BILL ANALYSIS                                                                                                                                                                                                    



                                                                  AB 2337
                                                                  Page  1


           REPLACE  - 06/02/2010 Changes per Consultant.
          
          ASSEMBLY THIRD READING
          AB 2337 (Ammiano)
          As Amended May 28, 2010
          Majority vote 

           PUBLIC EMPLOYEES    4-2         APPROPRIATIONS      12-5        
           
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          |Ayes:|Torrico, Furutani,        |Ayes:|Fuentes, Ammiano,         |
          |     |Hernandez, Ma             |     |Bradford,                 |
          |     |                          |     |Charles Calderon, Coto,   |
          |     |                          |     |Davis, Monning, Ruskin,   |
          |     |                          |     |Skinner, Solorio,         |
          |     |                          |     |Torlakson, Torrico        |
          |     |                          |     |                          |
          |-----+--------------------------+-----+--------------------------|
          |Nays:|Harkey, Nestande          |Nays:|Conway, Harkey, Miller,   |
          |     |                          |     |Nielsen, Norby            |
          |     |                          |     |                          |
           ----------------------------------------------------------------- 
           SUMMARY  :   Prohibits California public retirement systems from  
          participating in predatory real estate investment practices  
          related to rent-regulated housing that result in excessive rent  
          increases, the displacement of tenants, or conversion of  
          rent-regulated housing into market rate housing.  Specifically,  
           this bill :

          1)Requires public retirement systems to develop, by June 30,  
            2011, a policy that prohibits the new investment of funds in  
            entities involved in predatory real estate investment  
            practices.

          2)Requires the retirement systems to report annually to their  
            boards on real estate investments that are inconsistent with  
            the policy, as specified, and to the Legislature on their  
            implementation and compliance of these provisions along with a  
            copy of the policy that has been adopted by the retirement  
            board.

          3)Requires investment managers entering into agreements with the  
            retirement systems that involve the acquisition of occupied,  
            rent-regulated housing to agree, in writing, to comply with  








                                                                  AB 2337
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            the requirements of this policy.

          4)Prohibits the systems from using investment managers who have  
            violated the policy for new investments. 

          5)Specifies that nothing in the bill requires a public  
            retirement system board to take an action that is inconsistent  
            with the board's fiduciary duties.

           EXISTING LAW  :  As provided in the state Constitution by  
          Proposition 162, The California Pension Protection Act of 1992,  
          the boards of California's public retirement systems have  
          "plenary authority and fiduciary responsibility for investment  
          of monies and administration of the system."  Under Proposition  
          162, the Legislature also retained it's authority to, by  
          statute, "continue to prohibit certain investments by a  
          retirement board where it is in the public interest to do so,  
          and provided that the prohibition satisfies the standards of  
          fiduciary care and loyalty required of a retirement board  
          pursuant to this section."  

          The Constitution also states, "The members of the retirement  
          board of a public pension or retirement system shall discharge  
          their duties with respect to the system solely in the interest  
          of, and for the exclusive purposes of providing benefits to,  
          participants and their beneficiaries, minimizing employer  
          contributions thereto, and defraying reasonable expenses of  
          administering the system."

           FISCAL EFFECT  :   According to the Assembly Appropriations  
          Committee, unknown, probably minor costs to California Public  
          Retirement System (CalPERS) and California State Teachers'  
          Retirement System (CalSTRS) to comply with the provisions of  
          this bill.

           COMMENTS  :   This bill relates to major losses on high-risk  
          private equity real estate investments undertaken by CalPERS  
          during the peak of the real estate boom, some of which involved  
          participation in plans that involved displacement of tenants in  
          rent controlled housing.  Following internal and external  
          reviews of their investment losses, CalPERS adopted a policy on  
          April 18, 2010 to prohibit excessive rent increases and the  
          involuntary displacement of low-income households in its private  
          equity real estate investments. The policy applies to future  








                                                                  AB 2337
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          investments and to previous investments insofar as existing  
          contracts permit it.

          The purpose of the bill is to ensure that public dollars are not  
          used in speculative investments that displace tenants from their  
          homes. The co-sponsors (Tenants Together and The Fair Rent  
          Coalition) argue that predatory equity is a particularly nasty  
          form of real estate investment - a business model premised on  
          abusing tenants. They also assert that predatory equity schemes  
          have not only harmed tenants, but also proved to be bad  
          investments on purely economic terms, noting that CalPERS has  
          lost considerable sums invested in these speculative deals.

          Opponents argue that, while the intent of the bill is admirable,  
          the measure could have unintended consequences in terms of  
          creating barriers to legitimate real estate investments in low  
          income housing and hurting  pension funds' rate of returns. 

          In recent years, the Legislature passed two measures prohibiting  
          particular types of investments.  AB 221 (Anderson), Chapter  
          671, Statutes of 2007, prohibits CalPERS and CalSTRS from  
          investing public employee retirement funds in companies that  
          have specified energy- or defense-related operations in Iran.   
          AB 2941 (Koretz), Chapter 442, Statutes of 2006, prohibits  
          CalPERS and CalSTRS from investing public employee retirement  
          funds in a company with active business operations in the Sudan.


           Analysis Prepared by  :    Karon Green / P.E., R. & S.S. / (916)  
          319-3957 


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