BILL ANALYSIS                                                                                                                                                                                                    



                                                                       



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          |SENATE RULES COMMITTEE            |                  AB 2009|
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                                 THIRD READING


          Bill No:  AB 2009
          Author:   Logue (R)
          Amended:  6/16/10 in Senate
          Vote:     21

           
           SENATE PUBLIC SAFETY COMMITTEE  :  7-0, 6/29/10
          AYES:  Leno, Cogdill, Cedillo, Hancock, Huff, Steinberg,  
            Wright
           
          ASSEMBLY FLOOR  :  71-0, 4/8/10 (Consent) - See last page for  
            vote


           SUBJECT  :    County penalties:  funding for DNA analysis:   
          expedited 
                      processing

           SOURCE  :     Yuba County Board of Supervisors


          DIGEST  :    This bill permits county board of supervisors to  
          authorize the use of excess funds from the states DNA  
          Identification Fund to reimburse law enforcement and  
          district attorneys for use of an independent laboratory,  
          other than the Department of Justice, to expedite the  
          analysis of samples.

           ANALYSIS  :    Existing law specifies that Department of  
          Justice (DOJ) laboratories accredited by the American  
          Society of Crime Laboratory Directors Laboratory  
          Accreditation Board (ASCLD/LAB), any certifying body  
          approved by the ASCLD/LAB or any law enforcement crime  
                                                           CONTINUED





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          laboratory designated by DOJ accredited by the ASCLD/LAB,  
          or any certifying body approved by them are authorized to  
          analyze crime scene samples and other samples of known and  
          unknown origin and to compare and check the forensic  
          identification profiles, including DNA profiles, of these  
          samples against available DNA and forensic identification  
          data banks in order to establish identity and origin of  
          samples for identification purposes.  (Section 297(a)(1) of  
          the Penal Code [PEN])
           
          Existing law provides that a biological sample obtained  
          from a suspect in a criminal investigation for the  
          commission of any crime may be analyzed for forensic  
          profiles, including DNA profiles, as specified, and then  
          compared by the DOJ in and between as many cases and  
          investigations as necessary.  (PEN Section 297(b)(1))
           
          Existing law states that the law enforcement agency  
          submitting a specimen sample or print impression to the DNA  
          Laboratory of DOJ or law enforcement crime laboratory, as  
          specified, shall inform the DOJ Laboratory within two years  
          whether the person remains a suspect in a criminal  
          investigation and states that upon written notification  
          from a law enforcement agency, as specified, the DOJ DNA  
          Laboratory shall remove the suspect sample from its data  
          bank files.  However, any identification, warrant, arrest,  
          or prosecution based upon a data bank match shall not be  
          invalidated or dismissed due to a failure to purge files.   
          (PEN Section 297(b)(2))
           
          Existing law states that nothing in this section shall  
          preclude local law enforcement DNA laboratories from  
          maintaining local forensic databases or performing forensic  
          analyses, including DNA profiling, independently from the  
          DOJ DNA and Forensic Identification Data Base and Data Bank  
          Program.  (PEN Section 297(d))
           
          Existing law provides that specimens, samples and print  
          impressions shall be collected from specified persons for  
          present and past qualifying offenses of record, including  
          collection from any adult person following arrest for a  
          felony offense, as specified.  (PEN Section 296.1(a)(1))
           
          Existing law states that every adult person arrested for a  







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          felony offense, as specified, shall provide a buccal swab  
          sample and thumb and palm print impressions and any blood  
          or other specimens immediately following arrest, or during  
          the booking or intake or reception center process as soon  
          as administratively practicable after arrest, but in any  
          case prior to release on bail or pending trial or any  
          physical release from custody.  (PEN Section  
          296.1(a)(1)(A))
           
          Existing law provides that if the person did not have  
          specimens, samples, and prints taken immediately following  
          arrest or during booking, the court shall order the person  
          to report within five calendar days to a county jail  
          facility or other designated facility to provide the  
          specimens.  (PEN Section 296.1(a)(1)(B))
           
          Existing law states that specified persons who are on  
          probation or parole for any felony or misdemeanor offense,  
          as specified, shall provide buccal swab samples under  
          specified conditions.  (PEN Section 296.1(a)(3))
           
          Existing law requires persons who are parole violators or  
          otherwise returned to custody shall provide buccal swab  
          samples, thumb and palm print impressions, and any other  
          blood or specimen required, under specified conditions.   
          (PEN Section 296.1(a)(4))
           
          Existing law states that such samples and specimens shall  
          be collected from persons accepted into California from  
          other jurisdictions under the interstate compacts (PEN  
          Section 11175) or other reciprocal agreements with any  
          state, federal agency or other provision of law.  (PEN  
          Section 296.1(a)(5))
           
