BILL ANALYSIS                                                                                                                                                                                                    



                                                                  AB 1434
                                                                  Page 1

          Date of Hearing:   April 28, 2009
          Counsel:                Kimberly A. Horiuchi


                         ASSEMBLY COMMITTEE ON PUBLIC SAFETY
                                 Jose Solorio, Chair

                   AB 1434 (Torrico) - As Amended:  April 13, 2009
           
           
           SUMMARY :   Creates the Corrections and Rehabilitation Board  
          (CCB), consisting of the Governor, Lieutenant Governor and the  
          Attorney General and require the CCB to appoint the Secretary of  
          the Department of Corrections and Rehabilitation (CDCR) and  
          other related corrections positions appointed by the Governor  
          under existing law.  Specifically, this bill  :   

          1)Requires the Secretary of CDCR be appointed by the CCB and  
            confirmed by two-thirds of the Senate. 

          2)States that the Secretary shall perform other duties described  
            by the CCB. 

           EXISTING LAW  :

          1)Creates in state government the CDCR, to be headed by a  
            secretary, who shall be appointed by the Governor, subject to  
            Senate confirmation, and shall serve at the pleasure of the  
            Governor.  CDCR shall consist of Adult Operations, Adult  
            Programs, Juvenile Justice, the Corrections Standards  
            Authority, the Board of Parole Hearings, the State Commission  
            on Juvenile Justice, the Prison Industry Authority, and the  
            Prison Industry Board.  [Government Code Section 12838(a).]

          2)Authorizes the Governor, upon recommendation of the secretary,  
            to appoint two undersecretaries of the CDCR, subject to Senate  
            confirmation.  The undersecretaries shall hold office at the  
            pleasure of the Governor.  One undersecretary shall oversee  
            program support and the other undersecretary shall oversee  
            program operations for the CDCR.  [Government Code Section  
            12838(b).]

          3)Requires the Governor, upon recommendation of the secretary,  
            to appoint three chief deputy secretaries, subject to Senate  
            confirmation, who shall hold office at the pleasure of the  








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            Governor.  One chief deputy secretary shall oversee adult  
            operations, one chief deputy secretary shall oversee adult  
            programs, and one chief deputy secretary shall oversee  
            juvenile justice for the CDCR.  [Government Code Section  
            12838(c).]

          4)Requires the Governor, upon recommendation of the secretary,  
            to appoint an assistant secretary, subject to Senate  
            confirmation, who shall be responsible for health care policy  
            for the CDCR, and shall serve at the pleasure of the Governor.  
             [Government Code Section 12838(d).]

          5)Requires the Governor, upon recommendation of the secretary,  
            to appoint an Assistant Secretary for Victim and Survivor  
            Rights and Services, and an Assistant Secretary for  
            Correctional Safety, who shall serve at the pleasure of the  
            Governor.  [Government Code Section 12838(e).]

           FISCAL EFFECT  :    Unknown

           COMMENTS  : 

           1)Author's Statement  :  According to the author, "The California  
            correctional system is - and has been - in a state of crisis.   
            CDCR has proven unsuccessful in the efforts to reform the  
            prison system.  For the past four years, the prison has been  
            under federal receivership for its inability to provide proper  
            health care for its inmates.  Despite the federal involvement  
            and the State's acknowledgement of the problem, the  
            overcrowding and safety issues remain.  Still, the Governor  
            continues to fight the federal courts over management of the  
            state's deeply troubled prison system and the dysfunctional  
            health care operation within the prisons.   However, while he  
            fights, he has done little to actually fix the problem.  Under  
            his leadership, CDCR has proven incapable of running the  
            health care system on its own and has essentially been  
            oblivious to outside guidance and incapable of inside reform.

          "The mission statement of the CDCR is 'we enhance public safety  
            through safe and secure incarceration of offenders, effective  
            parole supervision, and rehabilitative strategies to  
            successfully reintegrate offenders into our communities.'   
            With a 70% recidivism rate and the dire overcrowding  
            conditions in our prisons, the department has failed to meet  
            this mission.  It is clear that the CDCR needs to get back on  








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            track and have a leader that is willing to do it.  The  
            Governor has already proven that he is not that leader.   
            Currently, the Governor has the sole appointment authority for  
            CDCR.   As the prison system continues to lack the  
            improvements it so desperately needs, it is clear that the  
            Governor's leadership alone is not enough to help shape a CDCR  
            that should be leading the way in making these improvements."

           2)Background on Correctional Reorganization and the GRP1 of  
            2005  :  In 2005, the Governor's Office reorganized and  
            re-arranged the way in which CDCR operated in the State of  
            California.  According to the Governor in a letter to the  
            Little Hoover Commission on January 6, 2005, "These two  
            proposals are the first in a series that will shape the future  
            of California and create the first 21st century government in  
            the United States.  The current framework of state government  
            is antiquated and unsustainable.  Reform of California State  
            Government - its practices, processes and organization - is a  
            daunting but long overdue task.  It is my sworn duty as  
            Governor to champion the necessary reforms so that California  
            can reclaim its position as the most innovative, well managed,  
            progressive, and economically vibrant state in the union.

          "Reform began in February 2004 with the creation of the  
            California Performance Review (CPR) to develop recommendations  
            increasing the performance and functionality of state  
            government.  The Little Hoover Commission report from December  
            10, 2004, Historic Opportunities:  Transforming California  
            State Government states, 'the California CPR is the closest  
            California has come in a century to reorganizing the need for  
            change and breadth of change that is necessary.  The CPR  
            report published in August 2004, containing over 1,200  
            recommendations and dramatic reforms to improve state  
            government, was overwhelmingly embraced by Californians, who  
            rightfully demand a government more responsive and accountable  
            to the people it serves.

