BILL ANALYSIS                                                                                                                                                                                                    



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          Date of Hearing:   March 24, 2010

                           ASSEMBLY COMMITTEE ON EDUCATION
                                Julia Brownley, Chair
                 AB 1988 (Hagman) - As Introduced:  February 17, 2010
           
          SUBJECT  :   Chino Valley Unified School District: minimum  
          schoolday

           SUMMARY  :   Creates an urgency statute that deems Chino Valley  
          Unified School District (CVUSD) to have complied with the  
          requirements for Longer Year Incentive Funding for the 2008-09  
          school year, if the school district:

          1)Operates grades 4 through 6 in the Dickson Elementary School  
            and the Rolling Ridge Elementary School for 10 additional  
            schooldays between June 15, 2009 and July 1, 2011, where each  
            school day contains at least 240 instructional minutes for  
            each grade level.

          2)Reaches an agreement on employee compensation for the 10  
            additional days of operation with each local bargaining unit  
            representing certificated or classified district employees.

          3)Provides a quality educational program during each of the ten  
            additional days of operation, including standards-aligned  
            instruction by highly qualified teachers, class sizes that are  
            approximately the same as those during the rest of the 2008-09  
            school year and support services that are equivalent to those  
            provided during the rest of the 2008-09 school year.

           EXISTING LAW  :

          1)Establishes a minimum school year of 175 days to be offered  
            within a single school year running from July 1 through June  
            30, inclusive, and provides financial incentives under the  
            Longer Year Incentive program to school districts that offer  
            their students 180 days or more of instruction during a school  
            year

          2)Imposes penalties for noncompliance with the Longer Year  
            program equal to an offset of the district's revenue limit  
            apportionment (based on average daily attendance or ADA) for  
            each affected grade level; the penalty equals 0.0056 (i.e.,  
            1/180) multiplied by that apportionment for each day less than  








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            180 offered by the district.

          3)Establishes the length of a minimum school day for grades four  
            through eight to be 240 minutes; also authorizes a school  
            district to use an alternative method to meet the minimum day  
            minutes requirement for grades four through eight as long as  
            the average number of minutes of attendance in any 10  
            consecutive school days in the school year is 240 or greater,  
            and no school day has less than 180 minutes of attendance.

          4)Authorizes the State Board of Education (SBE) to waive  
            specified provisions of the Education Code, including waiver  
            of instructional time penalties and the definition of the  
            standard school year.

          5)Establishes the Education Audit Appeals Panel (EAAP) in order  
            to allow local education agencies to appeal apportionment  
            significant audit findings to a quasi-judicial panel; also  
            establishes a process and deadlines that govern the panel's  
            actions and provide due process to appellants.

           FISCAL EFFECT  :   According to the Assembly Appropriations  
          Committee analysis of a substantially similar bill in 2009,  
          there is a potential loss of Proposition 98 General Fund savings  
          to the state, of approximately $7.6 million.

           COMMENTS  :  The Longer Day / Longer Year Incentive program was  
          enacted in 1983 as part of SB 813 (Hart), Chapter 498, Statutes  
          of 1983, the Hughes-Hart Educational Reform Act. Under that act,  
          the state separately provides financial incentives to school  
          districts that offer a certain minimum number of instructional  
          minutes over the course of a school year - this is the Longer  
          Day Incentive program.  The Legislature initially provided an  
          incentive of $20 per unit of ADA for kindergarten and grades 1  
          to 8 for each school district that certified that it offered at  
          least a specified number of instructional minutes each fiscal  
          year.  The penalty for reducing the instructional time offered  
          below the minimum minutes specified is an offset equal to the  
          district's apportionment for ADA for each affected grade level  
          multiplied by the percentage of the minimum offered minutes at  
          that grade level that the district failed to offer."

          The state provides separate financial incentives under the  
          Longer Year Incentive program to school districts that offer a  
          specified minimum number of instructional days over the course  








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          of a school year. The Legislature initially provided an  
          incentive of $35 per unit of ADA for each school district that  
          certified that it offered 180 days or more of instruction per  
          school year.  The penalty for offering fewer than the required  
          180 days is an offset of the district's apportionment for ADA  
          for each affected grade level equal 0.0056 (i.e., 1/180)  
          multiplied by that apportionment for each day less than 180  
          offered by the district.  

