BILL ANALYSIS                                                                                                                                                                                                    



                                                                       



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          |SENATE RULES COMMITTEE            |                  AB 1494|
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                                 THIRD READING


          Bill No:  AB 1494
          Author:   Eng (D)
          Amended:  06/04/09 in Senate
          Vote:     21

           
           SENATE GOVERNMENTAL ORG. COMMITTEE  :  9-0, 6/9/09
          AYES:  Wright, Harman, Benoit, Calderon, Denham, Negrete  
            McLeod, Padilla, Wiggins, Yee
          NO VOTE RECORDED:  Florez, Oropeza, Wyland, Vacancy

           SENATE APPROPRIATIONS COMMITTEE  :  Senate Rule 28.8

           ASSEMBLY FLOOR  :  73-0, 5/14/09 (Consent) - See last page  
            for vote


           SUBJECT  :    Public meetings:  definition

           SOURCE  :     California Newspaper Publishers Association


          DIGEST  :    This bill makes changes to the Bagley-Keen Open  
          Meeting Act, regarding communication between members of a  
          state entity.

           ANALYSIS  :    The Bagley-Keene Open Meeting Act, set forth  
          in Government Code Sections 11120-11132, covers all state  
          boards and commissions and generally requires these bodies  
          to publicly notice their meetings, prepare agendas, accept  
          public testimony and conduct their meetings in public  
          unless specifically authorized by the Act to meet in closed  
          session.  A meeting occurs when a quorum of a body  
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          convenes, either serially or all together, in one place, to  
          address issues under the body's jurisdiction (Government  
          Code section 11122.5.).

          The Act expressly prohibits the use of direct  
          communication, personal intermediaries, or technological  
          devices that are employed by a majority of the members of  
          the state body to develop a collective concurrence as to  
          action to be taken on an item by the members of the state  
          body outside of an open meeting.  Typically, a serial  
          meeting is a series of communications, each of which  
          involves less than a quorum of the legislative body, but  
          which taken as a whole involves a majority of the body's  
          members.  For example, a chain of communications involving  
          contact from member A to member B who then communicates  
          with member C will constitute a serial meeting in the case  
          of a five-person body.  

          Similarly, when a person acts as the hub of a wheel (member  
          A) and communicates individually with the various spokes  
          (members B and C), a serial meeting has occurred.  In  
          addition, a serial meeting occurs when intermediaries for  
          board members have a meeting to discuss issues.  For  
          example, when a representative of member A meets with  
          representatives of members B and C to discuss an agenda  
          item, the members have conducted a serial meeting through  
          their representatives acting as intermediaries. 

          This bill:

          1. Repeals an existing provision of law that prohibits the  
             use of direct communication, personal intermediaries, or  
             technological devices employed by a majority of the  
             members of a state body to develop a collective  
             concurrence (serial meeting) and instead adds new  
             language that prohibits a majority of the members of a  
             state body from using a series of communications of any  
             kind, directly or through intermediaries, to discuss,  
             deliberate, or take action on any item of business that  
             is within the subject matter of the state body.

          2.  Excludes from the above prohibition (item #1) an  
             employee or official of a state agency engaging in a  
             separate conversation or communication with a member of  

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             a legislative body for the purpose of answering  
             questions or providing information regarding an issue  
             that is within the subject matter jurisdiction of the  
             state agency, provided that person does not communicate  
             to members of the legislative body the comments or  
             position of any other member(s) of the legislative body.  


          3. Makes a related technical and conforming change to the  
             Act.

          Comments
           
          According to the author's office, this bill is intended to  
          close a loophole in the Bagley-Keene Act that allows for  
          serial meetings to legally take place.  The loophole stems  
          from a 2006 California appellate court ruling in  Wolfe v.  
          City of Fremont  (2006, 144 Cal. App. 4th 533) that declared  
          a member who went to a majority of members in individual  
          meetings to discuss a public issue did not violate that  
          serial meetings provision, unless the communication  
          actually resulted in a decision of the board.  Attorneys  
          for the newspapers and the public agencies agreed the  
          decision effectively sanctioned unlimited serial meetings  
          involving a majority so long as it could not be proven the  
          body agreed to a specific action as a result of the  
          communications.  

