BILL ANALYSIS                                                                                                                                                                                                    



                                                                  AB 2504
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          Date of Hearing:   April 13, 2010

                        ASSEMBLY COMMITTEE ON HUMAN SERVICES
                                Jim Beall, Jr., Chair
               AB 2504 (Audra Strickland) - As Amended:  April 5, 2010
           
          SUBJECT  :  CalWORKs: fraud fines

           SUMMARY  :  Doubles fines for families of the California Work and  
          Responsibility to Kids Program (CALWORKS) that are found to have  
          made fraudulent claims and diverts the funds to county district  
          attorneys offices and special investigative units for the  
          benefit of county general funds, the district attorneys, and the  
          hiring of more welfare fraud investigators, as specified.   
          Specifically,  this bill  :  

          1)Doubles the fines for CalWORKs families who have been found to  
            make fraudulent claims, as specified in existing law.

          2)Directs a county treasurer to split the additional fine amount  
            between the county general fund and the district attorney's  
            office or special investigative unit.

           EXISTING LAW  :


          1)Establishes the following penalties for a person making  
            fraudulent claims within the CalWORKs program:


          2)Any person who, willfully and knowingly, with the intent to  
            deceive, makes a false statement or representation or  
            knowingly fails to disclose a material fact in order to obtain  
            aid under the provisions of this division or who, knowing he  
            or she is not entitled thereto, attempts to obtain aid or to  
            continue to receive aid to which he or she is not entitled, or  
            to receive a larger amount than that to which he or she is  
            legally entitled, is guilty of a misdemeanor, punishable by  
            imprisonment in the county jail for a period of not more than  
            six months, by a fine of not more than five hundred dollars  
            ($500), or by both imprisonment and fine.


          3)Any person who knowingly makes more than one application for  
            aid under the provisions of this division with the intent of  








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            establishing multiple entitlements for any person for the same  
            period or who makes an application for that aid for a  
            fictitious or nonexistent person or by claiming a false  
            identity for any person is guilty of a felony, punishable by  
            imprisonment in the state prison for a period of 16 months,  
            two years, or three years, by a fine of not more than five  
            thousand dollars ($5,000), or by both imprisonment and fine;  
            or by imprisonment in the county jail for a period of not more  
            than one year, or by a fine of not more than one thousand  
            dollars ($1,000), or by both imprisonment and fine.


          4)Whenever any person has, willfully and knowingly, with the  
            intent to deceive, by means of false statement or  
            representation, or by failing to disclose a material fact, or  
            by impersonation or other fraudulent device, obtained or  
            retained aid under the provisions of this division for himself  
            or herself or for a child not in fact entitled thereto, the  
            person obtaining this aid shall be punished, as specified.
           
          FISCAL EFFECT  :  Unknown

           COMMENTS  :  According to the author, existing law allows counties  
          to contract with the district attorney for investigative  
          services to detect fraud in the application for and continuing  
          receipt of funds administered through the CalWORKS program.  The  
          law does not currently designate a funding floor or minimum  
          staffing levels.  However, state guidelines recommend staffing  
          in the ratio of one investigator for every 1,000 CalWORKs cases  
          (California Department of Social Services (DSS) Manual of  
          Policies and Procedures 20-007.113).  In Ventura, the Government  
          Fraud investigation unit is currently staffed at less than half  
          of that recommendation.  Even so, the funding provided by the  
          county is insufficient and thus they have been forced to reduce  
          staffing in that unit.  According to the California State  
          Auditor, three of the six counties they visited, budgeted fewer  
          than the ratio recommended by DSS.  

          This bill, which doubles the CalWORKs fine and divides the  
          increased portion of the fine between the county, District  
          Attorney's office and special investigative units, will give  
          welfare investigative units much-needed assistance for reaching  
          the DSS recommended staffing ratio.  

