BILL ANALYSIS                                                                                                                                                                                                    






                        SENATE COMMITTEE ON BANKING, FINANCE,
                                    AND INSURANCE
                           Senator Ronald Calderon, Chair


          AB 2396 (Solorio)   Hearing Date:  June 16, 2010  

          As Amended:              May 12, 2010   
          Fiscal:             Yes
          Urgency:       No

          VOTES:              Asm. Floor(05/28/10)59-0/Pass
                         Asm. Appr.                          
                    (05/19/10)16-0/Pass
                         Asm. G.O.                (04/21/10)21-0/Pass
                         Asm. Ins.                (04/07/10)12-0/Pass


           SUMMARY    Would subject the Workers' Compensation Insurance  
          Rating Bureau (WCIRB) to the Open Meetings and Public Records  
          laws that govern public entities in California.
          
           
          DIGEST
            
          Existing law
            
          1.Establishes a licensing requirement for insurance "rating  
            organizations" that allows a licensed entity to acquire,  
            analyze, and use collective insurer information in a manner  
            that, absent state licensing and oversight, would constitute a  
            violation of federal anti-trust laws;

          2.Requires the Insurance Commissioner to perform a variety  
            functions associated with rate making for workers'  
            compensation insurance, including:

               a)     Establishing a uniform statistical plan that  
                 identifies the nature and form of data to be submitted by  
                 each insurer;

               b)     Establishing a system of experience modification  
                 that incentivizes safe workplaces and disincentivizes  
                 unsafe workplaces;

               c)     Establishing a system of employee classification  




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                 that insurers must use in their rating plans; and

               d)     Recommending a "pure premium" rate level (the  
                 industry-wide benchmark for benefit payment and loss  
                 adjustment expenses) that forms an advisory rate for  
                 insurers to use, if they so choose, in developing and  
                 filing their rates with the Insurance Commissioner.

          3.Requires the Insurance Commissioner to designate a rating  
            organization to perform services as the Insurance  
            Commissioner's designated statistical agent to assist in  
            gathering and analyzing industry-wide data in carrying out the  
            functions listed above.

           

          This bill

            1.  Would provide the Insurance Commissioner shall not  
              designate a rating organization as his or her statistical  
              agent unless it agrees to comply with the Bagley-Keene Open  
              Meeting Act and the California Public Records Act with  
              regard to it's activities associated with the role of  
              commissioner's statistical agent;

           2.  Would provide, notwithstanding a law that authorizes  
              appeals to be made to the Insurance Commissioner by any  
              person aggrieved by a decision of the rating organization,  
              that any dispute between the rating organization and a party  
              seeking to enforce California's Open Meeting Act or Public  
              Records Act shall be resolved in a court of competent  
              jurisdiction; the commissioner is not obligated to defend or  
              represent the designated rating organization in such  
              proceedings;

           3.  Would specify that a designated rating organization, as the  
              commissioner's statistical agent, shall not release any  
              information or communications determined to be confidential  
              pursuant to any provision of this code pursuant to either  
              the Bagley-Keene Open Meeting Act or the California Public  
              Records Act.

           COMMENTS

           1.Purpose of the bill  To ensure that a designated statistical  
            agent, to the extent that they are performing public  




                                              AB 2396 (Solorio), Page 3




            functions, operate in the same transparent manner as if these  
            functions were performed by a public agency.

           2.Background   According to the author, the WCIRB is performing  
            public functions on behalf of the Insurance Commissioner, and  
            these public functions should not be shielded from the Open  
            Meetings and Public Records laws that would apply if the  
            Insurance Commissioner performed these function on his or her  
            own.  In the insurance arena, there are a number of  
            quasi-public or private entities that perform public  
            functions.  There has been a trend in recent years to ensure  
            that these entities, to the extent that they are performing  
            public functions, operate in the same transparent manner as if  
            these functions were performed by a public agency.

          3.It is apparent that the scale and variety of governmental and  
            private or at least non-public sector partnerships has  
            increased as former governmental functions are delegated to  
            non-public entities where deliberations and decisions and  
            analyses will be made that can affect matters intimately  
            connected with public policy.  In the realm of workers'  
            compensation insurance, the subject matter impinges on a right  
            established in nothing less than California's Constitution. As  
            such, in the conduct of governmental-type activities which may  
            entail cost and other impacts on the public, the  
            accountability of those delegatees for fair processes, the  
            appropriate use of public resources, and the diligent  
            performance of assigned duties becomes increasingly important.  


          4.The recent trend to subject such entities to California's Open  
            Meeting Act and Public Records law appears support such  
            accountability according to norms the activity would be  
            subject to if it were conducted in the public realm.  

           5.Questions   None

           6.Suggested Amendments  None

           7.Prior and Related Legislation 
           
                a.      SB 1145 (Machado), Statutes 2008, Chapter 322,  
                  applied these laws to the State Compensation Insurance  
                  Fund. 
                  
                b.      SB 1467 (Machado), Statutes 2008, Chapter 407,  




                                              AB 2396 (Solorio), Page 4




                  applied these laws to the California Insurance Guarantee  
                  Association. 
           
                c.      AB 2268 (Fuentes) of the 2007-2008 session  
                  proposed to require the WCIRB to waive any copyright  
                  claim to materials it produced pursuant to a regulation  
                  or order of the Insurance Commissioner in its role as  
                  the Commissioner's designated statistical agent.  AB  
                  2268 was never set for a hearing in its committee of  
                  reference.  


          POSITIONS
          
          Support
           
          None
           
          Oppose
               
          None

          Consultant:   Kenneth Cooley (916) 651-4102