          Taken together, the requirements of the Longer Day / Longer Year  
          Incentive program include that a district offer 180 days or more  
          of instruction each year, with each of those days being at least  
          the minimum number of minutes of 240 or that established by the  
          alternative averaging method.  Since 1985-86, the incentive  
          amounts for the Longer Day / Longer Year Incentive program have  
          been included in each district's base revenue limit, and thus  
          have grown.

          For the fiscal years from 1985-86 to 2000-01, no penalty was  
          imposed for a shortfall of days in the Longer Year program  
          unless there was also a shortfall in the number of instructional  
          minutes required for the Longer Day program.  In other words, if  
          the 180-day requirement was not met, but the minimum  
          instructional minutes required in the Longer Day were provided,  
          there was no penalty for the Longer Year program.  This, in  
          fact, describes the situation in which CVUSD currently finds  
          itself.  However, if a school district failed to offer 180 days  
          and fell short of the minimum instructional minutes requirement,  
          a penalty was imposed for the Longer Year shortfall and another  
          penalty for the Longer Day shortfall.  

          SB 178 (Costa), Chapter 573, Statutes of 2001, changed the  
          instructional time penalty for falling short of the 180-day  
          Longer Year requirement without regard to the whether the school  
          district is in compliance with the Longer Day requirements; this  
          separate penalty establishes clear legislative intent.  When a  
          school district accepts incentive funding for both the Longer  
          Day and Longer Year, the state expects the district to comply  
          with both programs: a school district cannot demonstrate  
          compliance with one program by demonstrating compliance with the  
          other.  The instructional minutes provided by the District  
          beyond the minimum requirements for Longer Day can not be used  
          to satisfy the requirements for Longer Year. The Longer Day and  
          the Longer Year requirements and penalties are established in  
          law independent of each other; thus establishing the  








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          Legislature's clear intent that they be met separately.  These  
          penalties are important in that they provide strong  
          disincentives against districts that might take the Longer Day /  
          Longer Year Incentive funding, but then fail to meet the  
          requirements of the program and thus fail to provide the  
          intended educational benefit to its pupils.

          In an internal review of the 2008-09 school year, CVUSD fell  
          short of the minimum day requirement in grades 4 through 6 at  
          two school sites; those schools offered between 170 and 175  
          instructional minutes on 34 separate days, thereby failing to  
          meet the minimum day requirement of 240 minutes and the  
          alternative 180 minute minimum day allowed under the averaging  
          method.  Though the district met the instructional minutes  
          requirement, they failed to provide at least 180 (minimum) days  
          as required for Longer Year funding.  This failure has resulted  
          in an audit finding reported in the district's 2008-09 annual  
          audit report, which was certified by the State Controller on  
          March 11, 2010.  For this infraction, CVUSD will be assessed a  
          penalty in an amount equal to 0.0056 (i.e., 1/180) times the  
          revenue limit apportionment provided for each of the three  
          affected grade levels for each of the 34 days not offered by the  
          district; that penalty is in excess of $7.5 million.  CVUSD had  
          an annual budget in 2008-09 of $257 million.  The district also  
          had material audit findings in its previous two annual (2006-07  
          and 2007-08) audits amounting to approximately $2.27 million,  
          including a $2.2 million finding associated with the  
          Instructional Materials program.

          Since the district has other alternatives for seeking relief  
          from the instructional time penalty that will be imposed on it,  
          this bill, seeking legislative relief, may be premature.  The  
          district has and/or had a number of options, some of which are  
          provided by statute, that could be or could have been followed  
          instead of seeking legislative relief, however, the district  
          appears to have been unable or unwilling to move forward with a  
          plan to implement a resolution to this instructional time  
          shortfall.  

