BILL ANALYSIS                                                                                                                                                                                                    



                                                                  AB 2171
                                                                  Page  1

          Date of Hearing:   May 12, 2010

                        ASSEMBLY COMMITTEE ON APPROPRIATIONS
                                Felipe Fuentes, Chair

                  AB 2171 (Calderon) - As Amended:  April 27, 2010 

          Policy Committee:                              Revenue and  
          Taxation     Vote:                            6-3

          Urgency:     No                   State Mandated Local Program:  
          No     Reimbursable:              

           SUMMARY  

          This bill provides that tax expenditure (credits, deductions,  
          exclusions or exemptions allowed in the revenue and taxation  
          code) enacted beginning in 2011 will be contingent on the  
          passage of annual legislation establishing the total amount of  
          the tax benefit that can claimed by individual taxpayers (up to  
          the amount authorized in the original statute).

           FISCAL EFFECT
           
          1)Potentially significant administrative costs (eventually  
            totaling over $1 million) to Franchise Tax Board and Board of  
            Equalization for revising returns and notices, and for  
            additional recordkeeping, collections activity, audits, and  
            communications with taxpayers.
          .
          2)Potential increases in future revenues, to the extent the bill  
            permits future legislatures to constrain the revenue loss from  
            new deductions, exclusions, and credits. The magnitude of  
            these increases would depend on several factors, including the  
            extent to which the limitations cause future legislatures  
            wishing to provide tax relief to rely more on rate reductions  
            (not subject to annual review) rather than tax expenditures.

           COMMENTS
           
           1)Background  . California's tax system contains numerous tax  
            credits, deductions, exclusions, and other tax benefits that  
            are designed to achieve various policy objectives, tax relief  
            for targeted groups (examples include the food and  
            prescription drug exemption from the sales tax and the  








                                                                  AB 2171
                                                                  Page  2

            personal income credits for child adoption, childcare, the  
            dependents) or to provide incentives for taxpayers to   
            undertake various activities (examples include accelerated  
            depreciation of new equipment, the business hiring credit,  
            film credit, the research and development credit).

           2)Rationale  . The author states that the measure is intended to  
            provide accountability for new tax expenditures to ensure that  
            the state has the necessary resources to continue providing  
            these tax benefits. Proponents of such limitations argue that,  
            unlike direct expenditures which are subject to annual budget  
            scrutiny, tax expenditures can be passed with a majority vote,  
            and once in place, are not subject to annual review of their  
            costs and effectiveness. Moreover, once in law, ineffective  
            tax expenditures cannot be repealed without two thirds vote.
           
          3)Opponents  (including the California Chamber of Commerce and  
            California Taxpayers' Association) argue that imposing  
            limitations on tax expenditures would create uncertainty  
            regarding long-term planning. They assert that making tax  
            expenditures subject to annual legislative action would make  
            tax incentives ineffective in attracting jobs to California.
           
          4)Administrative issues  . Both FTB and BOE indicate that this  
            bill would present major administrative challenges, and, even  
            if these challenges could be overcome, the bill would result  
            in substantial new costs for recordkeeping, revisions to tax  
            forms, notices, and taxpayer communications. 

            Also, although there are significant differences between the  
            two systems, California generally conforms to federal income  
            tax law. The vehicle for conformity has traditionally been  
            large conformity bills that contain provisions both raising  
            and lowering revenues. Placing limitations on all tax  
            expenditures could seriously hamper efforts to maintain  
            conformity with the federal code, at a significant cost to  
            both taxpayers and the state.  

           Analysis Prepared by  :    Brad Williams / APPR. / (916) 319-2081