BILL ANALYSIS                                                                                                                                                                                                    







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        |Hearing Date:June 21, 2010         |Bill No:AB                         |
        |                                   |2332                               |
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                      SENATE COMMITTEE ON BUSINESS, PROFESSIONS 
                               AND ECONOMIC DEVELOPMENT
                         Senator Gloria Negrete McLeod, Chair

                           Bill No:        AB 2332Author:Eng
                    As Introduced:     February 19, 2010 Fiscal:Yes

        
        SUBJECT:  Contractors: licenses. 
        
        SUMMARY:  Authorizes the Contractors State License Board to suspend or  
        deny a contractor license to a licensee who fails to resolve tax  
        liabilities assessed by the Board of Equalization.

        Existing law:
        
       1)Licenses and regulates more than 300,000 contractors under the  
          Contractors State License Law by the Contractors State License Board  
          (CSLB) within the Department of Consumer Affairs (DCA).  The CSLB is  
          under the direction of the registrar of contractors (Registrar)

       2)Authorizes CSLB to suspend or deny a contractor license to a licensee  
          who fails to resolve all outstanding final liabilities, which  
          include taxes, additions to tax, penalties, interest, and any fees  
          that may be assessed by the CSLB, the Department of Industrial  
          Relations (DIR), the Employment Development Department (EDD), or the  
          Franchise Tax Board (FTB).

       3)Provides that until the debts are satisfied, the qualifying person  
          and any other personnel of record named on a license that has been  
          suspended under this section shall be prohibited from serving in any  
          capacity that is subject to licensure under this chapter, but may be  
          permitted to act as a nonsupervising employee.

       4)Provides that the any other license with any of the same personnel of  
          record that have been assessed an outstanding liability under these  
          provisions shall be suspended until the debt has been satisfied or  
          until that person has been disassociated from that license.






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       5)Specifies that the license suspension or denial shall be applicable  
          only if the CSLB has mailed a notice of the action at least 60 days  
          prior to the suspension or denial date to the licensee.

       6)Authorizes the Registrar to suspend a contractor license for any  
          "unsatisfied  final judgment  that is substantially related to the  
          construction activities of a licensee ? or to the qualifications,  
          function, duties of the license."

        This bill:  Authorizes the CSLB to additionally suspend or deny a  
        contractor license to a licensee who fails to resolve all outstanding  
        final liabilities, which include taxes, additions to tax, penalties,  
        interest, and any fees that may be assessed by the BOE.

        FISCAL EFFECT:  The Assembly Appropriations Committee analysis, dated  
        April 21, 2010, indicates costs associated would be minor and  
        absorbable within the CSLB and BOE budgets; and further indicates that  
        unknown revenue increases to the extent this authority allows BOE to  
        collect a portion of the $68 million in outstanding tax liabilities.

        COMMENTS:

       1.Purpose.  This bill is sponsored by the  Board of Equalization  (BOE,  
          Sponsor) in order to authorize the BOE to request the CSLB to deny  
          or suspend a contractors license for failure to resolve any  
          outstanding final tax or fee liabilities.  This would give the BOE  
          the same tools as DIR, FTB and EDD for collecting money owed to the  
          state.  According to the Sponsor, there is $68 million in  
          outstanding taxes and penalties owed by construction contractors to  
          the state of California.  Current law does not give the BOE the  
          authority to request that the CSLB suspend the license of a  
          contractor who has outstanding tax liabilities.  The Department of  
          Industrial Relations (DIR), the Franchise Tax Board (FTB) and the  
          Employment Development Department (EDD) have this authority.

       2.Background.  CSLB issues licenses to contractors who meet safety and  
          experience requirements within their field, as well as home  
          improvement salespersons.  There are more than 316,000 licensed  
          contractors in the state in 43 different licensing classifications.   
          In addition to educating consumers about contractors and  
          construction law, the CSLB administers examinations to test  
          prospective licensees, issues licenses, investigates complaints  
          against licensed and unlicensed contractors, issues citations,  
          suspends or revokes licenses, and seeks administrative, criminal,  
          and civil sanctions against violators.  Current law authorizes CSLB  
          to suspend or deny a contractor's license to a licensee who has  





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          unpaid tax liabilities with FTB, EDD, or DIR.

       According to BOE, there are currently approximately 2,469 BOE  
          delinquent accounts for construction contractors representing  
          outstanding final tax liabilities over $68 million.  Current state  
          law authorizes BOE to use several collection tools to collect  
          delinquent tax liabilities, including the issuance of orders to  
          withhold funds to third parties in possession of the debtor's funds  
          or property, wage garnishments against the debtor, and, warrants  
          against the debtor to seize property.

       Legislation enacted in 1990,  AB 2282  (Eastin) authorized the CSLB to  
          suspend or refuse to issue or renew a contractor's license, upon  
          notification, for failure to resolve outstanding final liabilities  
          imposed by the DIR, EDD, and FTB.  According to the Sponsor, the  
          purpose of this legislation was to establish joint enforcement  
          action among the three agencies in order to enforce collection of  
          taxes and compliance within the law.

