BILL ANALYSIS                                                                                                                                                                                                    






                                 SENATE HEALTH
                               COMMITTEE ANALYSIS
                        Senator Elaine K. Alquist, Chair


          BILL NO:       AB 1593                                      
          A
          AUTHOR:        Yamada                                       
          B
          AMENDED:       May 28, 2010
          HEARING DATE:  June 16, 2010                                
          1
          REFERRAL:      Veterans Affairs                             
          5
          CONSULTANT:                                                 
          9
          Bain                                                        
          3
                                                                       
                                         
                                        
                                     SUBJECT
                                         
                         Adult day health care centers

                                     SUMMARY  

          Exempts two veterans' facilities (the William J. "Pete"  
          Knight Veterans Home of California, Lancaster and the  
          Veterans Home of California, Ventura) from the moratorium  
          on the certification and enrollment of new Adult Day Health  
          Care (ADHC) centers into Medi-Cal, contingent upon an  
          appropriation of funds in the annual Budget Act.

                             CHANGES TO EXISTING LAW  

          Existing law:
          Existing law establishes ADHC services as a Medi-Cal  
          benefit for Medi-Cal beneficiaries who generally meet  
          certain criteria, including being 18 years of age or older,  
          having a request for ADHC services from a health care  
          provider, having one or more chronic or postacute medical,  
          cognitive, or mental health conditions, and having  
          functional impairments in two or more activities of daily  
          living, instrumental activities of daily living, or one or  
          more of each, and requires assistance or supervision in  
                                                         Continued---



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          performing these activities.

          Existing law authorizes DHCS to implement a one-year  
          moratorium on the certification and enrollment into the  
          Medi-Cal program of new ADHC centers on a statewide basis  
          or within a geographic area, subject to certain  
          limitations.  Existing law permits the director of DHCS to  
          extend this moratorium, if necessary, to coincide with the  
          implementation date of the ADHC centers waiver.

          Existing law exempts certain applicants from this  
          moratorium.

          This bill:
          This bill exempts from the ADHC moratorium, the William J.  
          "Pete" Knight Veterans Home of California, Lancaster and  
          the Veterans Home of California, Ventura.  This bill is to  
          be implemented to the extent that funds for its purposes  
          are appropriated in the annual Budget Act. 

                                  FISCAL IMPACT  

          According to the Assembly Appropriations Committee:

          1)According to published analysis by the Department of  
            Finance (DOF), annual increased Medi-Cal costs of $50,000  
            (50 percent General Fund (GF) would result from this  
            bill.  The DOF estimate appears to underestimate the  
            number of potential Medi-Cal eligible individuals who may  
            enroll in ADHC pursuant to this bill and appears to  
            underestimate annual per capita costs.  Actual costs in  
            the range of $450,000 (50 percent GF) may result to  
            provide ADHC services to 40 Medi-Cal eligible individuals  
            eventually enrolled in the two veterans homes addressed  
            in this bill.  Annual costs per ADHC participant are  
            $11,000.

          2)This bill contains language to make it contingent on the  
            annual Budget Act.

                            BACKGROUND AND DISCUSSION  

          According to the author, two veterans' facilities in the  
          cities of Ventura and Lancaster, run by the California  
          Department of Veterans Affairs (CDVA) will open ADHCs in  




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          2011 at each campus.  A veteran visits an ADHC to receive  
          assistance with his or her basic daily health needs during  
          the day and returns to his or her home after receiving  
          medical and health care.  These services allow participants  
          to live independent lives and receive the day care they  
          need.  Each veteran's facility intends to incorporate an  
          ADHC into other long-term care services they will provide  
          to veterans living on campus and in the surrounding area.

          However, a 2004 moratorium prevents these ADHCs from  
          receiving Medi-Cal certification, which will force the CDVA  
          to pay for ADHC services from its operating budget (a GF  
          allocation) instead of billing Medi-Cal and drawing down  
          federal matching funds.  Without an exemption, the state  
          will lose federal funding and pay more for ADHC services.   
          The author argues this bill, by exempting these ADHCs from  
          the moratorium on ADHC Medi-Cal certification, will allow  
          the CDVA to draw down federal matching funds and save GF  
          dollars for other state programs.

