BILL ANALYSIS                                                                                                                                                                                                    






                             SENATE JUDICIARY COMMITTEE
                           Senator Ellen M. Corbett, Chair
                              2009-2010 Regular Session


          AB 2118 (Hernandez)
          As Amended March 11, 2010
          Hearing Date: June 29, 2010
          Fiscal: No
          Urgency: No
          BCP:jd
                    

                                        SUBJECT
                                           
                  Vehicle Dealers: Consumer Credit Score Disclosure

                                      DESCRIPTION  

          Existing law requires car dealers who finance a motor vehicle  
          sale to disclose the buyer's credit score(s) that were obtained  
          and used by the dealer, the range of possible credit scores  
          established by the credit reporting agency, and provide the  
          buyer with a written notice regarding credit scores.

          This bill would remove that requirement, and, instead, require  
          dealers to provide a credit score disclosure form that complies  
          with a recent federal regulation, as that section may be  
          amended.

                                      BACKGROUND  

          In 2005, AB 68 (Montanez, Chapter 128, Statutes of 2005),  
          enacted the Car Buyer's Bill of Rights that required, among  
          other things, car dealers who finance a motor vehicle sale to  
          disclose the buyer's credit score(s) that were obtained and used  
          by the dealer, the range of possible credit scores established  
          by the credit reporting agency, and provide the buyer with a  
          written notice regarding credit scores.  Dealers are currently  
          complying with those requirements by providing consumers with a  
          one-page disclosure that includes the consumer's credit score  
          received from up to four credit reporting agencies, the score  
          range and contact information for each of those agencies, and  
          the required statutory notice about credit scores.

          Concerns have arisen about how that current disclosure form  
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          interacts with regulations recently adopted by the Federal Trade  
          Commission (FTC) regarding "Risk Based Pricing."  Those  
          regulations generally require a creditor to provide a consumer  
          with a notice when, based on their credit report, the creditor  
          provides credit on less favorable terms than for other  
          customers.  Due to issues in determining which customers may  
          fall into that category, the FTC's regulation permits a specific  
          notice to be provided to every customer that applies for credit  
          - that notice must contain certain pieces of information,  
          including the current or most recent credit score, range of  
          possible credit scores, and distribution of credit scores among  
          consumers, as specified.  

          This bill, sponsored by the California New Car Dealers  
          Association, would amend the Car Buyers Bills of Rights to,  
          instead, require dealers to provide a disclosure that meets the  
          requirements of the above federal regulations.  To accomplish  
          that result, this bill would strike the existing notice and  
          insert a cross-reference to the specific federal regulation.

                                CHANGES TO EXISTING LAW
           
           Existing law  requires a dealer that obtains a credit score from  
          a consumer credit reporting agency for use in connection with an  
          application for credit initiated by a consumer for the purchase  
          or lease of a motor vehicle for personal, family, or household  
          use, to provide, prior to the sale or lease of the vehicle, the  
          following information to the consumer in at least 10-point  
          boldface type on a document separate from the sale or lease  
          contract:
                 the credit score obtained and used by the dealer and the  
               name of the credit reporting agency providing the credit  
               score to the dealer; and 
                  the range of possible credit scores established by the  
               credit reporting agency that provided the credit score.   
               (Veh. Code Sec. 11713.20.)  
           
           Existing law  additionally requires the dealer to provide a  
          specified statutory notice, which must include the name,  
          address, and telephone number of each credit reporting agency  
          providing a credit score that was obtained and used by the  
          dealer.  (Veh. Code Sec. 11713.202.)

           Existing federal regulation  requires dealers to provide a  
          "risk-based pricing notice" to specified consumers, but states  
          that that notice need not be provided if the consumer requests  
                                                                      



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          an extension of credit other than credit that is or will be  
          secured by one to four units of residential property, and  
          provides a notice that includes the following:
                 a statement that a credit report is a record of the  
               consumer's credit history and includes information about  
               whether the consumer pays his or her obligations on time  
               and how much the consumer owes to creditors;
                 a statement that a credit score is a number that takes  
               into account information in a consumer report and that a  
               credit score can change over time to reflect changes in the  
               consumer's credit history;
                 a statement that the consumer's credit score can affect  
               whether the consumer can obtain credit and what the cost of  
               that credit will be;
                 the current credit score of the consumer or the most  
               recent credit score of the consumer that was previously  
               calculated by the consumer reporting agency for a purpose  
               related to the extension of credit;
                 the range of possible credit scores under the model used  
               to generate the credit score;
                 the distribution of credit scores among consumers who  
               are scored under the same scoring model that is used to  
               generate the consumer's credit score using the same scale  
               as that of the credit score that is provided to the  
               consumer, as specified;
                 the date on which the credit score was created;
                 the name of the consumer reporting agency or other  
               person that provided the credit score; and
                 a statement that the consumer is encouraged to verify  
               the accuracy of the information contained in the consumer  
               report and has the right to dispute any inaccurate  
               information in the report. (16 C.F.R. 640.5(e).)
           