       In 1993, by Executive Order, the Joint Enforcement Strike Force (JESF)  
          was established to combat the underground economy.  The JESF is  
          comprised of several agencies including the CSLB, DIR, EDD, FTB, and  
          BOE.  Reports indicate that the underground economy imposes burdens  
          on businesses that comply with the law and properly pay their tax  
          obligations.  The BOE argues that while these agencies have  
          authority to enforce liens and warrants to collect outstanding  
          liabilities, these collection tools are ineffective on taxpayers who  
          primarily operate on a cash basis because current information on  
          their assets or income is unavailable. 

       3.Existing Authority to Suspend a License for an Unsatisfied Final  
          Judgment.  Business and Professions Code  7071.17, as described in  
          Existing law, Item 6, above, authorizes the Registrar to suspend a  
          contractor's license for any "unsatisfied final judgment that is  
          substantially related to the construction activities of a licensee ?  
          or to the qualifications, function, duties of the license."  Prior  
          to introducing this bill, BOE discussed with CSLB staff the  
          possibility of using this authority to address contractors who owe  
          taxes to the BOE.  However, .BOE staff and CSLB believe that the  
          BOE's perfected lien procedure does not appear to be comparable to a  
           final judgment  since the taxpayer may challenge the assessment upon  
          which the lien is based by filing a claim for refund after the tax  
          has been paid.  Therefore, the CSLB would require the BOE to submit  
          an abstract of judgment relating to the contractor as a condition  
          for the registrar to initiate the proceeding to suspend the license  
          under Section 7071.17.  





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       While both CSLB and BOE staff believed that the BOE Section 7071.17  
          could work to request the CSLB to suspend a contractor license, the  
          procedure used pursuant to Section 7071.17 would be extremely  
          cumbersome for both agencies and would require that BOE obtain an  
          abstract of judgment and file that judgment with CSLB.  

       Ultimately, both BOE and CSLB agreed that amending Section 7145.5 to  
          also include the Board of Equalization (as is proposed in this bill  
          ) is a more expeditious alternative.

        4. Prior Legislation.   AB 2282  (Eastin, Chapter 1386, Statutes of  
           1990) authorized CSLB to suspend or deny a contractor's license for  
           failure to resolve tax liabilities imposed by DIR, EDD, or FTB.
        
       5.Arguments in Support.  In sponsoring the bill, the  Board of  
          Equalization  (BOE) indicates that similar to EDD and FTB, the BOE  
          finds that some delinquent contractors do not respond to its usual  
          enforcement actions.  Authorizing the BOE to request for denial or  
          suspension of a license will serve as a strong incentive for a  
          delinquent taxpayer to pay the tax due or enter into an installment  
          payment program.  "While the BOE would request suspension as a last  
          resort measure, we believe it will increase our ability to collect  
          on delinquent taxes."

       The  Contractors State License Board  (CSLB) supports the bill stating  
          that the Business and Professions Code authorizes the CSLB to  
          suspend the license of a licensee who has not paid specified taxes  
          or penalties (final liabilities).  This section of law clearly  
          provides efficiencies relative to such final liabilities since,  
          subsequent to the exhaustion of appeal rights, the regulatory  
          agencies listed in the law can effectuate a license suspension to  
          encourage payment by a recalcitrant license.  During the month of  
          February 2010, the CSLB sent suspension letters to 103 licensed  
          entities for unsatisfied liabilities owed to EDD, DIR, and FTB.   
          CSLB states that the combined liabilities underlying the license  
          suspensions for that single month are more than $2.5 million.

        California Tax Reform Association  (CTRA) supports efforts to crack down  
          and collect taxes from California's underground economy which is  
          estimated to cost the state more than 
       $4 billion in annual revenues.  CTRA contends the bill is a common  
          sense measure that would provide the BOE with an enforcement tool  
          that it should have had a long time ago.

       6.Arguments in Opposition.  The  Department of Consumer Affairs  (DCA)  





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          opposes the bill stating that California loses millions of dollars  
          annually as a result of uncollected tax liabilities that apply to  
          licensed contractors; however, the DCA believes that causing  
          licensees of the CSLB to face suspension of their license for  
          failure to file tax liabilities due to the BOE would lead to those  
          individuals practicing without a license, which would promote an  
          underground economy as well as harm consumers.  This bill would deny  
          these license holders the ability to earn a living and make it more  
          difficult to repay their debts to the BOE as they would no longer be  
          allowed to practice, according to DCA.  Furthermore, DCA argues, no  
          other Californian is currently denied the ability to practice his or  
          her profession for failure to pay taxes due to the BOE and it would  
          be unfair to apply this to contractors alone.


        SUPPORT AND OPPOSITION:

         Support:  

        Board of Equalization (Sponsor)
        Contractors State License Board (CSLB)
        California Tax Reform Association

         Opposition:  

        Department of Consumer Affairs



        Consultant:G. V. Ayers