          Background on ADHC 
          ADHC is an organized day program of therapeutic, social and  
          health activities and services provided to elderly persons  
          or other persons with physical or mental impairments for  
          the purpose of restoring or maintaining optimal capacity  
          for self-care.  Under federal law, ADHC services are an  
          "optional benefit" for states to provide.  The Adult Day  
          Health Medi-Cal Law establishes adult day health care  
          services as a Medi-Cal benefit for Medi-Cal beneficiaries  
          who meet certain criteria.  There are over 300 ADHC centers  
          that are Medi-Cal providers throughout California.   
          Expenditures in 2009-10 for ADHC services were $424 million  
          ($212 million GF).  The average number of monthly users of  
          ADHC services in 2009-10 was 36,671.


          ADHC moratorium
          Since 2004, current law has authorized DHCS to implement a  
          one-year moratorium on the certification and enrollment  
          into the Medi-Cal program of new ADHC centers on a  
          statewide basis, or within a geographic area, with  
          specified exemptions from the moratorium.  DHCS' May 2009  
          Medi-Cal Estimate indicates the moratorium has been  
          extended through the 2009-10 fiscal year.  Existing law  
          exempts certain applicants from this moratorium, including  




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          the following:

           Programs of All-Inclusive Care for the Elderly (PACE);
           Federally qualified health centers;
           Federally qualified rural health clinics;
           An applicant with the physical location of the ADHC  
            center in an unserved area (defined as a county having no  
            licensed and certified ADHC centers within its geographic  
            boundary); and,
           An applicant for certification as an ADHC that meets  
            specified criteria, such as being located in particular  
            counties (San Francisco, Napa and Los Angeles are three  
            such counties).

          Background on veterans homes
          The overall mission of California veterans homes (VH) is to  
          "provide the state's aged or disabled veterans with  
          rehabilitative, residential, and medical care and services  
          in a home-like environment."  In order to be eligible for  
          admission to a VH, an applicant must be age 62 or older (or  
          younger if disabled), a resident of California, and have  
          served honorably in the military.  CDVA currently operates  
          VHs with campuses in Yountville, Barstow, and Chula Vista,  
          and is constructing three new VHs in Ventura, Lancaster,  
          and West Los Angeles.  The two sites nearing completion  
          (Ventura and Lancaster) will incorporate ADHC services, as  
          well as assisted living (known as residential care  
          facilities for the elderly) within their continuum of care  
          design.  Those residents who need skilled nursing care,  
          will be transferred to the main campus in West Los Angeles  
          or one of the other three homes in the system that offer  
          skilled nursing facility level-of-care.

          Arguments in support
          This bill is sponsored by the California Association for  
          Adult Day Services (CAADS) to create an exemption to the  
          current ADHC moratorium on Medi-Cal certification to permit  
          two ADHCs operated by the CDVA to become eligible for  
          Medi-Cal reimbursement.  CAADS argues the inability to  
          certify the CDVA ADHCs is an unintended consequence of the  
          ADHC moratorium.  The California Chapter of the National  
          Association of Social Workers writes the ADHC moratorium  
          will force CDVA to pay for ADHC services out of its  
          operating budget, which is a GF allocation.  If the ADHC  
          were able to receive Medi-Cal certification, federal  




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          matching funds could be used to fund the ADHCs, which would  
          offset state costs.

          Arguments in opposition
          The Department of Finance (DOF) writes in opposition that  
          this bill is similar to AB 369 of 2009 (Yamada), which was  
          vetoed by the Governor.  DOF states the concerns in the  
          Governor's veto message were timing (the facilities were  
          not operational), competing demands for available General  
          Fund, and process (the budget process is a more appropriate  
          venue for this proposal to be considered rather than  
          legislation).  DOF states these concerns remain, and states  
          this bill would expand ADHC, which is contrary to the  
          Governor's budget proposal to eliminate ADHC as an optional  
          Medi-Cal benefit in 2010-11.

