BILL ANALYSIS                                                                                                                                                                                                    



                                                                  AB 1556
                                                                  Page  1

          Date of Hearing:   January 6, 2010

          ASSEMBLY COMMITTEE ON JOBS, ECONOMIC DEVELOPMENT AND THE ECONOMY
                               V. Manuel Perez, Chair
           AB 1556 (Economic Development Committee) - As Amended:  January  
                                       4, 2010
           
          SUBJECT  :   Community Development Block Grants

           SUMMARY  :   Requires grantees of Community Development Block  
          Grant (CDBG) funds for local revolving loan programs to contract  
          with approved financial intermediaries. Specifically,  this bill  :  
           

          1)Makes several declarations of legislative intent and findings  
            relating to small cities and counties receiving federal CDBG  
            money.  Gives a short description of criteria that Housing and  
            Community Development (HCD) should consider when certifying an  
            approved financial intermediary.

          2)Defines "approved financial intermediary" to mean a nonprofit  
            organization, government office, or a financial development  
            corporation with direct lending experience and is certified by  
            HCD to underwrite and administer a revolving loan fund for one  
            or more eligible city or county jurisdictions.  The financial  
            intermediary may be an employee of the grantee, consultant, or  
            economic development lending organization procured and  
            contracted by the grantee.
           
          3)Requires HCD to require cities and counties receiving funds to  
            operate local revolving loan programs to contract with an  
            approved financial intermediary to manage and/or administer  
            these revolving loan fund moneys.

          4)Requires HCD to maintain records of the approved financial  
            intermediaries.

           EXISTING LAW  :

          1)Designates HCD as the administrator of the small cities  
            portion of the federal CDBG program.

          2)Provides Legislative intent that funds be provided to small  
            and rural counties to encourage new housing and meet local  
            economic development and needs. 








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          3)Requires HCD to allocate no less than 51% of CDBG funds for  
            providing or improving housing opportunities to low or  
            moderate income households.

           FISCAL EFFECT  :   Unknown

           COMMENTS  :   

            Purpose:   According to the author, this bill would provide  
            flexibility to the small cities portion of the federal CDBG  
            Program and would allow that CDBG grant money could be  
            disbursed more quickly to local economic development projects.  
             During these hard economic times the ability to begin  
            economic development projects more quickly will help put  
            people back to work and revitalize the area sooner.

            Concerns have been raised that small businesses have had to  
            contend with extended due diligence periods as loans were  
            sometimes underwritten at both the state and local level.  HCD  
            has stated that they have been concerned that some local  
            jurisdictions did not have the technical capacity to review  
            loans.  This bill addresses both the small business need for  
            faster loan processing and HCD's concern for having qualified  
            individuals review loan proposals.

          2)   California Small Business  :  California's dominance in many  
            economic areas is based, in part, on the significant role  
            small businesses play in the state's $1.8 trillion economy.   
            Businesses with less than 100 employees comprise more than 99%  
            of all businesses and are responsible for employing more than  
            57% of all workers in the state.  

            As an example, small- and medium-sized businesses are crucial  
            to the state's international competitiveness and are an  
            important means for dispersing the positive economic impacts  
            of trade within the California economy.  Of the over 52,000  
            companies that exported goods from California in 2006, 95%  
            were small- and medium-sized enterprises (SME) with fewer than  
            500 employees.  These SMEs generated nearly half (44%) of  
            California's exports in 2006.  Nationally, SMEs generated only  
            29% of total exports.  

            Historically, small businesses have functioned as economic  
            engines, especially in challenging economic times.  During the  








                                                                  AB 1556
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            nation's economic downturn from 1999 to 2003, microenterprises  
            (businesses with less than five employees) created 318,183 new  
            jobs or 77% of all employment growth, while larger businesses  
            with more than 50 employees lost over 444,000 jobs.  From 2000  
            to 2001, microenterprises created 62,731 jobs in the state,  
            accounting for nearly 64% of all new employment growth.   
            Unfortunately during the current recession, small business  
            have been especially hard hit with small business bankruptcies  
            up 81% for the 12 months ending September 2009, as compared to  
            the same period in the previous year.  Nationally, bankruptcy  
            filings were up 44%, according to Equifax Inc.

            Because of their importance in the state economy, small  
            business issues have been a particular focus of the Assembly  
            Committee on Jobs, Economic Development and the Economy (JEDE)  
            for the past several years.  In March 2009, JEDE produced a  
            state economic recovery strategy that included several key  
            recommendations on the needs of small business, including  
            helping small businesses meet their short term capital needs.   
            In May 2009, JEDE held a special hearing to learn more about  
            how the recession was impacting small businesses and in  
            October, JEDE's review of the California Enterprise Zone  
            Program included a panel on how the program related to needs  
            of small business.   

          3)  Community Development Block Grant Program :  The CDBG Program  
            was established by federal law in 1974.  Large and medium  
            sized municipalities are provided with allocations from the  
            federal Housing and Urban Development Department.  States  
            administer allocations for the CDBG program for smaller cities  
            and counties on a competitive basis.  California's small  
            cities CDBG program is administered by the Department of  
            Housing and Community Development.  This state program  
            provides funding to counties with fewer than 200,000 residents  
            in unincorporated areas and cities with fewer than 50,000  
            residents that are not participants in the federal CDBG  
            Program.  

            The chart below presents recent proposed budget information  
            for the state's small cities CDBG Program.


