BILL ANALYSIS                                                                                                                                                                                                    



                                                                  AB 2127
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          Date of Hearing:   April 13, 2010

                            ASSEMBLY COMMITTEE ON HEALTH
                              William W. Monning, Chair
                AB 2127 (Nestande) - As Introduced:  February 18, 2010
           
          SUBJECT  :  Medi-Cal: nonemergency transportation services: broker  
          pilot program.

           SUMMARY  :  Requires the Department of Health Care Services (DHCS)  
          to establish a two-year pilot program to evaluate the provision  
          of non-emergency medical transportation (NEMT) services in the  
          Medi-Cal Program using a broker model.  Specifically,  this bill  :

          1)Defines "NEMT broker model" as an arrangement in which the  
            state contracts with a broker to provide services ranging from  
            the management of the administrative task of screening  
            transport requests to the management of the full scope of the  
            NEMT Medi-Cal benefit.

          2)Requires DHCS to establish monitor and evaluate outcomes and  
            savings of a two-year pilot program using the non-emergency  
            medical transportation broker model program. 

          3)Requires DHCS to select at least three consenting counties to  
            participate representing rural and urban areas.

          4)Requires DHCS to report its findings and recommendations of  
            the results to the fiscal committees of the Legislature.

          5)Authorizes DHCS to implement the program statewide at any time  
            and continue operation of the program indefinitely.

           EXISTING LAW  :

          1)Establishes the federal Medicaid Program, Medi-Cal in  
            California, administered by DHCS, to provide comprehensive  
            health care services and long-term care to pregnant women,  
            children, and people who are aged, blind, and disabled.

          2)Provides, as a Medi-Cal covered benefit, necessary NEMT to and  
            from health care providers for specified eligible  
            beneficiaries.

          3)Establishes a Treatment Authorization Request (TAR) system for  








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            certain Medi-Cal benefits that are reimbursed on a  
            Fee-For-Services (FFS) reimbursement basis. 

           FISCAL EFFECT  :  This bill has not been analyzed by a fiscal  
          committee.

           COMMENTS  :   

           1)PURPOSE OF THIS BILL  .  According to the author, this bill is  
            intended to implement the recommendation of a 2009 Legislative  
            Analyst's Office (LAO) Report.  The LAO found that the  
            existing NEMT system showed potential for improvement and that  
            it was not functioning as well as it could.  Specifically, the  
            LAO concluded that the TAR process was cumbersome and  
            expensive and that the availability of the NEMT service was  
            uneven around the state.  The LAO concluded that NEMT program  
            improvements, including service delivery and cost savings  
            might be possible through the development of a broker model.  

           2)BACKGROUND  .  Federal law requires Medi-Cal to provide specific  
            benefits and will reimburse for certain additional benefits  
            called "optional benefits."  NEMT is a mandatory benefit for  
            those enrollees who have a documented medical condition that  
            prevents them from traveling via ordinary means of  
            transportation such as taxies or buses.  The most common  
            example is a person who routinely receives dialysis treatments  
            which tend to leave the recipient unsteady for a time after  
            the treatment.  The Medi-Cal Program offers three forms of  
            NEMT: a wheelchair van, a gurney van, and an ambulance.  The  
            NEMT benefit is available both to Medi-Cal enrollees in  
            managed care plans and to enrollees who receive treatment  
            through FFS providers.  The 2009 LAO Report estimated that  
            Medi-Cal provides about $100 million ($50 million General  
            Fund) in NEMT services through FFS arrangements at that time.   
            (This was based on the 50/50 sharing ratio of federal/state  
            funds in effect at the time.  A temporary 62/35 federal/state  
            sharing ratio is in effect currently.)  According to the LAO,  
            comprehensive data regarding how much Medi-Cal managed care  
            plans spend on NEMT is not available because these costs are  
            embedded in the rates paid to the health plans.

