BILL ANALYSIS                                                                                                                                                                                                    



                                                                  AB 2126
                                                                  Page  1

          Date of Hearing:  May 10, 2010

                     ASSEMBLY COMMITTEE ON REVENUE AND TAXATION
                            Anthony J. Portantino, Chair

                    AB 2126 (Garrick) - As Amended:  April 5, 2010


                                      VOTE ONLY


          Majority vote.  Tax levy.  Fiscal committee.

           SUBJECT  :  Minimum franchise tax:  corporations:  exemptions. 

           SUMMARY  :  Exempts a new corporation from the annual minimum  
          franchise tax and reduces the amount of that tax from $800 to  
          $100 for nine years thereafter.   Specifically,  this bill  :  

          1)Exempts each corporation that first commences business  
            operations on or after January 1, 2011, from the minimum  
            franchise tax for the first taxable year.

          2)Reduces the annual minimum franchise tax imposed on that  
            corporation from $800 to $100 for each of the nine taxable  
            years thereafter. 

          3)Does not apply to any corporation that began business  
            operations in this state in any other business form prior to  
            its incorporation, or any corporation that reorganizes solely  
            for the purpose of reducing its minimum franchise tax. 

          4)Applies to taxable years beginning on or after January 1,  
            2011.

          5)Takes effect immediately as a tax levy.

           EXISTING LAW  imposes franchise tax on all corporations doing  
          business in California equal to 8.84% of the taxable income  
          attributable to California.  A minimum franchise tax of $800 is   
                  imposed on all corporations that are incorporated under  
          the laws of California, qualified to transact intrastate  
          business in California, or are doing business in California.   
          Taxpayers must pay the minimum franchise tax only if it is more  
          than their regular franchise tax liability.  Specifically:








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          1)Limited exceptions exist with respect to imposition of the  
            minimum franchise tax.  For instance, credit unions and  
            nonprofit organizations are not subject to the minimum  
            franchise tax and a corporation is not subject to the minimum  
            franchise tax for its first taxable year, provided that it  
            incorporates or qualifies to do business in this state on or  
            after January 1, 2000.  However, even though a corporation is  
            not subject to the minimum tax in its first taxable year, it  
            will be subject to franchise tax in its first taxable year  
            based on its taxable income.

          2)According to the Franchise Tax Board (FTB), for taxable years  
            beginning on or after January 1, 1997, only taxpayers with net  
            income less than approximately $9,040 pay the minimum  
            franchise tax because the amount of measured tax owed would be  
            less than $800 ($9,039 x 8.84% = $799). 

          3)Limited partnerships (LPs), limited liability partnerships  
            (LLPs), and limited liability corporations (LLCs) that are  
            doing business in California, registered or qualified to do  
            business in California, or formed in this state are subject to  
            annual tax in an amount equal to the minimum franchise tax,  
            currently set at $800.  These entities (known as 'pass-through  
            entities') are not subject to any tax based on taxable income.  
             Rather, the items of income, gain, loss, deduction and credit  
            are passed-through to the owners and reported on their  
            respective income or franchise tax returns. 

          4)Real estate mortgage investment conduits (REMICs) and  
            financial asset securitization investment trusts (FASITs) are  
            subject to and are required to pay the minimum franchise tax.   
            Regulated investment companies (RICs) and real estate  
            investment trusts (REITs) organized as corporations are also  
            subject to and are required to pay the minimum franchise tax.   
            RICs, REITs, REMICs, and FASITs are entities authorized by the  
            federal government for special tax treatment.  California  
            conforms in large part to federal tax provisions but subjects  
            each entity to payment of the annual minimum tax.

          5)LPs, LLCs not classified as corporations, LLPs, charitable  
            organizations, RICs, REITs, REMICs, and FASITs are not exempt  
            from the minimum franchise tax for the first taxable year of  
            existence.  









                                                                  AB 2126
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           FISCAL EFFECT  :  The FTB staff estimate that this will reduce  
          General Fund revenues by $0 million in fiscal year (FY) 2010-11,  
          $38 million in FY 2011-12, and $60 million in FY 2012-13.

           COMMENTS  :   

          1)The author states that, "Under current law, a franchise tax of  
            8.84% of taxable income is charged to all businesses operating  
            in California.  Unfortunately, California's franchise tax is a  
            minimum of $800 after the first year - even if a business is  
            operating in the red and struggling to keep its doors open.   
            With this tax, businesses are subjected to an excessive tax  
            that is not consistent with the tax of neighboring states."

          "According to a study released in 2007, only 17 percent of  
            businesses are able to turn a profit after the second year of  
            operations.  In other words, 83% of companies are either  
            unable to make a profit or went out of business.  Although the  
            majority of new companies do not even have a net income,  
            California's harsh tax code still forces these companies to  
            pay an $800 tax.

          "When deciding where to locate a business, entrepreneurs have to  
            look no further than Nevada, Oregon, Arizona or Utah, which  
            all charge $100 or less. 

          "AB 2126 will remove one of the several barriers to doing  
            business in California and begin to level the playing field  
            with other states by reducing the minimum franchise tax to  
            $100 for the first 10 years after a new business opens in the  
            state. 

          "If AB 2126 becomes law, California can once again begin to  
            attract employers to do business in this state.  Ultimately,  
            it will assist with lowering the unemployment rate and putting  
            Californians back to work."

