BILL ANALYSIS                                                                                                                                                                                                    



                                                                           
           AB 2581
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          CONCURRENCE IN SENATE AMENDMENTS
          AB 2581 (Bradford)
          As Amended  August 17, 2010
          Majority vote
           
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          |ASSEMBLY:  |48-27|(June 2, 2010)  |SENATE: |23-12|(August 19,    |
          |           |     |                |        |     |2010)          |
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           Original Committee Reference:    B. & F.  

           SUMMARY  :   Establishes a Banking Development District (BDD)  
          program within the Department of Financial Institutions (DFI),  
          which would encourage the establishment of bank or credit union  
          branches and/or new bank services in specially designated  
          geographic locations where there is a need for banking services.  
           Specifically,  this bill  :  

          1)Makes findings and declarations regarding the status of  
            unbanked and underbanked consumers, as well as, the need for  
            baking services in underserved communities.

          2)Provides that financial institutions, as defined, may seek to  
            participate in the BDD program if they do either of the  
            following:

             a)   Open a new outlet in a lower income, underserved area:  
               or,

             b)   Develop and market a new product line or group of  
               services in an existing outlet in an underserved community.

          3)Defines "underserved community" as a remote location or  
            impoverished area that lacks banking services commensurate  
            with the services provided to higher income areas with a  
            population of similar size.

          4)Defines "Banking Development District" as a specifically  
            designated geographic location where there is a demonstrated  
            need for banking servicers that has been designated as such by  
            DFI.

          5)Provides that a local agency in conjunction with a bank shall  








                                                                           
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            submit an application to the State Treasurer (Treasurer) in  
            order to participate in the BDD program.  This application  
            shall request that specific underserved community be named as  
            a BDD.

          6)Allows for DFI, and local agencies to compile list of  
            underserved communities or regions that lack a concentration  
            of banks and services in order to provide banks with a clear  
            demonstration of those areas that are in most need.

          7)Specifies that the application for participation in the BDD  
            program shall include the following components:

             a)   Clearly defined current and anticipated bank product and  
               service needs of the community;

             b)   Demonstrate that those needs are not currently being met  
               by existing institutions; and,

             c)   Demonstrate that the bank applying for acceptance can  
               meet the needs of the community as identified.

          8)Requires DFI to set forth selection criteria to evaluate a  
            bank's application.  The criteria shall meet the following:

             a)   Result in needed and responsible bank products and  
               marketing of those products to local consumers;

             b)   Be flexible and allow for differences in local markets;  
               and,

             c)   Encourage viable business practices.

          9)Provides that DFI shall evaluate and approve applications and  
            designate BDDs to the extent that participating banks can  
            accomplish the following:

             a)   Help unbanked Californians open starter accounts that  
               include no monthly balance requirements, low cost overdraft  
               protection plans and second chance accounts;

             b)   Build the financial literacy of low income customers;

             c)   Provide effective ways for low income customers to build  








                                                                           
           AB 2581
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               savings and a credit record;

             d)   Provide competitively priced mortgage and auto loans;

             e)   Offer microloans and micro lending products and  
               services;

             f)   Provide products to assist small businesses; and,

             g)   Provide specialized marketing, and specialized training  
               for staff.

          10)Requires DFI to develop and provide a range of incentives to  
            encourage banks to participate in the BDD Program that shall  
            be valuable to banks and significant enough to encourage banks  
            to locate in underserved communities.

          11)Provides that a bank that is located in a BDD and that has  
            been designated as such, shall be eligible for a range of  
            incentives including, but not limited, to:

             a)   Access to priority of deposits of public funds and  
               access market-rate public funds as deemed appropriate and  
               approved by the Treasurer; and,

             b)   Incentives offered by local agencies as deemed  
               appropriate.

          12)Allows DFI to work with local agencies and economic  
            development officials to develop additional local incentives  
            for participating banks including, but not limited to, the  
            following:

             a)   Local agency deposits;

             b)   Assistance in locating suitable commercial real estate  
               space for branches;

             c)   Local tax incentives; and,

             d)   Workforce development.

          13)Requires DFI to adopt rules and regulations for the  
            establishment of the program, as well as, post online a  








                                                                           
           AB 2581
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            performance review process.

          14)Provides that DFI shall provide information on the BDD  
            Program to the Treasurer and the Treasurer may utilize the  
            Banking Development District Program when promoting the  
            Treasurer's Time Deposit Program.  

          15)Allows the Treasurer to take into considerations BDD areas as  
            a criterion when authorizing participation by financial  
            institutions in the Time Deposit Program.

           The Senate amendments  eliminate much of the role envisioned for  
          the Treasurer for operating and implementing the BDD program,  
          and instead placed full responsibility for the program with DFI.  
           Additional amendments were technical and non-substantive.
           
          EXISTING LAW  provides for the regulation of state banks and  
          credit unions by DFI.

           AS PASSED BY THE ASSEMBLY  , this bill stated that the Treasurer  
          was the primary office responsible for implementing and  
          developing the BDD program.
           
            FISCAL EFFECT  :  According to Senate Appropriations Committee,  
          estimated total one-time costs of at least $111,600 and ongoing  
          annual costs of at least $132,000 to DFI.

           COMMENTS  :  In 1998, the state of New York, under Governor George  
          Pataki, created the first BDD program in the nation.  BDDs were  
          designed to provide communities with a resource to assist in  
          providing economic development opportunities and incentives to  
          financial institutions to locate in underserved communities.    
          According to a 2006 Wall Street Journal Article, Citibank  
          executives acknowledged that without the below-market-rate  
          deposits from the state and city, the bank would continue to   
          lose more than $350,00 a year operating a three story branch in  
          a neighborhood where 38% of the residents live below the poverty  
          line.  The goal of AB 2581 is to spur increased and enhanced  
          banking services in under-served communities that will spur  
          greater financial inclusion. The desired outcome is that more  
          Californians will enter the financial mainstream and build  
          savings and wealth through participating banks' offerings and  
          marketing of appropriate transactional, loan, and credit  
          products that can lead to long-term wealth building  








                                                                           
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          opportunities.

          In the modern financial arena consumers are faced with a  
          confusing myriad of choices and options. This confusion is  
          amplified by the financial illiteracy of most consumers, and  
          what has been a traditional lack of outreach by financial  
          institutions to certain communities.  Recently, the untapped  
          market of those without a banking relationship has become an  
          intriguing opportunity for those offering financial services.    
          However, as many studies have shown, the unbanked and  
          underbanked often do not feel comfortable dealing with financial  
          institutions that are not located in their neighborhoods.  In  
          October of 2009, the Los Angeles City Council approved a motion  
          to establish a local BDD program by requiring the City Attorney  
          and City Treasurer to draft an ordinance establishing the  
          program.  Additionally, the City Treasurer must set up a task  
          force with department heads and council members to determine  
          what modifications may be needed to adapt the New York BDD model  
          program to Los Angeles.

          On January 24, 2008, Governor Schwarzenegger announced an effort  
          to assist unbanked and underbanked Californians.  This program,  
          called Bank on California, is built off of a pilot project in  
          the City of San Francisco, known as Bank on San Francisco.  The  
          idea behind the Bank on California program is too increase the  
          availability of starter checking accounts through partnerships  
          with financial institutions.  Additionally, this program creates  
          partnerships between local officials, banks and community groups  
          to raise awareness on the importance and benefit of entering the  
          financial mainstream.


           Analysis Prepared by  :    Mark Farouk / B. & F. / (916) 319-3081 


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