           3)TARS  .  In order to ensure that enrollees have a condition that  
            requires NEMT services, Medi-Cal requires the transportation  
            provider to submit a TAR to Medi-Cal Program staff.  The TARs  
            are approved, modified, or denied.  Providers must submit  








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            documentation along with each TAR, such as a prescription or  
            order signed by a physician, dentist, or podiatrist that  
            confirms the medical reasons necessitating the use of NEMT.   
            According to a 2003 Medi-Cal Policy Institute (MPIR) Report,  
            "Medi-Cal Treatment Authorization and Claims Processing:  
            Improving Efficiency and Access to Care," Outlook Associates,  
            Inc., the Medi-Cal TAR system does not meet the standards of  
            most other systems.  It requires submission of a form, usually  
            by mail, and turnaround time is up to two weeks, as compared  
            to two days in other systems.  

          The 2003 MPIR Report also states that it has become more of a  
            retroactive payment approval process for services that have  
            been already rendered than the review of medical necessity and  
            quality that was originally intended and is typical in other  
            systems.  The 2003 MPIR Report criticized Medi-Cal for not  
            performing routine cost-benefit analysis to identify whether a  
            particular service warrants a TAR.  

            Finally, with regard to NEMT, the 2003 MPIR Report pointed out  
            that a beneficiary requiring hemodialysis could also require  
            transportation to the hemodialysis center.  However, the TARs  
            for these related services aren't coordinated and may even be  
            sent to different offices.  The 2009 LAO Report states that  
            discussions with industry participants indicate that most  
            Medi-Cal NEMT recipients are dialysis patients.  This is due  
            in part to the administrative effort needed to obtain TAR  
            approvals and NEMT companies are more likely to make the  
            effort for those requiring dialysis on an ongoing basis, since  
            each approved TAR is good for up to a year of services.  The  
            2003 MPIR Report recommended that hemodialysis transportation  
            be approved at the same time the service is requested.  

           1)LAO 2009 BUDGET ANALYSIS  .  According to the 2009 LAO Budget  
            Analysis, access to NEMT providers may be uneven around the  
            state.  Enrollees who are aged, blind, or disabled use nearly  
            all of the FFS NEMT wheelchair van services.  Roughly  
            one-third of these enrollees live in Los Angeles County, but  
            over one-half of all wheelchair van services in the state  
            occur in Los Angeles County.  The LAO concludes that  
            transportation brokers could manage NEMT more efficiently and  
            that a number of other states have achieved Medicaid program  
            improvements by contracting some or all of their NEMT services  
            to a transportation broker.  LAO asserts that by managing the  
            NEMT benefit more efficiently, such brokers can better match  








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            patients with appropriate providers, improve the quality of  
            services provided, and reduce costs. 

           2)TRANSPORTATION BROKERS  .  The LAO describes these brokers as  
            offering a range of service levels, from handling only the  
            administrative tasks of screening transport requests to  
            managing the full scope of the NEMT benefit.  Under the  
            full-scope approach, the broker may be likened to a managed  
            care plan specifically for NEMT.  Brokers often contract on a  
            per member, per month basis for their services, similar to  
            more traditional managed care plans that provide comprehensive  
            benefits.  In exchange, the broker screens NEMT companies and  
            subcontracts with vendors it chooses to establish a network of  
            service providers.  The broker also establishes a single point  
            of contact for patients to call when they need transportation  
            services.  When a patient calls to request transportation, the  
            broker determines whether a wheelchair van or other level of  
            service would be more appropriate, depending on the patient's  
            individual circumstances.  The broker then finds a provider  
            that serves that patient's area and arranges with the provider  
            to pick up the patient. 

           3)RISKS.   The LAO also cites the risk of broker management.  As  
            with other managed care arrangements, brokers with capitation  
            contracts benefit financially by providing fewer services to  
            Medicaid enrollees, creating the incentive to deny more  
            services than may be appropriate under program requirements.   
            Also, some NEMT providers who serve FFS Medi-Cal may not wish  
            to contract with a broker or may not meet the broker's  
            standards for quality of service.  A switch to a broker may  
            create disruptive situations for some Medi-Cal beneficiaries  
            in cases in which a Medi-Cal enrollee's customary FFS  
            transportation provider is not part of the broker's network.
           
