life of the waiver,  
          meaning that they cannot cost the federal government more  
          than it would normally pay through Medicaid in the absence  
          of the waiver.  Waivers allow states some measure of  
          flexibility to, for example, institute new systems of care  
          delivery, eligibility for non-Medicaid eligible  
          populations, or provide services that may not be a covered  
          benefit under Medicaid.  All waivers are subject to  
          approval by the Centers for Medicare and Medicaid Services,  
          the Office of Management and Budget, and the Department of  
          Health and Human Services.

          The state's hospital waiver was implemented through SB  
          1100, authored by Senators Ducheny and Perata, (Chapter  
          560, Statutes of 2005), which provides the statutory  
          framework for implementing the current hospital waiver.  SB  
          1100 also established a new mechanism for funding all  
          safety-net hospitals.  Under the waiver, federal funds  
          match "certified public expenditures" (CPEs) for health  
          care services provided in public hospitals and county  
          clinics.  CPEs are expenditures for providing healthcare to  
          Medi-Cal recipients and the uninsured.  Twenty selected  
          public hospitals, including the five UC hospitals,  
          currently use CPEs to claim federal funds under Medi-Cal,  
          including DSH payments.  

          Under the current waiver, for uncompensated care provided  
          to Medi-Cal and uninsured patients, public hospitals have  
          access to over $1 billion in federal DSH funds.  DSH  
          funding is a capped allocation of federal funds and is  
          accessible to public hospitals as a reimbursement of CPEs  
          and intergovernmental transfers.  Public hospitals are also  
          able to access SNCP funding, which is a federal allotment  
          of over $700 million.  The waiver establishes the SNCP.  

          For safety-net hospitals, the waiver is critical for their  




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          financing, and the subject of much interest and  
          negotiation.  There are two identical vehicles, SB 208  
          (Steinberg) and AB 342 (Bass) that will likely constitute  
          the statutory provisions necessary to enact the waiver.   
          Timelines for completing a waiver vary, but generally, it  
          takes a year to negotiate and gain approval for a  
          substantial waiver with the Secretary of HHS and CMS.

          States, such as Indiana, Massachusetts and Vermont have  
          reformed their health care systems using federal Medicaid  
          waivers.  A common element in these state programs has been  
          expansion of each state's Medicaid program.  However,  
          states have gone beyond this and have combined expansions  
          with additional programs such as investments in prevention,  
          care coordination and management, and quality improvements.  
           Another option that states have pursued is to include  
          costs of health care programs that go beyond just hospital  
          costs.

          Related bills
          SB 208 (Steinberg and Alquist) directs DHCS to develop a  
          new Medicaid hospital financing waiver, under Section 1115  
          of the federal Social Security Act to replace hospital  
          financing provisions established by SB 1100 (Perata),  
          Chapter 560, Statutes of 2005.  SB 208 is in Assembly  
          Health Committee.

          AB 511 (De La Torre), establishes a quality assurance fee  
          on ambulance transportation services providers to increase  
          transportation rates paid on behalf of Medi-Cal patients.   
          AB 511 is in Senate Health Committee.

          AB 342 (Bass), has identical provisions to SB 208.  This  
          bill is in Senate Health Committee.

          Prior legislation
          AB 1183 (Committee on Budget), Chapter 758, Statutes of  
          2008 extends the AB 1629 QAF by an additional two years, to  
          July 31, 2011. 

          SB 1100 (Perata and Ducheny), Chapter 560 statutes of 2005,  
          provides the framework for implementing the new federal  
          hospital finance waiver, including establishing a new  
          mechanism for funding of safety-net hospitals.  
          AB 1629 (Frommer) Chapter 875, Statutes of 2004 establishes  
          the SNF QAF and the Medi-Cal Long-Term Care Reimbursement  




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          Act.