          "Government reorganization is a critical first step in realizing  
            the full potential of the CPR report recommendations.  But  
            reorganization will not in itself accomplish an improvement in  
            performance.  Only by improving individual state functions and  
            aligning them strategically can necessary gains in  
            productivity and accountability be achieved to meet today's  
            demands.  Accomplishing this great task will require strong  
            leadership, unwavering vigilance, and clarity of purpose, to  








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            which I am committed."

          The Little Hoover Commission held hearings on GRP 1 in December  
            2004 and subsequently issued a formal review.  In general, the  
            Little Hoover Commission found that "the plan, if effectively  
            and swiftly implemented, would enable the CDCR to  
            significantly improve the performance of correctional programs  
            and enhance public safety."  The Little Hoover Commission  
            recommended that GRP 1 go into effect and the Legislature  
            should continue to resolve issues within the CDCR not  
            addressed in GRP 1.  Many comments and arguments made before  
            the Little Hoover Commission are outlined in relevant sections  
            below. 

              a)   Strengths of GRP 1 as Stated by the Little Hoover  
               Commission  :   The strengths of GRP 1, as stated by the  
               Little Hoover Commission, are that GRP 1: 

                 i)       Embraces evidence-based practices;

                 ii)    Is accompanied by a strategic plan that lays out a  
                   timeline for compliance;

                 iii)   Clarifies and expands the chain of command;

                 iv)    Increases accountability by "flattening" the  
                   organization and empowering the Secretary;

                 v)       Increases consistency and uniformity by reducing  
                   duplication and consolidating parole decisions for  
                   adults, juveniles and civil addicts;

                 vi)    Improves internal accountability by creating the  
                   Office of Internal Affairs;

                 vii)   Reduces duplication and waste;

                 viii)  Elevates rehabilitation by signaling an important,  
                   renewed focus on preparing the offender for a return to  
                   the community;

                 ix)    Elevates victim services by creating within the  
                   Secretary's office the Victim and Survivor Services  
                   office; and,









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                 x)       Adds new, critical functions like the Office of  
                   Risk Management. 

              b)   Concerns Raised by Critics  :  Serious concerns about GRP  
               1 were raised during the Little Hoover Commission hearings.  
                Those concerns included:

                 i)       Combining the California Department of the Youth  
                   Authority and the new CDCR.  Witnesses within the  
                   juvenile justice reform community expressed fear  
                   regarding the proposed integration of the California  
                   Department of the Youth Authority and the adult prison  
                   system.  The integration moves the juvenile justice  
                   system further away from a comprehensive strategy and  
                   reduces oversight over the juvenile facilities;

                 ii)    Civilian review under the Civilian Corrections  
                   Commission.  The Secretary of the California Department  
                   of the Youth Authority testified that a civilian  
                   commission is unnecessary; that responsibility should  
                   rest with the Secretary.  This provision has been  
                   deleted from GRP 1 as it now exists;

                 iii)   A bifurcated custody and program function making  
                   accountability for offender outcomes more difficult;

                 iv)    A lack of authority for health care managers in  
                   the youth and adult correctional divisions as health  
                   care is placed too low on the organizational chart.   
                   Critics also raise concerns that there is no  
                   recognition between the differing health services needs  
                   of adults and juveniles;

                 v)       The absence of a chief financial officer to  
                   guide and oversee fiscal policies;

                 vi)    The lack of focus on the re-entry of offenders  
                   back into the community.  There is also no mention  
                   shifting parole of non-violent offenders to the  
                   communities;

                 vii)   The absence of programs for women offenders; and,

                 viii)  The cost of the reform.  It is estimated that GRP  
                   1 would require substantial, yet unquantified amounts  








                                                                  AB 1434
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                   of money for technology and educational, vocational and  
                   treatment programs.  The Governor's proposed budget  
                   still includes a $95 million unallocated reduction in  
                   CDCR.  CDCR has stated that those reductions would  
                   likely mean a 28% reduction in programming. 

              c)   Additional Areas of Improvement:   The Little Hoover  
               Commission stated several areas left unresolved by GRP 1,  
               but should be addressed by the Legislature after GRP 1 is  
               passed.  Those areas included:

                i)      Developing a comprehensive statewide juvenile  
                  justice system that provides an evidence based continuum  
                  of services;

                ii)    Establishing an independent, expert oversight  
                  committee to ensure that the GRP 1 is being effectively  
                  implemented;

                iii)   Encouraging the Secretary to assess the  
                  effectiveness of all correctional strategies and  
                  allocate funds accordingly;

                iv)    Accelerating the development of an effective  
                  technology system;

                v)      Clustering related management and support  
                  functions within the Office of the Secretary to decrease  
                  the overall workload; and,

                vi)    Creating a Director of Women's Programs to address  
                  the needs of women offenders.

           3)Prior Legislation  : 

             a)   SB 737 (Romero), Chapter 10, Statutes of 2005 amended  
               GPR 1 to respond to concerns regarding such things as  
               juvenile justice, warden appointment and agency management.

             b)   GRP 1 (Governor Schwarzenegger) abolished the California  
               Department of Corrections, the Department of Youth  
               Authority, the Board of Prison Terms, the Board of  
               Corrections, the Youth Authority Board and the Narcotics  
               Addict Evaluation Authority and, instead, creates CDCR,  
               which would consist of the Division of Adult Operations,  








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               the Division of Youth Operations, the Corrections Standards  
               Authority, and the Board of Parole Hearings.  GRP1 became  
               operative as a matter of law on May 5, 2005. 

           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          None

          Opposition 
           
          None
           

          Analysis Prepared by  :    Kimberly Horiuchi / PUB. S. / (916)  
          319-3744