          Existing law states that except as otherwise provided in  
          this section, for the purpose of implementing the DNA  
          Fingerprint, Unsolved Crime and Innocence Protection Act,  
          there shall be levied an additional penalty of $1 for every  
          $10, or part of $10, in each county upon every fine,  
          penalty, or forfeiture imposed and collected by the courts  
          for all criminal offenses,  including all offenses  
          involving a violation of the Vehicle Code or any local  
          ordinance adopted pursuant to the Vehicle Code.  (Section  
          76104.6(a)(1) of the Government Code [GOV])







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          Existing law states that the penalty imposed by this  
          section shall be collected together with and in the same  
          manner as specified sections.  These moneys shall be taken  
          from fines and forfeitures deposited with the county  
          treasurer prior to any divisions as specified.  The board  
          of supervisors shall establish in the county treasury a DNA  
          Identification Fund into which shall be deposited the  
          collected moneys pursuant to this section.  The moneys of  
          the fund shall be allocated.  (GOV Section 76104.6(a)(2))
           
          Existing law states that this additional penalty does not  
          apply to the following:  (1) any restitution fine, (2)  
          specified penalties authorized under the Penal Code, (3)  
          specified parking offenses, and (4) the state surcharge  
          authorized by the Penal Code (GOV Section 76104.6(a)(3)).

          Existing law provides that the fund moneys described,  
          together with any interest earned thereon, shall be held by  
          the county treasurer separate from any funds subject to  
          transfer or division pursuant to PEN Section 1463.   
          Deposits to the fund may continue through and including the  
          20th year after the initial calendar year in which the  
          surcharge is collected, or longer if and as necessary to  
          make payments upon any lease or leaseback arrangement  
          utilized to finance any of the projects specified herein.   
          (GOV Section 76104.6(b)(1))
           
          Existing law states that on the last day of each calendar  
          quarter of the year specified in this subdivision, the  
          county treasurer shall transfer fund moneys in the county's  
          DNA Identification Fund to the State Controller for credit  
          to the state's DNA Identification Fund, which is hereby  
          established in the State Treasury, as follows (GOV Section  
          76104.6(b)(2)):
            
          1. In the first two calendar years following the effective  
             date of this section, 70 percent of the amounts  
             collected, including interest earned thereon.

          2. In the third calendar year following the effective date  
             of this section, 50 percent of the amounts collected,  
             including interest earned thereon. 








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          3. In the fourth calendar year following the effective date  
             of this section and in each calendar year thereafter, 25  
             percent of the amounts collected, including interest  
             earned thereon.
           
          Existing law provides that funds remaining in the county's  
          DNA Identification Fund shall be used only to reimburse  
          local sheriff or other law enforcement agencies to collect  
          DNA specimens, samples, and print impressions pursuant to  
          this chapter; for expenditures and administrative costs  
          made or incurred to comply with specified requirements,  
          including the procurement of equipment and software  
          integral to confirming that a person qualifies for entry  
          into DOJ's DNA Database and Data Bank Program; and to local  
          sheriff, police, district attorney, and regional state  
          crime laboratories for expenditures and administrative  
          costs made or incurred in connection with the processing,  
          analysis, tracking, and storage of DNA crime scene samples  
          from cases in which DNA evidence would be useful in  
          identifying or prosecuting suspects, including the  
          procurement of equipment and software for the processing,  
          analysis, tracking, and storage of DNA crime scene samples  
          from unsolved cases.  (GOV Section 76104.6(b)(3))
           
          Existing law provides that the state's DNA Identification  
          Fund shall be administered by the DOJ.  Funds in the  
          state's DNA Identification Fund, upon appropriation by the  
          Legislature, shall be used by the Attorney General (AG)  
          only to support DNA testing California and to offset the  
          impacts of increased testing and shall be allocated as  
          follows (GOV Section 76104.6(b)(4)):
           
          1. Of the amount transferred, as specified, 90 percent to  
             the DOJ DNA Laboratory, first, to comply with the  
             requirements of PEN Section 298.3 and, second, for  
             expenditures and administrative costs made or incurred  
             in connection with the processing, analysis, tracking,  
             and storage of DNA specimens and samples including the  
             procurement of equipment and software for the  
             processing, analysis, tracking, and storage of DNA  
             samples and specimens obtained pursuant to the DNA and  
             Forensic Identification Database and Databank Act, as  
             amended, and 10 percent to DOJ's Information Bureau  
             Criminal History Unit for expenditures and  







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             administrative costs that have been approved by the  
             Chief of DOJ's Bureau of Forensic Services made or  
             incurred to update equipment and software to facilitate  
             compliance with the requirements of PEN Section  
             299.5(e).  (GOV Section 76104.6(b)(4)(A))
           