          Arguments in support
          The Daughters of Charity Health System (Daughters) writes  
          that this bill is critical to its six hospitals and is  
          essential to the viability of the Medi-Cal program over the  
          next two years.  Daughters states California now ranks 50th  
          among all states in Medi-Cal reimbursement levels, and the  
          fee in this bill will be used to provide the desperately  
          needed funding increases for services to Medi-Cal patients  
          that California cannot provide because of the state's  
          fiscal situation.  Daughters argues this bill will allow  
          the state to obtain needed federal dollars over the next 18  
          months, and these funds are vitally necessary to California  
          hospitals' ability to continue providing access to Medi-Cal  
          patients.  They point out that it will also allow the state  
          to expand or maintain coverage to children.  Daughters  
          argues that, given current economic conditions, it would be  
          fiscally and morally irresponsible to forgo this  
          opportunity to strengthen California's safety net, and  
          Daughters looks forward to working with the Legislature,  
          the Administration and other stakeholders in refining and  
          enacting this bill. 

          The California Children's Hospital Association (CCHA)  
          writes this bill will result in essential improvements in  
          Medi-Cal reimbursement for all hospitals and is critically  
          important to the state's children's hospitals, which treat  
          a high volume of Medi-Cal beneficiaries and provide  
          resource-intensive services to the state's sickest and most  
          vulnerable patients.  CCHA states its eight private,  
          not-for-profit, children's hospitals lose more than $200  
          million each year providing services to Medi-Cal  
          beneficiaries.  Despite the fact that hospital costs are  
          escalating and utilization in children's hospitals is  
          increasing, increases in Medi-Cal payments have been  
          minimal. Inadequate Medi-Cal reimbursement affects all  
          hospitals, but has a disproportionate impact on children's  
          hospitals.  CCHA states, due to the volume of Medi-Cal  
          patients in children's hospitals, there is little  
          opportunity for cost shifting and children's hospitals are  
          falling further behind in reimbursement of costs. CCHA  
          states that inadequate Medi-Cal reimbursement currently is  
          compromising access to non-urgent care for Medi-Cal  
          beneficiaries.





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          The California Hospital Association (CHA) indicates it  
          supports allowing this bill to move forward in order to be  
          used as a vehicle to eventually increase Medi-Cal payments  
          to hospitals.  CHA states it realizes this bill is a work  
          in progress and is continuing to work on evaluating options  
          to meet the needs of the state and federal government as  
          well as hospitals.  CHA feels the final product should be  
          carried out in the context of the federal 1115 waiver for  
          this year and next, that timing is critical and there is a  
          very short period in which work must be completed. 

          The Private Essential Access Community Hospitals (PEACH)  
          supports this bill because it provides a method for taking  
          advantage of a short term increase in federal financial  
          participation and will result in increased Medi-Cal  
          payments to hospitals and coverage for children in  
          California.  Adventists Health and Loma Linda University  
          Medical Center states that California's low Medi-Cal rates  
          are having negative effects on private safety-net  
          hospitals.  In addition they note that the recession has  
          been devastating to the investment portfolios of many  
          private hospitals, including their own.  

          Health Access California supports the bill if it were  
          amended.  The specific amendments that they request is that  
          the bill restore funding for Healthy Families, reinstate  
          important Medi-Cal benefits such as adult dental and assure  
          funding for California's share of comprehensive health  
          reform.  They acknowledge that Medi-Cal funding is in  
          adequate to provide decent provider compensation, but also  
          note that the current level of Medi-Cal funding fails to  
          provide adequate benefits for Medi-Cal beneficiaries.


                                  PRIOR ACTIONS

           Assembly Floor:          71-3
          Assembly Appropriations:12-4
          Assembly Health:    15-0

                                     COMMENTS
           
             1.   Many details are left to the second bill.  
               The plan of the sponsors includes a second bill and,  
               possibly, an initiative in 2010.  According to the  
               author and sponsors, this bill represents a starting  




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               point for discussion leading to the framework for a  
               hospital fee.  A second bill is envisioned within a  
               short period that would provide the necessary details  
               for implementing a provider fee.  The second bill is  
               envisioned to be operative for a limited duration,  
               with an initiative being considered as a longer term  
               financing measure.  

