BILL ANALYSIS                                                                                                                                                                                                    







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        |Hearing Date:June 28, 2010         |Bill No:AB                         |
        |                                   |2036                               |
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                      SENATE COMMITTEE ON BUSINESS, PROFESSIONS 
                               AND ECONOMIC DEVELOPMENT
                         Senator Gloria Negrete McLeod, Chair

                     Bill No:        AB 2036Author:Bill Berryhill
                        As Amended:June 14, 2010 Fiscal:    Yes


        SUBJECT:  Contractors

        SUMMARY:  Requires the surety of a contractor to notify the registrar  
        of the Contractors State License Board (CSLB) of any good faith  
        payment made from the contractor bond pursuant to a court order or  
        judgment within 30 days of making the payment.  Requires the  
        contractors' license to be suspended by operation of law if proof of  
        payment of the amount owed to the surety has not been made by the  
        contractor within 90 days after a contractor is notified by the CSLB.

         NOTE  :  This measure is a  new   bill  and was amended on June 14 in Senate  
        Judiciary Committee and re-referred to BP&ED by Rules Committee.  The  
        former language of this measure dealt with works of improvement.
        
        Existing law:
        
       1)Licenses and regulates more than 300,000 contractors under the  
          Contractors State License Law (Contractors Law) by the Contractors  
          State License Board (CSLB) within the Department of Consumer Affairs  
          (DCA).  The CSLB is under the direction of the Registrar of  
          Contractors (Registrar).

       2)Requires as a condition of licensure that a contractor shall hold and  
          maintain a license bond of $12,5000 to be executed by an admitted  
          surety in favor of the State of California and shall be for the  
          benefit of:  

           a)   Any homeowner contracting for home improvement work on the  
             homeowner's personal family residence that is damaged as a result  
             of a violation of the Contractor Law by the licensee.






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           b)   Any person damaged as a result of a willful and deliberate  
             violation of the Contractor Law by the contractor, or by license  
             fraud in the execution or performance of a construction contract.

           c)   Any employee of the contractor damaged by the licensee's  
             failure to pay wages.

           d)   Any express trust fund damaged as a result of the contractor's  
             failure to pay fringe benefits for eligible employees.

       3)Provides that any action other than one to recover employee fringe  
          benefits must be filed within two years after the expiration of the  
          license period during which the act or omission occurred, or within  
          two years of the date the license was inactivated, canceled, or  
          revoked by the CSLB, whichever occurs first. 

       4)Requires the surety of a contractor to notify the registrar of any  
          payment on any claim against the contractor's bond within 30 days of  
          making the payment.

       5)With specified exceptions, provides that any judgment or admitted  
          claim against, or good faith payment from, a bond shall constitute  
          grounds for disciplinary action against a contractor by the  
          Contractors' State License Board.

        This bill:

       1)Requires the surety of a contractor to notify the contractor 30 days  
          prior to making a good faith payment from the contractor's bond  
          pursuant to a court order or judgment, and then requires the surety  
          to notify the registrar of contractors within 30 days of making the  
          payment.  The notice shall provide specified information to the  
          registrar:

           a)   The name and license number of the contractor.

           b)   The surety bond number.

           c)   The amount of the court-ordered payment or judgment.

           d)   The name of the claimant or claimants who were party to the  
             court action and the statutory basis for each claimant's claim.

           e)   A copy of the court order or judgment.

           f)   The date notice was sent to the licensee that the surety  





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             intended to make payment pursuant to a court order or judgment. 

           g)   A clear indication whether or not the licensee, within the  
             30-day notice period paragraph, contested the court-ordered  
             payment or judgment.

       2)With respect to that payment, provides that the contractor's license  
          shall be suspended by operation of law if proof of payment of the  
          amount owed to the surety has not been made by the contractor within  
          90 days after the contractor is notified to that effect by the CSLB.

       3)Requires a license suspension under these provisions to be disclosed  
          indefinitely.

        FISCAL EFFECT:  Unknown.  This bill has been keyed "fiscal" by  
        Legislative Counsel. 

        COMMENTS:
        
        1. Purpose.  This bill is sponsored by  American Contractors Indemnity  
           Company  (Sponsor).  According to the Author the intent of the bill  
           is: 

             "[T]o insure that a contractor, whom the court has ordered a  
             payment from the contractor's license bond issued by a surety  
             company due to unresolved claims against a licensee will have  
             his or her contractor's license suspended until the licensee  
             makes proper restitution by way of reimbursement, consistent  
             with other statutory requirements of reimbursement.  The  
             proposed legislation would also ensure that the licensee does  
             not simply purchase another license bond during the interim  
             which allows the licensee to maintain his license in good  
             standing and likely harm other future consumers.  If a surety  
             makes a direct payment to a claimant, there are similar  
             provisions for license suspension that are already part of the  
             existing statute (B&P Code  7071.11).  This amendment would  
             simply clarify the situation where the surety makes the  
             payment pursuant to a court order or court judgment and pays  
             the funds into the Court for distribution to the claimants."