          This bill  would revise the above dealer requirements by striking  
          the existing statutory form and attached requirements, and,  
          instead, require the dealer to provide the consumer with a  
          credit score disclosure notice that meets the form and content  
          requirements of the above federal regulation, as that section  
          may be amended.

                                        COMMENT
           
          1.   Stated need for the bill  

          According to the author:

                                                                      



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            The Federal Trade Commission (FTC) recently adopted new  
            "Risk Based Pricing" regulations that require businesses  
            that use credit reports to make financing decisions to  
            provide a notice to a limited category of consumers who are  
            granted credit on terms "materially less favorable than the  
            most favorable terms available to a substantial proportion  
            of consumers." Since it would be extremely difficult for the  
            average car dealer to undertake a complicated statistical  
            analysis to determine which customers fall into the above  
            category, FTC's final rule permits dealers to instead  
            provide every customer applying for credit with a new  
            federal credit score disclosure form containing the  
            consumer's credit score and relevant information concerning  
            their credit score.  The new federal credit score disclosure  
            notice is more comprehensive than, and improves upon, the  
            credit score disclosure notice currently required by the  
            California Vehicle Code.

            Since the FTC regulations (which take effect January 1,  
            2011) allow dealers to provide credit score disclosures in  
            lieu of risk-based pricing notices, state legislation is  
            needed to harmonize California's credit score disclosure  
            requirements with the new FTC rules.  Without this change,  
            dealers would be faced with providing two separate credit  
            score disclosures, adding unnecessary expense and confusing  
            customers.



          2.  Opposition's concerns  

          To accomplish the sponsor's goal of requiring dealers to only  
          provide one disclosure - instead of the current California  
          disclosure and the one required by the FTC - this bill would  
          strike the existing disclosure and, instead, require a  
          disclosure that meets the form and content specified in the  
          federal regulation, as that section may be amended.  While the  
          opposition has several different, but related concerns about the  
          present version of the bill, there does not appear to be an  
          objection to allowing car dealers to use the federal form.  The  
          sponsor asserts that the new form is "more comprehensive than,  
          and improves upon, the current credit score disclosure notice .  
          . ."

            a.   Cross-reference to a federal regulation

                                                                      



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             This bill would require a dealer that obtains a credit score  
            to provide to the consumer, prior to sale, a disclosure notice  
            that meets the requirements of the federal regulation, as it  
            may be amended.  

            By cross-referencing a federal regulation, and including any  
            amendments thereto, this bill would essentially modify  
            California law every time the federal regulation changes -  
            regardless of whether that change is better, or worse, for  
            consumers.  Those subsequent changes, which are impossible to  
            predict, would go into effect without Legislative approval.   
            Unlike circumstances where a statute has authorized a state  
            agency to create regulations that are confined within certain  
            parameters created by the Legislature, the current  
            cross-reference would leave the contents of the disclosure  
            entirely in the hands of the FTC.  From a policy standpoint,  
            allowing the FTC to determine the contents of a California  
            disclosure would appear to constitute an improper delegation  
            of legislative authority. 

            The National Consumer Law Center (NCLC), in opposition,  
            expresses concern that since the federal regulation is only  
            enforceable against auto dealers by the FTC that a court  
            "could conclude that Vehicle Code Section 11713.20 [(the  
            disclosure at issue)], because it incorporates a federal  
            regulation that only permits its enforcement by federal  
            regulators, cannot be enforced by the California DMV or  
            injured customers."  The sponsor disputes that contention and  
            maintains that "[b]y incorporating the new federal rule into  
            the California Vehicle Code, a violation of the rule would be  
            enforceable under  both  federal law . . . and state law . . ."   
            NCLC also asserts that the regulation could be deleted or  
            moved, which arguably would have the effect of gutting Vehicle  
            Code Section 11713.20.

            Considering the above issues regarding the proposed  
            cross-reference, the committee should consider whether it  
            would be more appropriate to, instead, remove the  
            cross-reference and codify the appropriate portions of the  
            federal regulation in California law.  Although the sponsors  
            would have to return to the Legislature if the regulation  
            changes, that amendment would ensure that the Legislature has  
            an opportunity to evaluate those future changes and make a  
            policy decision about whether or not they should be  
            incorporated into California law.