          1)The district could have made up the days by providing  
            additional days of instruction that meet the minimum day  
            requirements.  The Education Code specifies that, "It is the  
            intent of the Legislature that school districts and county  
            offices of education make every effort to make up any  
            instructional days and minutes during the school year in which  








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            the loss occurred?."  The district could have taken either of  
            two courses of action to make up the days.  

             a)   CVUSD reported to the California Department of Education  
               (CDE) in late spring 2009 that it was planning to add 34  
               days to its previously scheduled school calendar for this  
               school year.  In fact, on May 7, 2009, the district  
               governing board voted to extend the school year at the two  
               school sites by 37 days to August 4, 2009.  However, 22 of  
               those 34 days would have fallen beyond the last day of June  
               and into the following (2009-10) school year. Since current  
               law requires the instructional days to be provided in a  
               single school year, the district submitted a waiver request  
               to the CDE and the SBE asking that it be allowed to extend  
               the 2008-09 school year beyond June 30, to August 4, 2009,  
               in order to allow 22 days of school to count toward the  
               2008-09 school year.  That waiver was denied by the SBE in  
               part because of district actions.  The district opted to  
               open the two schools for 10 additional days in June 2009,  
               hoping to make up part of the shortfall or to meet the  
               provisions of a bill, AB 35 X3 (Hagman), that was pending  
               in the Legislature at the time.  In its notifications to  
               parents about the additional instructional days, the  
               district conveyed information to parents reflecting what  
               appeared to be indifference concerning pupil attendance  
               during this period.  As a result, the district's auditor  
               determined that those 10 days did not meet the standard of  
               instructional days and disallowed any credit toward the  
               district reducing the instructional time penalty.  In  
               addition, this 10 day offering did not match the waiver  
               request submitted to the CDE and SBE asking for 22 days  
               beyond the normal school year; 10 additional days in June  
               would have required the district to complete 24 days after  
               June 30.  It is possible that the district had already  
               decided to rely on passage of AB 35 X3, which would have  
               required only 10 additional days.

             b)   The district could have made up 12 of the 34 days in  
               June of the 2008-09 school year by operating a legitimate  
               program and enforcing attendance rules, and thus reduced  
               the penalty by more than one-third to approximately $5  
               million.  This action could have been taken under current  
               law without any waiver or legislative relief.

          2)After legitimately making up 12 of the 34 days in the 2008-09  








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            school year, the district could have returned to the SBE to  
            seek a waiver of the instructional time penalty in exchange  
            for making up the number of days (22) short in each of the  
            following two school years (this double make-up is a statutory  
            requirement placed on the SBE's waiver authority).  No such  
            waiver was sought.  The district would have had to taken this  
            action prior to issuance of the district's annual audit  
            report, as SBE policy states that the board does not approve  
            waivers related to apportionment significant (valued at more  
            than the dollar equivalent of one unit of ADA) audit findings

          3)The district could pay the full instructional time penalty,  
            estimated to be in excess of $7.5 million.

          4)The district now has its certified annual audit with the  
            instructional time audit finding, and is authorized to file an  
            appeal of that finding with the EAAP.  The district has  
            indicated that it will file such an appeal.  Though the EAAP  
            decides each case before it on the merits of the individual  
            case, appeals in earlier cases that appear to be substantially  
            similar to the case that CVUSD could make have been denied by  
            the panel.

          If the district had been willing to move in a timely fashion in  
          2009, even in the absence of waiver or legislative action, it  
          could have substantially reduced the impact of this audit  
          finding.  At this point in time CVUSD has only three remaining  
          alternatives for resolving this issue:  1) file and win an  
          appeal of the audit finding with the EAAP, 2) pay the $7.5  
          million penalty, or 3) acquire legislative relief.  Rather than  
          relying on other options that have been available to fully or  
          partially resolve its instructional time shortage, the district  
          has asked for legislative relief.  In the Third Extraordinary  
          Session, the author introduced a bill to provide this relief; AB  
          35 X3 (Hagman) was substantially similar to the current bill  
          except that it also required the district to maintain, for each  
          of the 10 additional days of operation and in each school being  
          operated, attendance equal to at least 75% of the 2008-09 total  
          enrollment reported to the Department of Education for grades 4  
          through 6 at that school, and required the make-up days to be  
          completed during the summer of 2009.  The current bill makes the  
          same proposal, absent the attendance requirement, but allows the  
          make-up days to be completed up to July 1, 2011.