               Because the second bill will reflect the important  
               decisions that are in the process of being negotiated,  
               the current bill, AB 1383, does not propose a specific  
               fee structure, leaving the decisions about the fee  
               rate, the base the rate is applied to, and possible  
               exemptions are left to DHCS.  The sponsor's intend for  
               the second bill to provide specific guidance on the  
               details that the first bill leaves to DHCS.

             2.   Urgency clause and urgency of issue.  
                The author and sponsors argue that this bill must be  
                enacted by June 30, the last day of the third quarter  
                of the federal fiscal year.  They argue that making  
                this deadline increases the state's chances of  
                gaining federal approval for the provider fee to  
                apply sooner, which would maximize the amount of  
                federal funds that can be drawn down.  Others,  
                including DHCS, do not agree that enactment by June  
                30 is necessary.

                Part of the reason for the urgency for the bill is  
                that it would allow the state and hospitals to take  
                advantage of the increased federal funds that are  
                available because of the federal stimulus act.   The  
                American Recovery and Reinvestment Act of 2009  
                provides an enhanced Federal Medicaid Matching  
                Assistance Percentage from October 1, 2008 through  
                December 31, 2010.  

             3.   We do not know which hospitals will benefit or lose  
               from this proposal.  
               A hospital fee can be established in many ways, such  
               as a fee based on inpatient days that varies by type  
               of day, (e.g., a different fee for fee-for-service  
               inpatient days vs. managed care inpatient days).   
               Since these details have not been decided and are not  
               in the bill, it is impossible to know the impact on  
               specific hospitals.




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               Generally, hospitals that have a relatively larger  
               proportion of Medi-Cal will benefit.  Inevitably there  
               is a great variation in results for hospitals within  
               larger systems.  So even though an individual hospital  
               may do poorly, others in the system may do well,  
               evening out the impact.  Also, it is likely that no  
               matter how a fee is structured, there will be hospital  
               systems in California that will be net donors, meaning  
               they pay more in the hospital fee than they get back  
               in higher rates for Medi-Cal.

               This question of impact is usually answered by  
               modeling the net impact of the fee.  However, the  
               specific provisions of this bill have not been decided  
               and have not, at this point, been modeled.  The model  
               results can be important in gaining federal approval.   


             4.   There is concern that this bill could have a  
               harmful impact on the negotiations for the state's  
               hospital waiver.  
               The current Medi-Cal Hospital/Uninsured Care Waiver  
               expires in 2010.  The state is beginning the process  
               of developing a new waiver proposal which will be  
               submitted to the federal government later this year.   
               This waiver is very important to public hospitals  
               because it is the means by which they access federal  
               funding.  The waiver will also be an opportunity for  
               the state to reform or redesign portions of the  
               Medi-Cal program and obtain additional federal funds.   
               A provider fee has been mentioned as a possible source  
               of funding for the new waiver.  

               Because there are concerns that this proposal could  
               hurt the state's negotiating position for the new  
               waiver, this bill requires DHCS to ask the federal  
               government to grant specific assurance about the next  
               waiver before approving the provider fee.  The bill  
               also requires phase 2 to proceed in concert with the  
               waiver, and its approval is conditioned upon waiver  
               approval.  It is not clear that either of these two  
               amendments would provide the state protection, if the  
               federal government wanted to link the provider fee and  
               the waiver and offset the funds generated by the  
               hospital fee against other funds that might be  




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          18


          
               available under a new waiver.  

