BILL ANALYSIS                                                                                                                                                                                                    




                   Senate Appropriations Committee Fiscal Summary
                           Senator Christine Kehoe, Chair

                                           1401 (Ma)
          
          Hearing Date:  7/23/2009        Amended: 5/5/2009
          Consultant:  Bob Franzoia       Policy Vote: Food & Ag 4-1
          _________________________________________________________________ 
          ____
          BILL SUMMARY: AB 1401 would enact the California Transition to  
          Organics Act of 2009.  This bill would establish outside the  
          State Treasury the Transition To Organics Fund (TTOF) which  
          would consist of moneys from federal, industry and citizen  
          sources.  Expenditures of money from the TTOF would be limited  
          to providing financial assistance to persons who transition  
          their uncertified farms to certified organic farms and for  
          administrative expenses.  The continuously appropriated TTOF  
          would be administrated by the Secretary of Food and Agriculture  
          who would be authorized to adopt regulations to carry out the  
          provisions of the act.
          _________________________________________________________________ 
          ____
                            Fiscal Impact (in thousands)

           Major Provisions         2009-10      2010-11       2011-12     Fund
          Transition To Organics Act                               
            - administration/operations     Unknown, likely minor costs  
          annually;              Special*
                                 potentially not reimbursed

            - financial assistance          Estimated $25 annually, based  
          on 100                 Special*
                                 applications for assistance      
                                                                  
          Transition To Organics Fund 
          _________________________________________________________________ 
          ____

          STAFF COMMENTS: The TTOF would receive money from unspecified  
          federal, industry, and citizen sources.  These funds would be  
          expended on a first-come-first-served basis to provide financial  
          assistance to persons who are transitioning from uncertified  
          farms to certified organic farms.  These persons may receive  
          reimbursement of 25 percent of the costs of obtaining that  
          certification with a maximum payment being $250.  These  
          provisions suggest total certification costs of $1,000 when  










          making the transition to certified organic farm.  If 100 persons  
          apply for these funds annually, this bill would have costs of  
          $25,000 annually.

          This bill provides that the administrative and regulatory  
          expenses incurred by the secretary shall not exceed ten percent  
          of the total moneys deposited into the TTOF.  However, since it  
          is speculative the TTOF will receive moneys, it is possible the  
          secretary will incur costs and not be reimbursed.  Staff  
          recommends this bill be amended to require the Director of  
          Finance determine moneys sufficient to cover the secretary's  
          administrative or regulatory costs have been deposited in the  
          TTOF before the secretary incurs any such costs.
          
          Government Code 16305 establishes the Centralized Treasury  
          System (CTS) to consolidate the state's financial resources  
          under the administration of the Treasurer, and requires the  
          Treasurer to safeguard public funds, to make safe and prudent
          Page 2
          AB 1401 (Ma)

          investment and to maximize the return on the investment.  To  
          preserve the system of checks and balances, the Treasurer cannot  
          maintain records which in their detail duplicate the accounting  
          records maintained by the Controller for these moneys.

          The establishment of a fund within the Treasury does not hinder  
          access to the funds when needed and as needed, ensures that the  
          funds are safeguarded at all times, maximizes the return on the  
          investment for the fund, minimizes the cost of investment by  
          spreading such costs over thousands of participating funds, and  
          provides maximum liquidity through the Pooled Money Investment  
          Account (PMIA), without the fees that are typically imposed on  
          investments that are subject to withdrawals.  

          (Government Code 16305.3 authorizes the Director of Finance to  
          approve the deposit of funds outside of the Treasury.  However,  
          such requests are normally to establish a zero balance account  
          whereby the funds are swept into the Treasurer's Demand Account  
          at 
          the end of the day.  The purpose of this account is to allow the  
          requesting agency to track activities pertaining to their  
          account without commingling their funds with other state funds  
          as they come into the Treasury.  Those requests are handled  
          administratively by sending a written request to the Department  
          of Finance Fiscal Systems and Consulting Unit.  The Treasurer  










          receives copies of all such requests and recommends approval or  
          denial of the request.)

          The establishment of a fund outside of the Treasury as proposed  
          by this bill decentralizes the CTS and reduces legislative  
          oversight.  To address these concerns, and to limit restrictions  
          on internal borrowing, staff recommends the bill be amended as  
          follows:  
           
               46103.   The Transition To Organics Fund is hereby created  
          in the State Treasury.   The Transition To Organics Fund is not a  
          fund of the State Treasury.   Transfers to the Transition To  
          Organics Fund may be deposited in  the State Treasury, or in  a  
          state depository bank approved by the Treasurer  or other  
          depository approved by the Department of Finance  .   
           Notwithstanding any other provision of law, the moneys in the  
          Transition to Organics Fund shall not be transferred to any  
          other fund or encumbered or expended for any purpose other than  
          as provided in this act.   These funds shall be available upon  
          appropriation by the Legislature.