        2. Background.  A contractor's bond is a requirement for the CSLB to  
           issue an active license, reactivate a license, and for the  
           maintenance of an actively renewed license.  The bond is filed for  
           the benefit of consumers who may be damaged as a result of  
           defective construction or other license law violations, and for the  
           benefit of employees who have not been paid wages that are due to  





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           them.  Currently, more than 50 surety companies have active bonds  
           filed with CSLB.

        A cash deposit may be filed in place of filing a required contractor's  
           bond. The cash deposit must be in the form of a cashier's check,  
           bank certified check, certificate of deposit, savings account  
           passbook, share account, investment certificate, or certificate for  
           funds and must be filed with the CSLB.  A personal or business  
           check cannot be accepted.  A cash deposit cannot be released until  
           three years after the expiration of the license period for which it  
           provides coverage, or three years after the date the license is  
           officially inactivated on the CSLB's records, whichever occurs  
           first.  Cash deposits are held in case a claim is filed against the  
           deposit by a consumer.  If the CSLB is notified of a complaint  
           relative to a claim against the cash deposit, the deposit will not  
           be released until the complaint has been adjudicated.

        All actively renewed licenses are required to comply with the bond  
           requirements.  A contractor's license will be placed under bond  
           suspension if any of the following occur:  
        (1) A surety company cancels the bond.  (2) A judgment or payment of  
           claim reduces the amount of a required bond or cash deposit.  (3) A  
           surety company is no longer authorized by the California Department  
           of Insurance to conduct business.  (4) The responsible managing  
           officer (RMO) no longer owns at least 10% of the corporation.  Any  
           work performed while the license is suspended is considered to be  
           unlicensed activity and disciplinary action can be taken against  
           contractor by the board.

        3. Prior Related Legislation.   SB 1432  , (Margett, Chapter 157,  
           Statutes of 2008) expanded and clarified the time period for  
           consumers to file a claim against a bond when the license of a  
           contractor was inactivated, cancelled, or revoked.  Made changes to  
           the portion of the bond that is available in a small claims action  
           for a person (claimant) against the contractor bond from $4,000 to  
           $6,500, and clarified that a home or property owner no longer has  
           to provide that a license law violation by a contractor was willful  
           and deliberate when filing for a claim on the bond.

         SB 1112  (BP&ED Committee, Chapter 280, Statutes of 2005) revised and  
           recast the Contractor's law to allow consumers to immediately  
           collect from the cash deposit upon receiving an award against those  
           funds.

         SB 1914  (BP&ED Committee, Chapter 865, Statutes of 2004) increased the  
           bond requirement for a qualifying individual from $7,500 to  





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           $12,500, and established the aggregate surety on claims brought  
           against the bond at an amount of $7,500.

         AB 264  (Correa, Chapter 311, Statutes of 2002) provided that, prior to  
           a settlement of a claim through a good faith payment by a surety, a  
           contractor shall have not less than 15 days to file a written  
           protest instructing the surety not to make the payment based on  
           certain specific grounds.

         SB 914  (Sher, Chapter 795, Statutes of 1999) revised the contractor  
           license bond provisions relating to express trust funds to include  
           claims for all forms of compensation and not just fringe benefits.

        4. Contractors State License Board Has Not Taken a Position on This  
           Measure.  Because the June 14, 2010, amendments made this a new  
           bill, the CSLB has not been able to take a position on the bill. 

        5. Arguments in Support.  In sponsoring the bill  American Contractors  
           Indemnity Company  , writes that there are already provisions within  
           the existing statute that allow for a license suspension when a  
           surety makes a direct payment to a claimant.  The amendment would  
           clarify the situation, according to the Sponsor, when the surety  
           makes a payment under a court order or judgment and pays the funds  
           into the court for distribution to the claimants. 

        6. Good Faith Payment.  As recently amended, this bill would require a  
           bond company to notify the contractor and the registrar when the  
           company makes a good faith payment from the contractor bond under a  
           court order or judgment.  The license of the contractor would then  
           be suspended if the contractor has not paid the amount owed to the  
           bonding company within 90 days.  Essentially, the provisions would  
           require the CSLB to suspend the contractor license for the  
           contractor's failure to reimburse the bonding company as soon as  
           (within 90 days) the bonding company has made a payment to a court  
           as a good faith payment.  Such a good faith payment would  
           apparently be a preliminary step in a claim, when there has not yet  
           been a final decision by the court regarding any exact amounts that  
           must be paid and to whom they must be paid.  This is essentially a  
           placeholder payment, and not a final payment of a claim.  The final  
           payment of a claim would be made when there is a final decision by  
           the court and the court has determined what amounts must be paid  
           and to whom they must be paid.

         The policy issue  for the Committee to consider is whether it would be  
           appropriate for the CSLB to suspend a contractor's license for  
           failure to reimburse the surety when the court has not yet made a  





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           final decision as to what payments are required.  The Author and  
           Sponsor should speak to this issue when the bill is heard in  
           Committee.

        SUPPORT AND OPPOSITION:
        
         Support:   American Contractors Indemnity Company (Sponsor)

         Opposition:   None received as of June 23.

        Consultant:G. V. Ayers