          The author's office notes that before  Wolfe  , violations of  
          the serial meeting prohibition were becoming problematic to  
          pursue because it was difficult to prove that secret  
          communications were being carried out by a majority to  
          develop a collective concurrence on a public issue.  The  
          author's office contends that without the solution provided  
          by this bill, journalists and members of the public will  
          have an impossible task of proving that the state board or  
          commission reached a decision.

          It should be noted that last year, SB 1732 (Romero),  
          Chapter 63, Statutes of 2008, overturned  Wolfe  by  
          prohibiting a majority of the members of a "local"  
          legislative body, outside of a meeting authorized by the  
          Ralph M. Brown Act (Brown Act), from using a series of  
          communications of any kind, directly or through  

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          intermediaries, to discuss, deliberate, or take action on  
          any item of business that is within the subject  
          jurisdiction of the legislative body.  This bill  
          essentially amends the Bagley-Keene Act's serial meeting  
          prohibition to make it consistent with the Brown Act's  
          serial meeting prohibition.

          The following statutory provisions govern the public's  
          access to government records and meetings of government  
          bodies:

          1. The Bagley-Keene Open Meeting Act (Government Code  
             Section 11120 et seq.) requires all meetings of a state  
             body to be open and public and grants the right to  
             attend such meetings to all persons, with certain  
             exceptions.  The Bagley-Keene Open Meeting Act requires  
             these public meetings to be noticed with an agenda that  
             contains the items of business that may be acted upon at  
             the meeting.  The Bagley-Keene Open Meeting Act defines  
             a state body to mean every state board, commission, or  
             similar multimember body of the state that is created by  
             statute or required by law to conduct official meetings  
             and every commission created by executive order.  In  
             addition, the Bagley-Keene Open Meeting Act excludes  
             from that definition certain bodies of the Judiciary and  
             Legislature, among other things.

          2. The Ralph M. Brown Act (Government Code Section 54950 et  
             seq.) which governs meetings of legislative bodies of  
             local agencies (e.g. boards of supervisors, city  
             councils, school boards) is substantially similar to the  
             Bagley-Keene Act and requires local legislative bodies  
             to hold meetings in open forum after public notice of  
             agenda items.  The Brown Act also recognizes the need,  
             under limited circumstances, for these bodies to meet in  
             private in order to carry out their responsibilities in  
             the best interests of the public and provides for  
             specified exceptions.  Both acts (Brown Act &  
             Bagley-Keene Act) provide that the covered entities  
             "exist to aid in the conduct of the people's business"  
             and that their actions "be taken openly and that their  
             deliberations be conducted openly."

             Both Bagley-Keene Open Meeting Act and the Ralph M.  

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             Brown Act provide that, "The people of this state do not  
             yield their sovereignty to the agencies which serve  
             them.  The people, in delegating authority, do not give  
             their public servants the right to decide what is good  
             for the people to know and what is not good for them to  
             know.  The people insist on remaining informed so that  
             they may retain control over the instruments they have  
             created."  (Sections 11120, 54950 of the Government  
             Code)

          3. The California Public Records Act (Government Code  
             Section 6250 et seq.) establishes the right of every  
             person to inspect and obtain copies of all state and  
             local government documents and records not exempt from  
             disclosure.  The California Public Records Act requires  
             specified state and local agencies to establish written  
             guidelines for accessibility of records, to post these  
             guidelines at their offices, and to make them available  
             free of charge to any person requesting that agency's  
             records.  

          4. The Legislative Open Records Act (Government Code  
             Section 9070 et seq.) provides that the public may  
             inspect legislative records, as defined, and mandates  
             that committee and floor analyses records be permanently  
             preserved either in the appropriate committee office or  
             with the State Archives.  The Legislative Open Records  
             Act declares that "access to information concerning the  
             conduct of the people's business by the Legislature is a  
             fundamental and necessary right of every citizen in this  
             state."  The Legislative Open Records Act provides for  
             "nondisclosure" of certain records, including, (1)  
             records pertaining to pending litigation; (2)  
             preliminary drafts, notes, or legislative memoranda,  
             except as specified; (3) personnel, medical, or similar  
             files; (4) communications from private citizens; (5)  
             records in the custody of or maintained by the  
             Legislative Counsel; (6) correspondence of and to  
             individual Legislators and their staff; (7) records of  
             complaints to or investigations conducted by, or records  
             of security procedures of, the Legislature; and, (8)  
             records maintained by the majority and minority  
             caucuses.