          ADHC budget 
          The 2009-10 Budget Act, through the health budget trailer  
          bill (ABX4 5 (Evans), Chapter 5, Statutes of 2009), made  
          several changes to ADHC to achieve budget savings  
          including: a) a three-day per week cap on services (a court  
          injunction has prevented this change); b) standards on  
          medical necessity (a court injunction has prevented this  
          change); c) on-site treatment authorization requests; and,  
          d) a freeze on provider rates as of August 2009 (ADHCs were  
          exempted from the 5 percent payment reduction effective for  
          dates of service on or after March 9, 2009, as a result of  
          a court injunction). 

          The Governor's January 2010-11 budget proposed, effective  
          June 1, 2010, to no longer cover ADHC services as a  
          Medi-Cal benefit, for an estimated savings of $351 million  
          ($175 million GF).  The Governor's May 2010-11 budget  
          revision continued to propose to eliminate ADHC services,  
          but with a later effective date (October 1, 2010) than the  
          January budget, for a savings of $268 million ($134 million  
          GF).  The elimination of ADHC has been rejected by the  
          budget committees of both houses of the Legislature.

          Previous legislation
          SB 1103 (Committee on Budget and Fiscal Review), Chapter  
          228, Statutes of 2004, authorized DHCS to impose a  
          moratorium on the certification and enrollment into  
          Medi-Cal of new ADHC providers.





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          AB 131, Chapter 80, Statutes of 2005 and AB 1807, Chapter  
          74, Statutes of 2006, which were both health budget trailer  
          bills, modified the required exemptions from the ADHC  
          moratorium.

          AB 827 (Hancock) of 2008 would, as of August 2010, repeal  
          DHCS' authority to impose an ADHC moratorium.  AB 827 was  
          held on the Assembly Appropriations Committee suspense  
          file.

          AB 369 (Yamada) of 2009 was similar to this bill in that it  
          exempted two veterans facilities (one in Ventura and one in  
          Lancaster) from the moratorium prohibiting the enrollment  
          of adult day health care centers into the Medi-Cal program,  
          except AB 1593 is contingent upon an appropriation in the  
          budget act.  AB 369 was vetoed by the Governor, who argued  
          the measure was premature, would add new General Fund costs  
          to the Medi-Cal program, and the new facilities are still  
          under construction and not scheduled to provide services  
          until at least July 2011.  The Governor encouraged the  
          author to examine ways to provide these services in the  
          most cost-effective manner and propose them through the  
          annual budget process.

          SB 1755 (Chesbro), Chapter 691, Statutes of 2006, made  
          numerous changes to the ADHC program, including narrowing  
          the eligibility and medical necessity criteria, requiring  
          DHCS to perform field audits, and establishing a  
          reimbursement methodology and a reimbursement limit for  
          ADHC services on a prospective cost basis for services  
          provided to each participant, pursuant to his or her  
          individual plan of care.

















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                                     COMMENTS
           
          1.   Cost or savings to General Fund?   Whether this bill  
          results in costs or savings to the state GF depends upon  
          the assumption of whether ADHC services will be offered in  
          these two new facilities, and whether and what level of  
          state GF is used to pay for these services.  If the CDVA  
          offers ADHC services in these two new facilities, and pays  
          for the costs of these services using 100 percent GF,  
          allowing DVA to bill Medi-Cal for these services would save  
          the state money.  If the state decided not to spend GF in  
          the DVA budget, or to not provide ADHC services using GF at  
          these facilities, this bill would result in a state cost  
          because GF spending would be required as the state match to  
          draw down federal Medicaid funds.

                                  PRIOR ACTIONS

           Assembly Floor:     75-0
          Assembly Appropriations:17-0
          Assembly Health:         18-0

                                    POSITIONS  
                                        
          Support:  California Association for Adult Day Services  
          (sponsor) 
                   Aging Services of California
                   California Association of County Veterans Service  
          Officers
                   National Association of Social Workers -  
          California Chapter

          Oppose:  Department of Finance




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