          The current bill raises three concerns.  First, any approach  








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          that reduces the number of required make-up days for the  
          district acts to undercut the disincentives that are established  
          by the penalties and requirements in existing law.  Second,  
          though this bill is specific to a single school district, it may  
          be viewed as a precedent and thus open the door to any number of  
          similar future requests.  Third, this bill places no  
          requirements or conditions on pupil attendance; since the  
          district will generate no additional ADA or funding (beyond the  
          elimination of the penalty) as a result of this bill or the ten  
          make up days, there may be little incentive for the district to  
          work to ensure pupil attendance or otherwise enforce compulsory  
          education requirements.  As mentioned above, one of the schools  
          in question, in its 2009 preparation for the 34 days of make up  
          that was planned, provided a letter to parents asking for  
          information on when pupils might attend during the make up  
          period, and indicating that the school would not be contacting  
          parents on days when their absent children were not expected in  
          school.

          It should also be noted that, consistent with budget flexibility  
          provisions approved by the Legislature, the district's governing  
          board has approved a policy that would allow the board to reduce  
          the number of instructional days below the 180 day requirement  
          in each school year through 2012-13, subject to approval in the  
          collective bargaining process.  Thus the 10 additional  
          instructional days that would be provided under this bill would  
          mean that pupils would be attending for only 185 days if the 10  
          days were added to one school year; if those 10 days had been  
          added to the previous school year, pupils would have attended  
          for 190 days.

          This bill, however, does have a conceptual attraction in that  
          operating two school sites for 34 days, or for sufficient days  
          to meet the statutory double-penalty under SBE waiver, beyond  
          the scheduled end of a school year would be a tremendous penalty  
          to be imposed on a school district and community; at the same  
          time, payment of a $7.5 million penalty in this time of fiscal  
          crisis would be equally imposing.  This situation could have  
          been avoided by school officials who were more attentive to both  
          current law and their school schedule (in fact, this situation  
          was avoided in all but two of the schools in this district).   
          This impact on the district could have also have been  
          significantly reduced by a district that was committed to an  
          effort to resolve the situation in 2008-09.  Despite that  
          inattentiveness and lack of commitment, this may be a situation  








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          where the Committee chooses to consider a compromise penalty  
          that is not as onerous as the current alternatives, but that  
          also continues to reinforce the Legislature's intent to provide  
          a strong disincentive against non-compliance with the  
          requirements of the Longer Day / Longer Year Incentive program;  
          the ten day penalty proposed by this bill is such a compromise

          Committee amendments:  If the Committee should choose to adopt  
          this compromise penalty and pass this bill, then Committee staff  
          recommends that the bill be amended to require CVUSD to  
          maintain, for each of the ten additional days of operation at  
          each school being operated, attendance equal to at least 75  
          percent of the 2008-09 total enrollment reported to the  
          Department of Education for grades 4 through 6 at that school.   
          This requirement was approved by this Committee as an amendment  
          to AB 35 X3 in 2009. Without a requirement relative to pupil  
          attendance (i.e., as the bill is currently written) the district  
          could open its doors, have few or no pupils in attendance, and  
          still meet the requirements of the bill.  The author has  
          accepted this amendment.

          Previous legislation: AB 35 X3 (Hagman), held in the Senate  
          Appropriations Committee, was substantially similar to this bill  
          except that it required the district to maintain, for each of  
          the 10 additional days of operation and in each school being  
          operated, attendance equal to at least 75% of the 2008-09 total  
          enrollment reported to the Department of Education for grades 4  
          through 6 at that school.  SB 178 (Costa), Chapter 573, Statutes  
          of 2001, revises fiscal penalties for school districts that fail  
          to maintain strict compliance with the instructional time  
          requirements of the Longer Day / Longer Year Incentive program.   
          SB 813 (Hart), Chapter 498, Statutes of 1983, (the Hughes-Hart  
          Educational Reform Act) establishes fiscal incentives to school  
          districts willing to increase instructional time schedules in  
          order to expand both the school day and school year.  

           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          None on file

           Opposition 
           
          None on file








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          Analysis Prepared by  :    Gerald Shelton / ED. / (916) 319-2087