          2. Of the amount transferred, as specified, funds shall be  
             allocated by the DOJ DNA Laboratory, first, to comply  
             with the requirements of PEN Section 298.3 and, second,  
             for expenditures and administrative costs made or  
             incurred in connection with the processing, analysis,  
             tracking, and storage of DNA specimens and samples  
             including the procurement of equipment and software for  
             the processing, analysis, tracking, and storage of DNA  
             samples and specimens obtained pursuant to the DNA and  
             Forensic Identification Database and Databank Act, as  
             amended.  (GOV Section 76104.6(b)(4)(B))
           
          3. Of the amount transferred, as specified, funds shall be  
             allocated by DOJ to the DNA Laboratory to comply with  
             the requirements of PEN Section 298.3 and for  
             expenditures and administrative costs made or incurred  
             in connection with the processing, analysis, tracking,  
             and storage of DNA specimens and samples including the  
             procurement of equipment and software for the  
             processing, analysis, tracking, and storage of DNA  
             samples and specimens obtained pursuant to the DNA and  
             Forensic Identification Database and Databank Act, as  
             amended.  (GOV Section 76104.6(b)(4)(C))
           
          Existing law states that on or before April 1, in the year  
          following adoption of this section, and annually  
          thereafter, the board of supervisors of each county shall  
          submit a report to the Legislature and DOJ.  The report  
          shall include the total amount of fines collected and  
          allocated pursuant to this section, and the amounts  
          expended by the county for each program authorized, as  
          specified.  DOJ shall make the reports publicly available  
          on DOJ's Web site.  (GOV Section 76104.6(c))
           
          Existing law provides that all requirements imposed on DOJ  
          pursuant to the DNA Fingerprint, Unsolved Crime and  
          Innocence Protection Act are contingent upon the  
          availability of funding and are limited by revenue, on a  







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          fiscal year basis, received by DOJ pursuant to this section  
          and any additional appropriation approved by the  
          Legislature for purposes related to implementing this bill.  
           (GOV Section 76104.6(d))
           
          Existing law states that upon approval of the DNA  
          Fingerprint, Unsolved Crime and Innocence Protection Act,  
          the Legislature shall loan DOJ's General Fund in the amount  
          of $7 million for purposes of implementing that act.  This  
          loan shall be repaid with interest calculated at the rate  
          earned by the Pooled Money Investment Account at the time  
          the loan is made.  Principal and interest on the loan shall  
          be repaid in full no later than four years from the date  
          the loan was made and shall be repaid from revenue  
          generated pursuant to this section.  (GOV Section  
          76104.6(e))
           
          Existing law specifies that notwithstanding any other  
          provision of law, the Controller may use the state's DNA  
          Identification Fund, created as specified, for loans to the  
          General Fund as provided in Sections 16310 and 16381.  Any  
          such loan shall be repaid from the General Fund with  
          interest computed at 110 percent of the Pooled Money  
          Investment Account rate, with the interest commencing to  
          accrue on the date the loan is made from the fund.  This  
          subdivision does not authorize any transfer that will  
          interfere with the carrying out of the object for which the  
          state's DNA Identification Fund was created.  (GOV Section  
          76104.6(f))
           
          This bill provides that funds remaining in the county's DNA  
          Identification Fund may also be used, if authorized by a  
          resolution of the county board of supervisors, to reimburse  
          a local sheriff, police, district attorney, or regional  
          state crime laboratory for expenditures and administrative  
          costs made or incurred for utilizing a laboratory that  
          meets state and federal requirements, including the Federal  
          Bureau of Investigation Quality Assurance Standards, and  
          that is accredited by an organization approved by the  
          National DNA Index System Procedures Board for the  
          processing and analysis of forensic identification samples  
          and testimony related to the analysis in order to expedite  
          the analysis of crime scene samples in order to expedite  
          and proceed with a pending criminal action or investigation  







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          within that county.

           FISCAL EFFECT :    Appropriation:  No   Fiscal Com.:  No    
          Local:  No

           SUPPORT  :   (Verified  7/1/10)

          Yuba County Board of Supervisors (source)
          California State Association of Counties
          Peace Officers Research Association of California


           ARGUMENTS IN SUPPORT  :    According to the author:

            "The backlog of submittals to the DNA labs is  
            significant.  Unless the case is a high-profile homicide,  
            counties may have to wait over a year for a DNA result.   
            Private lab work can produce results in two weeks. 
             
            "Yuba County cites two examples of slow DNA work at the  
            State labs.  First, there was a rape case with an offense  
            date of June 6, 2008.  The biological samples were first  
            submitted to DOJ in August of 2008.  The final DNA  
            analysis report was provided to us November 16th, 2009.

