BILL ANALYSIS                                                                                                                                                                                                    



                                                                  AB 1697
                                                                  Page  1

          Date of Hearing:   April 28, 2010

                        ASSEMBLY COMMITTEE ON APPROPRIATIONS
                                Felipe Fuentes, Chair

                    AB 1697 (Hall) - As Amended:  April 15, 2010 

          Policy Committee:                              JudiciaryVote:8-0

          Urgency:     No                   State Mandated Local Program:  
          No     Reimbursable:               

           SUMMARY  

          This bill:

          1)Extends, from July 1, 2011 to July 1, 2016, a recently-enacted  
            $10 increase in court security fees, so that the total  
            security fee imposed over this period on every conviction for  
            a criminal offense, including traffic offenses, but excluding  
            parking offenses, would be $30.

          2)Establishes the Court Security Account within the Trial Court  
            Trust Fund, directs all court security funds from whatever  
            source, including the court security fee, into that account,  
            and requires that funds in that account can only be expended  
            for court security services.

           FISCAL EFFECT  

          Additional fee revenue of around $30 million for five additional  
          years, earmarked to be spent on court security.

           COMMENTS  

           1)Background  .  Today, most court security services - ranging  
            from bailiff functions within courtrooms to the patrol of  
            court facilities - are provided by the sheriff in 56 counties  
            and by marshals, who are court employees, in Shasta and  
            Trinity counties.  Court attendants provide some security in  
            civil and juvenile courts.  To standardize court security and  
            help implement court unification, the Superior Court Law  
            Enforcement Act, SB 1396 (Dunn)/Chapter 1010 of 2002 created  
            greater consistency in court security services by simplifying  
            the process of negotiations over court security and  








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            establishing a specific set of guidelines both as to  
            procedures and as to what were allowable costs.

            Security costs represent a significant portion of the state's  
            court expenditures.  In 2008-09, court security totaled almost  
            $520 million-an increase of 15% from 2006-07.  This amount  
            constituted about 17% of statewide court expenditures.  The  
            Judicial Council estimates that an additional $56 million  
            would be required in 2010-11 to bring all courts up to the  
            existing security standard.

            In order to help address the security funding shortfall, a  
            trailer bill to the 2009-10 Budget Act (SBx4 13  
            (Ducheny)/Chapter) increased the court security fee imposed on  
            all criminal offenses from $20 to $30 for a period of two  
            years.

           2)Purpose  .  This bill, sponsored by the California State  
            Sheriffs' Association, the Peace Officers Research Association  
            of California and Los Angeles Country Sheriff Lee Baca,  
            extends the court security fee increase and creates a new  
            Court Security Account for all court security funds.   
            According to the author:

               "Instability in court security funding and a  
               cumbersome funding mechanism create burdens on the  
               State, on local courts, and on county sheriffs.  State  
               funding continues to be impacted by salary and  
               retirement adjustments at the local level without any  
               real State input into growth in those areas.  Sheriffs  
               and local courts struggle with continual lack of  
               certainty in funding . . . . "


           3)Existing Fees and Penalty Assessments  . Current law provides  
            for a series of intertwined and complex penalty assessments,  
            including the court security fee. As noted by the California  
            Research Bureau (CRB) in its 2006 review of penalty  
            assessment, "California now has dedicated funding streams for  
            over 269 separate court fines, fees, forfeitures, surcharges  
            and penalty assessments that may be levied on offenders and  
            violators." The major assessments include: 

              a)   A state penalty assessment  of $10 for every $10 on every  
               fine, penalty or forfeiture imposed and collected by the  








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               courts for all criminal offenses, including vehicle  
               offenses except parking fines. Of the funds collected, 70%  
               goes to the state, for specific purposes, and 30% to the  
               counties. 

              b)   A county penalty assessment  of $7 for every $10 on every  
               fine, penalty, or forfeiture imposed and collected by the  
               courts for criminal offenses, including vehicle offenses,  
               except parking fines. Proceeds are distributed to funds  
               established by county boards of supervisors: Courthouse  
               Construction, Criminal Justice Facilities Construction,  
               Automated Fingerprint Identification, Emergency Medical  
               Services, DNA.  


             c)   A state surcharge of 20%  on every base fine collected by  
               the court, deposited in the GF.  


             d)   A State Court Facilities Construction penalty assessment   
               of up to $5 for every $10 upon every fine, penalty or  
               forfeiture collected by the courts for criminal offenses.  


             e)   The $30 court security fee  .  


             f)   Proposition 69  levied a $1 penalty assessment on every  
               $10 in fines and forfeitures resulting from criminal and  
               traffic offenses and dedicates these revenues to state and  
               local governments for DNA databank implementation purposes.  
                


             g)   The Emergency Medical Services Fund  provides  
               supplemental financing for local emergency services via a  
               $2 penalty assessment for each $10 of traffic fines.  


             h)   An additional 20% assessment  of $2 for every $10 on  
               every fine, penalty, forfeiture or criminal offenses and  
               all offenses dealing with the Vehicle Code except parking  
               offenses for emergency medical services, in addition to the  
               EMS Fund.  









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             i)   An additional $30 for every felony or misdemeanor  
               criminal conviction and $35  for every criminal infraction,  
               including traffic offenses, but not including parking  
               offenses, for the Immediate and Critical Needs Account  
               (ICNA) within the existing State Court Facilities  
               Construction Fund (SCFCF).  


             j)   The CRB found that 86% of penalty assessments are paid  
               by Vehicle Code violators  . Criminal defendants who  
               committed more serious offenses are less likely to have the  
               ability to pay any fines assessed in addition to other  
               punishments such as county jail or state prison sentences


            As noted by the CRB, "High penalty assessments may result in  
            higher rates of default by the guilty parties. Some offenders  
            may spend time in jail, or plea for community service, rather  
            than pay the fine and penalty assessment. The end result may  
            be that a substantial amount of fines, fees and revenue is not  
            collected."

           Analysis Prepared by  :    Chuck Nicol / APPR. / (916) 319-2081