BILL ANALYSIS                                                                                                                                                                                                    






                        SENATE COMMITTEE ON BANKING, FINANCE,
                                    AND INSURANCE
                           Senator Ronald Calderon, Chair


          AB 1566 (Committee on Banking and Finance) Hearing Date:  June  
          17, 2009  

          As Introduced  March 16, 2009
          Fiscal:             No
          Urgency:       No
          

           SUMMARY    Would extend the sunset date on a provision of law  
          which describes the information a depository institution is  
          required to provide a customer, in lieu of a cancelled check, to  
          allow that customer to reasonably identify the items paid from  
          that customer's account. 
          
           
          DIGEST
            
          Existing federal law  establishes various laws governing checks,  
          including the Federal Reserve Act of 1913, which created a  
          national check collection infrastructure and related rules; the  
          Uniform Commercial Code, which establishes a uniform set of  
          state laws governing commercial transactions; the Expedited  
          Funds Availability Act of 1987, which sets limits on the length  
          of time that banks can withhold access to money deposited by  
          check; and the Check 21 Act, which created a legal framework for  
          truncated and substitute checks.
           
           Existing law
            
           1.  Defines a "bank" for purposes of the provisions of the  
              Commercial Code relating to bank deposits and collections as a  
              person engaged in the business of banking, including a savings  
              bank, savings and loan association, credit union, or trust  
              company (Commercial Code Section 4105);

           2.  Until January 1, 2010, requires a bank, which sends an account  
              statement to a customer or otherwise makes that statement  
              available to the customer, to either return or make available to  
              the customer the items paid from the account, or provide  
              information in the statement sufficient to allow the customer to  
              reasonably identify the items paid (Commercial Code Section  




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          1566 (Comm. On B. & F.), Page 2



              4406; all further provisions of existing law are also found in  
              Section 4406).  The word "reasonably" is deleted from this  
              provision, as of January 1, 2010);

           3.  Until January 1, 2010, clarifies that the account statement  
              provides sufficient information to satisfy the conditions in  
              Number 1 above, if the item is described by item number, amount,  
              and date of payment (this provision is deleted, as of January 1,  
              2010);

           4.  States that, if a bank does not return items to the customer,  
              it must provide in its account statement a telephone number that  
              the customer may call to request an item, a substitute check, or  
              a legible copy of an item of substitute check.  Banks must  
              retain either the items or the capacity to furnish legible  
              copies of the items for at least seven years after receiving the  
              items, and must provide at least two items, or copies of those  
              items, to a customer, upon request, and without charge, for each  
              account statement sent to a customer;

           5.  Requires customers to exercise reasonable promptness in  
              examining their statements, to determine whether any payment was  
              not authorized, and requires customers to promptly notify the  
              bank of the relevant facts, upon a discovery that one or more  
              items listed in the customer's account statement was  
              unauthorized.  Gives customers up to one year in which to assert  
              a claim, before they lose the right to recover losses resulting  
              from payment of the unauthorized items, as specified;

           6.  Describes the extent to which customers are entitled to  
              reimbursement for losses incurred as a result of the  
              unauthorized payment of items from the customer's account, based  
              on the length of time a customer takes to notify a bank, the  
              extent to which the bank exercised ordinary care in paying the  
              item, and the extent to which the bank failed to pay the item in  
              good faith, as specified.

           This bill

            1.  Would extend the sunset date on Existing Law Numbers 2 and  
              3, above, by five years, to January 1, 2015.


           COMMENTS

          1.  Purpose of the bill   To extend the sunset date on a  




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          1566 (Comm. On B. & F.), Page 3



              provision of law that specifies what information about a  
              check must be provided on a customer's bank statement, in  
              order to allow the customer to reasonably identify the  
              item(s) paid from his or her account, and, in doing so,  
              allow the customer to determine whether payments made  
              against his or her account were authorized.  

           2.  Background   The provision of law whose sunset date is being  
              extended was added to the codes in 1992.  Its sunset date  
              has been periodically extended since that time.  The  
              inclusion of a sunset, and the periodic extension of that  
              sunset, was intended to keep the policy discussion open,  
              regarding exactly what information customers should receive  
              about paid checks on their bank statements.  Consumers Union  
              (CU) has historically believed, and continues to believe,  
              that customers should receive more information about paid  
              items than is required under Section 4406.  However, because  
              the technology necessary to generate that information has  
              not been readily available, the California Bankers  
              Association (CBA) and CU have previously agreed to defer the  
              discussion, by extending the sunset date.

          In request to an inquiry from Committee staff, CU is requesting  
              that the sunset date be extended one more time (to 2015), to  
              provide more time in which to evaluate the capabilities of  
              technology that could provide more information to customers.  
               The California Bankers Association (CBA), sponsors of AB  
              1566, agrees that an extension of the sunset date is  
              appropriate at the present time, and is committed to working  
              with CU on a compromise that will eventually allow the  
              sunset date to be stricken from law.

           3.  Support  .  CBA is sponsoring AB 1566, to continue providing  
              banks with the clarity they need, regarding the information  
              they must provide to customers about paid checks on their  
              bank statements.  

           4.  Opposition    None received.

           5.  Prior Legislation   

                  a.        AB 2671 (Pacheco), Chapter 131, Statutes of  
                    2005:  Extended the sunset date from January 1, 2005  
                    to January 1, 2010;

                  b.        SB 1466 (Leslie), Chapter 122, Statutes of  




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          1566 (Comm. On B. & F.), Page 4



                    2000:  Extended the sunset date from January 1, 2001  
                    to January 1, 2005;

                  c.        AB 758 (Morrow), Chapter 442, Statutes of  
                    1997:  Extended the sunset date from January 1, 1998  
                    to January 1, 2001;

                  d.        SB 833, Chapter 914, Statutes of 1992:  Added  
                    the existing law section whose sunset date has been  
                    periodically extended.  

          
          POSITIONS
          
          Support
           
          California Bankers Association (sponsor)
           
          Oppose
               
          None received

          Consultant:  Eileen Newhall  (916) 651-4102