                                                                      



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            SHOULD THE CROSS-REFERENCE BE REMOVED AND REPLACED WITH  
            LANGUAGE FROM THE FEDERAL REGULATION?

          b.    Credit score  

            Under existing law, California's disclosure must include the  
            "credit score obtained and used by the dealer and the name of  
            the credit reporting agency providing the credit score to the  
            dealer." In comparison, the federal regulation requires  
            disclosure of the "current credit score" or the "most recent  
            credit score of the consumer that was previously calculated by  
            the consumer reporting agency for a purpose related to the  
            extension of credit." Concerns have arisen about what score  
            would be disclosed pursuant to the language of the federal  
            regulation.  Specifically, Consumers for Auto Reliability and  
            Safety (CARS), in opposition, maintains that:

               A consumer may have multiple credit scores - for example,  
               a FICO score and a VantageScore score.  Also, a dealer  
               may use a totally different score that they would not  
               have to disclose.  Under the new Federal rule, the dealer  
               could rely on one score for purposes of extending credit  
               in a transaction, but arguably provide the consumer with  
               another score that would qualify as "the current credit  
               score."  This would make it more difficult for victims of  
               discriminatory or predatory lending or law enforcement  
               agencies to prove the dealer had engaged in unlawful  
               practices.

               Numerous cases brought on behalf of victims of predatory  
               and discriminatory auto lending have shown that dealers  
               are prone to misrepresent consumers' creditworthiness in  
               order to justify charging excessive interest rates.  Like  
               mortgage brokers, auto dealers receive hidden,  
               undisclosed kickbacks from lenders in exchange for  
               raising the interest rate on auto loans.

            NCLC further asserts that "major credit bureaus have been  
            pushing their own products that do not rely on FICO scoring  
            models, including the VantageScore score.  Advocates have  
            dubbed these non-FICO scores 'FAKO' scores, using different  
            models and even scoring ranges from FICO scores, potentially  
            leading to consumer confusion. . . . AB 2118 would allow auto  
            dealers to provide consumers with these FAK-O scores."  

            To address concerns that the language in the federal  
                                                                      



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            regulation may permit a dealer to disclose a score other than  
            one that was actually used, the Committee should consider  
            whether the bill should be amended to clarify that the score  
            disclosed must be one that was actually used by the dealer.   
            That clarification would appear to address concerns about  
            disclosing scores that were pulled but not actually used in  
            the credit decision.

            SHOULD THE BILL BE AMENDED TO REQUIRE DISCLOSURE OF A SCORE  
            THAT WAS ACTUALLY USED?

            Committee staff notes that under certain circumstances a  
            dealer may actually use multiple scores in making a credit  
            decision.  This bill (with the above amendment), consistent  
            with federal regulation, would only require disclosure of one  
            score - both proponents and opponents appear to agree that  
            multiple disclosures may be burdensome and confusing for  
            consumers.  In making the decision to require only one  
            disclosure - the FTC concluded: "The Agencies believe it is  
            appropriate to require disclosure of only a single credit  
            score because requiring disclosure of multiple scores would  
            unnecessarily increase the complexity of the notices and  
            increase the compliance burden for creditors.  Requiring  
            disclosure of multiple scores in these circumstances also  
            would require disclosure of accompanying information for each  
            score, which would increase the length of the notices,  
            especially if the creditor disclosed how the consumer's score  
            compared to other consumers' scores in the form of bar graphs.  
             Moreover, the Agencies believe consumers may not benefit from  
            this additional information, could be confused by the  
            disclosure of multiple scores, and could be less likely to  
            read a longer form."  

          3.    Author's amendment to address concerns  

          In response to the above concerns, the author offers the  
          following amendment to remove the reference to federal law and,  
          instead, codify the requirements of the federal form in state  
          law.  At the time of writing of this analysis, it is unclear  
          whether that amendment will resolve all of the concerns of the  
          opposition due to language in the amendment that would require a  
          dealer to provide "a", as opposed to "the," credit score used.   
          Committee staff notes that the use of "a" as opposed to "the" is  
          intended to address a situation where a dealer uses more than  
          one credit score to make a decision -- in that circumstance, the  
          dealer (consistent with the FTC's regulation) may disclose just  
                                                                      



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          one of the scores actually used.  

             Author's amendment:

             Strike out entire contents of the bill and insert:

            SECTION 1.  Section 11713.20 of the Vehicle Code is amended to  
            read:

            11713.20.  (a) A dealer that obtains a consumer credit score,  
            as defined in subdivision (b) of Section 1785.15.1 of the  
            Civil Code, from a consumer credit reporting agency, as  
            defined in subdivision (d) of Section 1785.3 of the Civil  
            Code, for use in connection with an application for credit  
            initiated by a consumer for the purchase or lease of a motor  
            vehicle for personal, family, or household use, shall provide,  
            prior to the sale or lease of the vehicle, the following  
            information to the consumer  in at least 10 point boldface type   
            on a document separate from the sale or lease contract:

             (a)   The  (1) A credit score obtained and used by the dealer  
            and the name of the credit reporting agency providing the  
            credit score to the dealer.
            (2) The following information:
             (i) A statement that a consumer report (or credit report) is  
            a record of the consumer's credit history and includes  
            information about whether the consumer pays his or her  
            obligations on time and how much the consumer owes to  
            creditors;
            (ii) A statement that a credit score is a number that takes  
            into account information in a consumer report and that a  
            credit score can change over time to reflect changes in the  
            consumer's credit history;
            (iii) A statement that the consumer's credit score can affect  
            whether the consumer can obtain credit and what the cost of  
            that credit will be;
            (iv) The range of possible credit scores under the model used  
            to generate that credit score;
            (v) The distribution of credit scores among consumers who are  
            scored under the same scoring model that is used to generate  
            the consumer's credit score using the same scale as that of  
            the credit score that is provided to the consumer, presented  
            in the form of a bar graph containing a minimum of six bars  
            that illustrates the percentage of consumers with credit  
            scores within the range of scores reflected in each bar, or by  
            other clear and readily understandable graphical means, or a  
                                                                      



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            clear and readily understandable statement informing the  
            consumer how his or her credit score compares to the scores of  
            other consumers. Use of a graph or statement obtained from the  
            person providing the credit score that meets the requirements  
            of this paragraph is deemed to comply with this requirement;
            (vi) The date on which the credit score was created;
            (vii) The name of the consumer reporting agency or other  
            person that provided the credit score;
            (viii) A statement that the consumer is encouraged to verify  
            the accuracy of the information contained in the consumer  
            report and has the right to dispute any inaccurate information  
            in the report;
            (ix) A statement that federal law gives the consumer the right  
            to obtain copies of his or her consumer reports directly from  
            the consumer reporting agencies, including a free report from  
            each of the nationwide consumer reporting agencies once during  
            any 12-month period;
            (x) Contact information for the centralized source from which  
            consumers may obtain their free annual consumer reports; and
            (xi) A statement directing consumers to the Web sites of the  
            Federal Reserve Board and Federal Trade Commission to obtain  
            more information about consumer reports.
            (b)  A dealer may use a form that meets the requirements of  
            Section 640.5(e)(5), of Title 16 of the Code of Federal  
            Regulations, as promulgated on January 15, 2010, to comply  
            with the requirements of this section, provided that the  
            requirements of subdivision (a) are met.
            
             (a) The credit score obtained and used by the dealer and the  
            name of the credit reporting agency providing the credit score  
            to the dealer.

             (b) The range of possible credit scores established by the  
            credit reporting agency that provided the credit score.

             (c) The following notice, which shall include the name,  
            address, and telephone number of each credit reporting agency  
            providing a credit score that was obtained and used by the  
            dealer:
             
            "NOTICE TO VEHICLE CREDIT APPLICANT

             If the dealer obtains and uses a credit score from a credit  
            reporting agency in connection with your application to  
            finance the acquisition of a vehicle, the dealer must disclose  
            the score to you.
                                                                      



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             The credit score is a computer generated summary calculated  
            by a credit reporting agency at the time the dealer requests  
            the score and is based on information the credit reporting  
            agency has on file. The scores are based on data about your  
            credit history and payment patterns. Credit scores are  
            important because they are used in determining whether to  
            extend credit. The score may also be used to determine the  
            annual percentage rate you may be offered. Credit scores can  
            change over time, depending on your conduct, how your credit  
            history and payment patterns change, and how credit scoring  
            technologies change. Credit scores may also vary from one  
            credit reporting agency to another.

             If you have questions about your credit score, contact the  
            credit reporting agency at the address and telephone number  
            provided. The credit reporting agency does not participate in  
            the decision to take any action on your application for credit  
            and is unable to provide you with specific reasons for any  
            decision on the credit application.
                                                                        
             If you have questions concerning credit terms relative to  
            your purchase or lease of a vehicle, ask the dealer."  

             (d) (c) This section does not require a dealer to provide  
            more than one disclosure for each purchase or lease  
            transaction.

             (e)  (d) This section does not apply to the purchase or lease  
            of a motorcycle or an off-highway motor vehicle subject to  
            identification under Section 38010.

            (e) Nothing in this section shall be construed to limit or  
            restrict any rights or remedies otherwise available under  
            existing law.
            


           Support  :  None Known

           Opposition  :  Center for Responsible Lending; Consumers for Auto  
          Reliability and Safety; Consumer Action; Consumers Union;  
          National Consumer Law Center

                                        HISTORY
           
                                                                      



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           Source  :  California New Car Dealers Association

           Related Pending Legislation  :  None Known

           Prior Legislation  : AB 68 (Montanez, Chapter 128, Statutes of  
          2005) See Background.

           Prior Vote  :

          Assembly Transportation Committee (Ayes 14, Noes 0)
          Assembly Floor (Ayes 71, Noes 0)

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