           4)PILOT PROJECT APROACH  .  The LAO recommended implementation as  
            a pilot project because it is such a substantial shift in  
            policy and it is not clear whether a statewide FFS benefit or  
            a regional contracting system operated by one or more brokers  
            would be more cost-effective and best improve service  
            delivery.  The recommendation is to operate a pilot in several  
            counties and include both rural and urban areas to allow the  
            state to evaluate the model in both settings.  The state could  
            ensure that the pilot project costs no more than the present  
            cost of these services to the Medi-Cal Program by limiting the  
            total reimbursement to the broker to the amount budgeted for  








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            NEMT in the counties where this new approach would be tried. 

           5)OPPOSITION  .  the California Medical Transportation Association  
            (CMTA) writes in opposition that the broker system adds  
            nothing to California's existing method of very tightly  
            controlling the service, while just adding an extra  
            "middleman," much like health maintenance organizations or  
            HMOs insinuate themselves betweens patients and providers.   
            CMTA explains that all NEMT vehicles must be specially  
            equipped to meet specific (and costly) requirements (e.g. 58  
            inch doors, emergency exits, lift ramps floor fasteners for  
            wheelchairs, etc.) set forth in Title 22 of the California  
            Code of Regulations.  All NEMT providers must be approved by  
            Medi-Cal Enrollment and produce evidence of having an  
            established place of business, insurance (liability, vehicle,  
            and workers' compensation), and ability to perform pursuant to  
            an agreement with DHCS.  NEMT reimbursement rates were last  
            increased in 2000 which was the first increase since 1985.   
            The 2000 increase was 20%, the only upward adjustment in 25  
            years.  While Medi-Cal rates increased less than 1% a year, it  
            was far exceeded by the NEMT costs of doing business (vehicle  
            acquisition and maintenance, fuel, insurance, wages and  
            taxes).  In other words, the 20% increase in 2000 was quickly  
            eaten up by increased business costs years ago and now many of  
            the companies providing this cost effective service are going  
            out of business.  CMTA further states that adding a "broker"  
            to the mix is just adding one more mouth to the ever shrinking  
            payment pie.

            CMTA also explains that the current allowance of patient  
            choice would be replaced by broker selection.  To a  
            considerable extent, NEMT presently is a highly personalized  
            service.  Patients are able to move from one NEMT provider to  
            another if the service is not reliable or acceptable.  This is  
            vitally important especially for dialysis patients.  To gain  
            full value of their treatment, they need to be on a dialysis  
            machine for a full four hours.  Dialysis clinics run on tight  
            time schedules in order to accommodate patient appointments.   
            A late arrival means less treatment time.  Waiting for long  
            periods for transportation after treatment causes unnecessary  
            discomfort and pain.  Elderly and disabled patients do not  
            deal well with change; stable and predictable relationships  
            are important to them.  Many of these patients also have  
            communication/language difficulties that brokers may be  
            ill-equipped to handle or just plain not sensitive to in the  








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            first place.  Additionally, a broker system could seriously be  
            open to fraud as many in the transportation industry and the  
            ethnic communities it serves have experienced.

           6)POLICY CONERNS:   

              a)   Statewide Implementation  .  This bill authorizes DHCS to  
               implement the program statewide at any time and continue  
               operation of the program indefinitely and only requires a  
               report to the fiscal committees.  Shouldn't the report be  
               received by the policy committee as well and reviewed,  
               prior to statewide implementation?  Does the Legislature  
               wish to delegate such a broad authority to the executive  
               branch? 

              b)   Broker Model Service Provider  .  Neither the author, nor  
               the LAO have indicated any providers interested in becoming  
               a broker.  Given the opposition of the CMTA and the low  
               Medi-Cal reimbursement level, is it likely that there will  
               be any providers interested in participating?

           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          None on file.

           Opposition 
           
          California Medical Transportation Association
           

          Analysis Prepared by  :    Marjorie Swartz / HEALTH / (916)  
          319-2097