            "A second case - a stranger rape - involved a female  
            Beale AFB airman as the victim. The offense date was  
            January 20, 2008.  The biological samples were submitted  
            to DOJ on January 25th, 2008.  The final DNA analysis was  
            completed on February 4th, 2009.  This was an expedited  
            analysis, with the Yuba County DA office checking with  
            the lab every month, as the victim was scheduled to be  
            deployed to Iraq/Afghanistan.  The County managed to  
            delay the deployment, but doing so strained relationships  
            with the Air Force.  The suspect turned out to be a cable  
            TV installer whose job put him in the homes of cable  
            subscribers.

            "The County would like to make some of the funds  
            generated from Proposition 69 and placed in the County's  
            trust fund available to pay for the costs of DNA analysis  
            and testimony through a private lab. 

            "The County is  not trying to impact  funding that goes to  







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            the State lab under the  program - and in fact  the Yuba  
             proposal would not in any way affect the   portion of the  
            monies collected which go to the state.   The proposal   
             would only free up balances otherwise unusable at the  
            local level.  

            "If statute was changed to allow funds generated under  
            Prop. 69 to be used for private labs, case turnaround  
            could be in as little as 2 weeks.  The fund balance in  
            Yuba is growing significantly.  At the end of CY 2005 it  
            was $1,045; CY 2006 was $28,350; CY 2007 was $83,169; and  
            CY 2008 was $148,777.  At the rate the fund balance  
            increases, there will likely be over $200,000 at the end  
            of this calendar year.

            "Proposition 69 enacted in 2004 created two different  
            local funds.  Government Code section 76104.5 created a  
            discretionary fund that a County Board of Supervisors  
            could adopt that would be payable for certain DNA related  
            technology purchased or leased at the county level (this  
            fund was not adopted in Yuba).  GC 76104.6 created a  
            mandatory fund that collected $1 for every $10 of  
            criminal fines, a portion of which goes back to the state  
            for DNA related programs with the remainder placed in a  
            county trust fund.  That trust fund reimburses local law  
            enforcement for the costs related to DNA collection or  
            the purchase of items for local crime labs. 

            "  DNA forensic work in criminal cases is currently done in  
            one of three   ways for DA  '  s offices throughout the state:  
            1) by county crime labs with   DNA capability (for example,  
            Sacramento has its own crime lab for their   work); 2) by  
            the state labs (for those of  counties, like Yuba,  using  
            their services); and   3) by private labs which meet the  
            certification standards for doing such   forensic work.  

            "Yuba County  currently use  s  the DOJ labs for all forensic  
            work - everything from   alcohol results in drunk driving  
            cases, hard drug analysis, fingerprint   and toolmark work,  
            and DNA.   Some of this work is done under a contract   that  
            sets reimbursement rates (for instance, certain  
            toxicology  analysis), but  the County is  not obliged to  
            use DOJ for any of this work.  The County can  contract  
            with a private lab for this work. In fact, a number   of  







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            counties contract with private labs right now for the  
            forensic work   on drunk driving cases  -   Yuba prefers  using  
            DOJ and ha  s  a   great working relationship with them.  

            "  In the case of DNA work,  a County  can direct that the  
            evidence be sent to a   private lab and not use DOJ at all.  
              This is not unusual. Some counties are already doing  
            this with DNA   evidence as they have the funds to do so.   
            With current restrictions on funding, Yuba County does  
            not have such funds.  

            "There are several  private labs meeting quality   assurance  
            standards currently offering these services.    In fact,  
            DOJ at   one point was actually contracting with a private  
            lab to do advanced DNA   analysis for them  -   one of these  
            cases  was  a Yuba  case and they   used a lab outside  
            California to do the work.  "


           ASSEMBLY FLOOR  : 
          AYES:  Adams, Ammiano, Anderson, Arambula, Beall, Bill  
            Berryhill, Tom Berryhill, Blakeslee, Block, Blumenfield,  
            Bradford, Brownley, Buchanan, Caballero, Charles  
            Calderon, Carter, Chesbro, Conway, Cook, Coto, Davis, De  
            La Torre, De Leon, DeVore, Emmerson, Eng, Evans, Feuer,  
            Fletcher, Fong, Fuentes, Fuller, Furutani, Gaines,  
            Galgiani, Garrick, Hagman, Hall, Hayashi, Hernandez,  
            Hill, Huffman, Jeffries, Jones, Knight, Lieu, Bonnie  
            Lowenthal, Mendoza, Miller, Monning, Nava, Nestande,  
            Niello, Nielsen, Norby, Portantino, Ruskin, Salas,  
            Saldana, Silva, Skinner, Smyth, Solorio, Audra  
            Strickland, Swanson, Torlakson, Torres, Torrico, Tran,  
            Villines, Yamada
          NO VOTE RECORDED:  Bass, Gilmore, Harkey, Huber, Logue, Ma,  
            V. Manuel Perez, John A. Perez, Vacancy


          RJG:mw  7/1/10   Senate Floor Analyses 

                         SUPPORT/OPPOSITION:  SEE ABOVE

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