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          5. The Grunsky-Burton Open Meeting Act (Article 2.2 of the  
             Government Code, Sections 9027-9032) provides that  
             meetings of a house of the Legislature or a committee  
             shall be open and public and all persons shall be  
             permitted to attend the meetings.  The Grunsky-Burton  
             Open Meeting Act permits the Legislature or a committee  
             thereof to hold closed meetings solely for any of the  
             following purposes:  (1) to consider certain personnel  
             matters; (2) to consider matters affecting safety and  
             security; (3) to confer with legal counsel regarding any  
             litigation matter; and, (4) a caucus of the Members of  
             the Senate, the Members of the Assembly, or the Members  
             of both houses.

           Prior/Related legislation
           
           SB 1732 (Romero) Chapter 63, Statutes of 2008  , among other  
          things, prohibited a majority of members of a legislative  
          body of a local agency from using, outside a meeting  
          authorized by the Brown Act, a series of communications of  
          any kind, directly or through intermediaries, to discuss,  
          deliberate, or take action on any item of business that is  
          within the subject matter of the legislative body.

           SB 964 (Romero) 2007-08 Session  , Nearly identical to SB  
          1732 (Romero) of 2008.  (Vetoed by Governor) 

           SB 519 (Committee on Governmental Organization) Chapter 92,  
          Statutes of 2007  , amended the Bagley-Keene Act to authorize  
          a state body to hold a special meeting for purposes of  
          appointing an "interim executive officer."

           AB 277 (Mountjoy) Chapter 288, Statutes of 2005  , made  
          permanent certain provisions authorizing closed sessions  
          for purposes of discussing security related issues  
          pertaining to a state body.

           AB 192 (Canciamilla) Chapter 243, Statutes of 2001  , made  
          various changes to the Bagley-Keene Act to make it  
          consistent with provisions of the Ralph M. Brown Act.
           
          SB 95 (Ayala) Chapter 949, Statutes of 1997  , made numerous  
          changes to the Bagley-Keene Act by expanding the notice,  
          disclosure and reporting requirements for open and closed  

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          meetings of state bodies.

           SB 752 (Kopp) Chapter 32 of 1994; SB 1140 (Calderon)  
          Chapter 1138 of 1993; and SB 36 (Kopp) Chapter 1137 of  
          1993 , these bills extensively amended the Ralph M. Brown  
          Act.

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  Yes    
          Local:  No

           SUPPORT  :   (Verified  6/29/09)

          California Newspaper Publishers Association (source)
          American Federation of State, County and Municipal  
          Employees Association of California School Administrators
          California Broadcasters Association
          California School Boards Association


           ASSEMBLY FLOOR  : 
          AYES:  Adams, Anderson, Arambula, Beall, Bill Berryhill,  
            Tom Berryhill, Blakeslee, Block, Blumenfield, Brownley,  
            Buchanan, Caballero, Charles Calderon, Carter, Chesbro,  
            Conway, Cook, Coto, Davis, De La Torre, De Leon, DeVore,  
            Duvall, Emmerson, Eng, Evans, Feuer, Fletcher, Fong,  
            Fuller, Furutani, Galgiani, Gilmore, Hagman, Hall,  
            Harkey, Hayashi, Hernandez, Hill, Huber, Huffman,  
            Jeffries, Jones, Knight, Krekorian, Lieu, Logue, Bonnie  
            Lowenthal, Ma, Mendoza, Miller, Monning, Nava, Nestande,  
            Niello, Nielsen, John A. Perez, V. Manuel Perez,  
            Portantino, Price, Ruskin, Salas, Silva, Skinner,  
            Solorio, Audra Strickland, Swanson, Torlakson, Torres,  
            Torrico, Tran, Villines, Yamada
          NO VOTE RECORDED:  Ammiano, Fuentes, Gaines, Garrick,  
            Saldana, Smyth, Bass


          TSM:do  6/29/09   Senate Floor Analyses 

                         SUPPORT/OPPOSITION:  SEE ABOVE

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