             5.   This bill could put pressure on the state's General  
               Fund.  
                If adopted, the provider fee would result in new  
                money for hospitals.  If the program sunsets, there  
                would be pressure on the General Fund to continue the  
                Medi-Cal increases and to continue coverage  
                expansions for children initially funded by the  
                provider fee.  The bill would obligate the state to  
                meet maintenance of effort levels based on hospital  
                rates as of June 30, 2008.  Hospital rates have been  
                reduced since then, so the bill could lead to a rate  
                increase to meet the maintenance of effort  
                requirement.  The bill also limits the administrative  
                costs paid to DHCS from the fee proceeds to the costs  
                of collecting the fee.  Other administrative costs,  
                such as entering into contracts and negotiating with  
                the federal government, among others are not eligible  
                to be paid out of the provider fee and would  
                presumably have to be paid out of the General Fund. 
             6.   DHCS required to offer a contract with each  
               hospital.  
               The contract would require DHCS to guarantee that the  
               funds raised shall be used solely for the purposes set  
               forth in this bill.  The contract provision would  
               provide that a hospital's obligation to pay the  
               coverage dividend fee contingent on DHCS performing  
               its obligations under the contract, which would be the  
               obligations under the bill.  This provision is  
               intended to prevent, by entering the state into a  
               contractual obligation, the Legislature and Governor  
               from reducing the hospitals' share of proceeds from  
               the fee or reducing other hospital payment rates.   
               However, the contract provisions could reduce the  
               state's budget flexibility in future years.  

             7.   Current federal hospital waiver.  
               As part of the terms and conditions of the existing  
               Medi-Cal Hospital/Uninsured Care Waiver, the state is  
               prohibited during the term of the demonstration  
               project from imposing a provider tax, fee or  
               assessment on inpatient hospitals, outpatient or  
               physician services that will be used as the  
               non-federal portion of any Medicaid payment.  The  
               waiver is a five-year waiver that began September 1,  




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               2005 and extends through until August 31, 2010.  In  
               order for this bill to take effect prior to August 31,  
               2010, the federal government would need to indicate  
               the provision in the current waiver prohibiting a  
               hospital provider fee won't be enforced or the waiver  
               would need to be renegotiated.  According to the  
               sponsors, California is the only state that has a  
               waiver condition prohibiting a provider fee.

             8.   The bill directs the funds to go for children's  
               coverage.  
               The bill directs the funds be used for expanded  
               coverage of children.  The author will be proposing  
               amendments to not limit the funding to expansions of  
               coverage.  These funds, if matched with federal  
               Children's Health Insurance Program funds, would  
               result in almost $1 billion in total funds (2/3  
               federal, 1/3 state).

               When the provider fee was considered during health  
               care reform debates, it was seen as a way to expand  
               coverage to low-income parents and adults and a higher  
               level of funding was directed to coverage expansion.    
               A number of cuts have been proposed or made to health  
               programs during the current budget deliberations.   
               While providing coverage for children is worthy, there  
               are many other worthy health programs the Legislature  
               could choose to fund.  The bill would limit the  
               flexibility of the Legislature to make those choices  
               by earmarking the funds for children's coverage.

             9.   The role of CMAC would be diminished while this  
               bill is in effect.
                   CMAC currently negotiates Medi-Cal inpatient  
               contracts with hospitals on behalf of the state  
               through the SPCP.  Through CMAC, the state selectively  
               contracts on a competitive basis with hospitals for  
               inpatient services provided to Medi-Cal beneficiaries  
               in the fee-for-service Medi-Cal program.  Because the  
               supplemental amounts paid to hospitals under this bill  
               are in addition to any other amounts payable to the  
               hospital for inpatient services, and because this bill  
               requires Medi-Cal rates for inpatient services to  
               result in aggregate payments to the federal UPL, the  
               role of CMAC would be diminished while this bill is in  
               effect. 




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                                    POSITIONS  
                                        
          Support: California Children's Hospital Association  
          (cosponsor) 
                 California Hospital Association (cosponsor) 
                 Daughters of Charity Health System (cosponsor) 
                 Adventist Health
                 Citrus Valley Health Partners (prior version of  
                 bill)
                 Health Access California (if amended)
                 Integrated Healthcare Holdings, Inc. (prior version  
                 of bill)
                 Loma Linda University Medical Center
                 Pacific Alliance Medical Center (prior version of  
                 bill)
                 Private Essential Access Community Hospitals (PEACH)

          Oppose:  None received



                                   -- END --