           CalWORKs








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           Also known as the welfare-to-work program, CalWORKs is the  
          State's version of the federal Temporary Assistance to Needy  
          Families program. CalWORKs provides cash assistance for living  
          expenses to families with eligible children in the household.   
          Eligibility is based on need according to age, citizenship,  
          deprivation, income, resources, and residency.  Unless they are  
          declared exempt for such reasons as permanent or temporary  
          disabilities, adult members of the household must meet work or  
          vocational training requirements to maintain eligibility.  In  
          addition, individuals who have been convicted of drug-related  
          felonies are ineligible to receive aid under this program.  The  
          amount of cash assistance decreases as family income increases.  
          Adults may not receive CalWORKs cash assistance for more than 60  
          months.

           Fraud infrastructure
           DSS is the state agency responsible for supervising the  
          administration of the CalWORKs program.  Through policy memos  
          and regulations, DSS provides guidance and oversight to  
          counties.  It also requires counties to submit data related to  
          their antifraud activities each month and is charged with  
          coordinating the counties' efforts to combat welfare fraud by  
          providing guidance, technical assistance, and information on  
          fraud prevention and detection.  

          State regulations require counties to maintain a special  
          investigation unit (SIUs) to investigate potential welfare fraud  
          and to refer substantiated fraud either for prosecution or for  
          administrative settlement.  SIUs are located in each of the 58  
          counties as follows:  a) Two in sheriff's offices; b) 25 in  
          county welfare offices; c) 25 in district attorneys offices; and  
          d) six in a county welfare office and district attorney office.
           
          Recent Fraud Audit
           In November of 2009, the Bureau of State Audits (BSA) published  
          a report entitled, Department of Social Services:  For the  
          CalWORKs and Food Stamp Programs, It Lacks Assessments of  
          Cost-Effectiveness and Misses Opportunities to Improve Counties'  
          Antifraud Efforts.  The author cites a BSA statement that,  "In  
          response to workload and staffing issues, counties have  
          developed prosecution thresholds below which the district  
          attorney's office will generally not accept cases referred for  
          prosecution."  Through this bill, the author hopes to increase  
          revenues by raising fines on CalWORKs applicants or recipients  
          who are found to have made fraudulent claims and use those  








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          revenues to fund anti-fraud efforts such as hiring more  
          investigators.

          The Coalition of California Welfare Rights Organizations, Inc  
          (CCWRO) is opposed to this bill and raising fines because it  
          believes that most of the fines would not be collected and  
          therefore no revenue would be raised.  Rather, CCRWO believes  
          the bill will cost the state more money.  It explains that  
          welfare parents would have to do more time in prison or county  
          jails for not paying the fine.  Meanwhile, in their absence, the  
          children will become part of the foster care system at a cost of  
          $2,500 per child per month and adds that the additional cost of  
          incarcerating the parents comes at a substantial cost as well.   
          CCWRO adds that there is no appropriation in the bill covering  
          for these unintended consequences of the bill.

          The Western Center on Law & Poverty (WCLP) is opposed to this  
          bill as well.  WCLP states that the author will argue that to  
          prevent welfare fraud we must increase penalties and give county  
          government more incentive to prosecute.  The truth is that  
          welfare fraud is a far smaller problem than the author suggests.  
           According to DSS data, from October to December of 2007, it  
          found that in the CalWORKs program that only 2.44 percent of  
          CalWORKs cases monthly were submitted for investigation and that  
          of that amount 65% was thrown out for insufficient evidence.   
          This resulted in less than one percent of all cases submitted  
          for investigation were referred for prosecution.

           DOUBLE REFERRAL  .  This bill has been double-referred.  Should  
          this bill pass out of this committee, it will be referred to the  
          Assembly Public Safety Committee.

           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          None on file.

           Opposition 
           
          Coalition of California Welfare Rights Organizations, Inc.  
          (CCWRO)
          Western Center on Law & Poverty
           
          Analysis Prepared by  :    Frances Chacon / HUM. S. / (916)  








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          319-2089