             -------------------------------------------------------------- 
            |        Small Cities Community Development Block Grant        |
             -------------------------------------------------------------- 








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            |---------+------------+------------+------------+------------|
            | Fiscal  |  Staffing  |   Total    |Administrati|   Local    |
            |  Year   |   (PYs)    |  Funding   |     ve     | Assistance |
            |---------+------------+------------+------------+------------|
            |         |            |    (in     |            |    (in     |
            |         |            | thousands) |            | thousands) |
            |---------+------------+------------+------------+------------|
            |         |    N/A     |  $57,834   |    N/A     |  $54,869   |
            | 2005/06 |            |            |            |            |
            |         |            |            |            |            |
            |---------+------------+------------+------------+------------|
            |    "    |            |            |            |            |
            |---------+------------+------------+------------+------------|
            |         |    N/A     |  $63,868   |    N/A     |  $60,000   |
            | 2006/07 |            |            |            |            |
            |         |            |            |            |            |
            |---------+------------+------------+------------+------------|
            |    "    |            |            |            |            |
            |---------+------------+------------+------------+------------|
            |         |    N/A     |  $64,219   |    N/A     |  $60,000   |
            | 2007/08 |            |            |            |            |
            |         |            |            |            |            |
            |---------+------------+------------+------------+------------|
            |         |            |            |            |            |
            |---------+------------+------------+------------+------------|
            | 2008/09 |     NA     |            |     NA     |     ?      |
            |---------+------------+------------+------------+------------|
            |         |            |            |            |            |
            |---------+------------+------------+------------+------------|
            | Federal |     NA     |            |     NA     |            |
            |Stimulus |            |            |            |            |
             ------------------------------------------------------------- 

            The primary objective of the CDBG Program is the development  
            of viable communities through the provision of decent housing  
            and suitable living environments, and by expanding economic  
            opportunities.  Pursuant to federal law, at least 51% of a  
            CDBG project's beneficiaries must have incomes less than 80%  
            of the area median income.  This is known as the Targeted  
            Income Group.    

            Each year the CDBG Program makes funds available to eligible  
            jurisdictions through several allocations, including:   
            General, Native American and Colonias; Economic Development -  
            Over the Counter; Economic Development - Enterprise; and  








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            Planning and Technical Assistance allocations. 
          
            General, Native American and Colonias Allocations  :  The  
            General, Native American and Colonias allocation is the  
            largest component of the CDBG program.  One and one quarter  
            percent of state CDBG Program funds are awarded to projects  
            serving Native Americans who do not belong to a federally  
            recognized tribe or rancheria.  Five percent is awarded to  
            non-entitlement California communities (colonias) located  
            within 150 miles of the California-Mexico border.  Most of the  
            funds in this allocation are spent for housing, community, and  
            economic development projects serving lower-income households  
            in small, typically rural communities.
           
            Economic Development - Enterprise Fund  :  This allocation is  
            intended to capitalize local businesses through grants and  
            revolving loan funds that provide working capital or provide  
            infrastructure assistance to businesses that create or  
            preserve private sector jobs for low and very low income  
            population.  Grants and loans can be made up to $500,000.   
            Loan terms and conditions can be tailored to meet the  
            financial needs of each business.
           
            Economic Development - Over the Counter  :  This allocation is  
            intended to capitalize a local business loan or finance a  
            public infrastructure project which will promote business  
            expansion and result in the creation and/or retention of  
            permanent private sector jobs.  Eligible uses of funds include  
            business loans and grants to cities and towns for purchase of  
            land and existing improvements, construction and  
            rehabilitation of buildings and leasehold improvements,  
            purchase of equipment, inventory, furniture, fixtures,  
            materials and supplies, and working capital.  Grants can be  
            made up to $500,000.
           
            Planning and Technical Assistance  :  The grants made under this  
            allocation are available for both general and economic  
            development activities.  The grants are intended to help  
            communities move projects from concept to reality.  A total of  
            $70,000 is available annually to each eligible community --  
            $35,000 on the economic development side, and $35,000 for  
            general development projects.  Typical activities include:  
            business development feasibility studies; business attraction  
            and retention plans; housing needs studies; marketing studies;  
            social service needs assessments; technical assistance for  








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            specific businesses; and infrastructure needs assessments.

          4)   Related legislation:   Below are bills related to CDBG  
          revolving loan program.

             a)   AB 507 (Arambula)  :    This bill requires projects  
               selected for funding under the Infrastructure State  
               Revolving Fund Program (ISRF) to only be funded if the  
               project meets specified land use and economic development  
               criteria.  Held in Assembly Committee on Appropriations.

             b)   AB 1410 (Bass)  :  This bill authorizes the Infrastructure  
               and Economic Development Bank to use certain federal CDBG  
               Program moneys to create credit enhancements, loan  
               guarantees, and low-interest loans, for the purpose of  
               offsetting program administration costs or to supplement  
               the State ISRF Program.  In Assembly Committee on Jobs,  
               Economic Development and the Economy.

          5)   Double Referral  :  The Assembly Rules Committee referred this  
            bill to two policy committees.  Should this measure pass the  
            Assembly Committee on Jobs, Economic Development and the  
            Economy, it will be referred to the Assembly Committee on  
            Housing and Community Development.

           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          Assembly Committee on Jobs, Economic Development, and the  
          Economy (Sponsor)
          Association of Financial Development Corporations
          California Association for Local Economic Development
          Chabin Concepts & California Green Jobs Council Member
          City of Colusa
          City of Oroville
          Economic Development Corporation of Shasta County
          Economic Development and Financing Corporation
          Glenn County Planning and Public Works Agency
          Tehama Economic Development Corporation
          Tri-County Economic Development Corporation
          Yuba-Sutter Economic Development
          3CORE

           Opposition 








                                                                 AB 1556
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          None received
           
          Analysis Prepared by  :    Mercedes Flores/Toni Symonds/J., E.D. &  
          E./ (916) 319-2090