          2)According to FTB, the following states currently impose a  
            minimum franchise tax:

             a)   Illinois has a minimum 1% tax based on "paid-in" capital  
               (calculated using the shares of stock issued by the  
               corporation as disclosed in the annual statement reported  
               to the Illinois Secretary of State).  The tax ranges from a  
               minimum of $25 to a maximum of $1 million. 








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             b)   Massachusetts imposes the greater of a corporate excise  
               tax of 9.5% based on taxable income or a minimum tax equal  
               to $456.

             c)   Beginning January 1, 2008, Michigan taxpayers are  
               subject to the Michigan Business Tax.  The Michigan  
               Business Tax is composed of two taxes - a business income  
               tax of 4.9% on every taxpayer with business activity in the  
               state, and a modified gross receipts tax of 0.80% on every  
               taxpayer having nexus with Michigan.  Michigan does not  
               have a minimum tax. 

             d)   Minnesota imposes a franchise tax on a corporation's  
               taxable income at the rate of 9.8%.  In addition, a minimum  
               franchise tax, ranging from $0 to $5,000, is imposed based  
               on the sum of the property determined by property, payroll,  
               and sales in the state.  

             e)   New York imposes a franchise tax of 7.1% based on net  
               income plus a fixed dollar minimum tax based on gross  
               payroll.  The fixed dollar minimum tax ranges from $100 to  
               $1,500.

          3)Committee staff notes all of the following:

             a)   The minimum franchise tax was enacted to ensure that all  
               corporations pay at least a minimum amount of franchise tax  
               for the privilege of doing business in this state,  
               regardless of the corporation's income or loss.  Thus, the  
               minimum franchise tax is not technically an "income tax",  
               but rather it is a tax on the right to exercise the powers  
               granted to a corporation doing business in California.   
               Even when a corporation earns no income, it still receives  
               the benefits of its corporate status, including the limited  
               liability protection under the laws of this state. 

             b)   California's minimum tax was increased from $100 to $200  
               in 1972.  It was increased to $300 in 1987, to $600 in  
               1989, and to $800 in 1990.   

             c)   It has never been shown that the minimum franchise tax  
               discourages businesses, particularly, since small  
               businesses can always organize as sole proprietorships to  
               avoid paying the minimum franchise tax. Many large  








                                                                  AB 2126
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               corporations hold a number of inactive subsidiaries on  
               which they readily pay the minimum franchise tax.  Because  
               the franchise tax is the greater of the minimum franchise  
               tax or tax of 8.84% on the corporations' taxable income,  
               the actual beneficiaries of this bill are corporations that  
               report minimal taxable income and all pass-through  
               entities, regardless of the amount of income earned.  

             d)   Under existing law, a corporation that incorporates or  
               qualifies to do business in this state on or after January  
               1, 2000, is already exempt from the minimum franchise tax  
               for its first taxable year.  Nonetheless, this bill  
               includes a similar provision for a corporation that first  
               commences business operation on or after January 1, 2011.   
               It is unclear whether the existing tax relief would be  
               available to corporations that first incorporate between  
               the effective date of this bill and January 1, 2011.   
               Committee staff suggests that this bill be amended to  
               delete this provision in order to avoid any confusion and  
               also to ensure that the relief is still available before  
               January 1, 2011.  

             e)   It appears that the provisions of this bill do not apply  
               to LPs, LLCs that are classified as partnerships, LLPs or  
               other "flow-through" entities.  The Committee may wish to  
               consider amending this bill to create a uniform policy of  
               reducing costs for all small businesses. 

             f)   This bill lacks a sunset date to allow periodic  
               legislative review of the proposed exemption. The Committee  
               staff recommends an amendment to add a sunset date. 

          4)Committee staff also suggests the following technical  
            amendment:

          On page 5, strike out lines 11 and 12, and insert: 

          taxable years.  This subdivision does not apply to any  
            corporation that began business operations as a sole

          5)Related legislation.

          AB 2671 (Cook), introduced in the 2009-10 Legislative Session,  
            exempts from the annual minimum franchise tax any corporation  
            that is solely owned by a deployed member of the U.S. Armed  








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            Forces, provided that the corporation operates at a loss or  
            ceases operation.  
          AB 2671 passed out of this Committee on April 12, 2010 and was  
            re-referred to the Assembly Appropriations Committee.  

          AB 327 (Garrick), introduced in the 2009-10 Legislative Session,  
            would have reduced the minimum franchise tax for corporation  
            as well as pass-through entities from $800 to $100.  AB 327  
            was held under submission in this Committee. 

          AB 2178 (Garrick), introduced in the 2007-08 Legislative  
            Session, would have reduced the minimum franchise tax from  
            $800 to $200.  AB 2178 was held under submission in this  
            Committee. 

          AB 1179 (Garrick), introduced in the 2007-08 Legislative  
            Session, is similar to AB 327.  AB 1179 was held in this  
            committee.   

          AB 1419 (Campbell), introduced in the 1997-98 Legislative  
            Session, would have reduced the minimum franchise tax for a  
            qualified corporation from $800 to $100.  AB 1419 failed  
            passage in the Senate Revenue and Taxation Committee.





           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          American Council of Engineering Companies of California
          National Federation of Independent Business

           Opposition 
           
          California Tax Reform Association
          California Professional Firefighters
           
          Analysis Prepared by  :  Oksana Jaffe / REV. & TAX. / (916)  
          319-2098