BILL ANALYSIS                                                                                                                                                                                                    







                      SENATE COMMITTEE ON PUBLIC SAFETY
                             Senator Mark Leno, Chair                A
                             2009-2010 Regular Session               B

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           AB 2582(Adams)                                            2
          As Amended : May 5, 2010
          Hearing date:  June 22, 2010
          Penal Code
          MK:dl

                           INFRACTIONS: DISMISSAL OF CHARGE  

                                       HISTORY

          Source:  Conference of California Bar Association

          Prior Legislation: None

          Support: East Bay Community Law Center; The Santa Clara County  
          Bar Association

          Opposition:None known

          Assembly Floor Vote:  Ayes 70 - Noes 2



                                         KEY ISSUE
           
          SHOULD THE LAW AUTHORIZE THE COURT TO EXPUNGE A FORMER CONVICTION  
          FOR A NON-VEHICULAR INFRACTION?


                                       PURPOSE

          The purpose of this bill is to authorize the court to expunge a  
          former conviction for a non-vehicular infraction. 




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           Existing law  provides that in any case where the defendant has  
          fulfilled the conditions of probation for the entire period of  
          probation, or has been discharged prior to the termination of  
          the period of probation, or in any other case in which a court,  
          in its discretion and the interests of justice, determines that  
          a defendant should be granted expungement relief, the defendant  
          shall at any time after the termination of the period of  
          probation be allowed to withdraw his or her plea of guilty, or  
          if he or she has been convicted after a plea of not guilty, the  
          court shall set aside the verdict of guilty; and in either case,  
          the court shall dismiss the accusation against the defendant,  
          and, except as noted, the defendant shall be released from all  
          penalties and disabilities.  (Penal Code  1203.4(a).)
           
           Existing law  prohibits the expungement of the record of  
          conviction for persons convicted of child molestation,  
          continuous sexual abuse of a child, sodomy with a child under  
          the age of 14, oral copulation with a child under the age of 14,  
          and sexual penetration of a child under the age of 14.  (Penal  
          Code  1203.4(b).)
           
           Existing law  states that dismissal of an accusation or  
          information pursuant to Penal Code Section 1203.4 does not  
          permit a person to own, possess, or have in his or her custody  
          or control any firearm or prevent him or her from being  
          convicted of the offense of being an ex-felon in possession of a  
          firearm.  (Penal Code  1203.4(a).)
           
           Existing law  states that an order of dismissal does not relieve  
          him or her of the obligation to disclose the conviction in  
          response to any questions contained in any questionnaire or  
          application for public office, or for licensure for any state or  
          local agency.  (Penal Code  1203.4(a).)
           
           Existing law  provides that, despite the accusatory pleading  
          having been dismissed, in any other subsequent prosecution of  
          the defendant for any other offense, the prior conviction may be  
          pleaded and proved and shall have the same effect as if  
          probation had not been granted or the accusation or information  




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          dismissed.  (Penal Code  1203.4(a).)

           Existing law  states that every defendant convicted of a  
          misdemeanor and not granted probation shall, at any time after  
          the lapse of one year from the date of pronouncement of  
          judgment, if he or she has fully complied with and performed the  
          sentence of the court, is not then serving a sentence for any  
          offense and is not under charge of commission of any crime and  
          has, since the pronouncement of judgment, lived an honest and  
          upright life and has conformed to and obeyed the laws of the  
          land, be permitted by the court to withdraw his or her plea of  
          guilty or nolo contendere and enter a plea of not guilty; or if  
          he or she has been convicted after a plea of not guilty, the  
          court shall set aside the verdict of guilty; and in either case  
          the court shall thereupon dismiss the accusatory pleading  
          against the defendant, who shall thereafter be released from all  
          penalties and disabilities resulting from the offense of which  
          he or she has been convicted.  (Penal Code  1203.4a(a).)

           This bill  provides a petition for dismissal of an infraction  
          pursuant to this section shall be by written declaration, except  
          upon a showing of compelling need. Dismissal of an infraction  
          shall not be granted under this section unless the prosecuting  
          attorney has been given at least 15 days' notice of the petition  
          for dismissal. It shall be presumed that the prosecuting  
          attorney has received notice if proof of service is filed with  
          the court.
                                          


              RECEIVERSHIP/OVERCROWDING CRISIS AGGRAVATION IMPLICATIONS
          
          The severe prison overcrowding problem California has  
          experienced for the last several years has not been solved.  In  
          December of 2006 plaintiffs in two federal lawsuits against the  
          Department of Corrections and Rehabilitation sought a  
          court-ordered limit on the prison population pursuant to the  
          federal Prison Litigation Reform Act.  On January 12, 2010, a  
          federal three-judge panel issued an order requiring the state to  
          reduce its inmate population to 137.5 percent of design capacity  




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          -- a reduction of roughly 40,000 inmates -- within two years.   
          In a prior, related 184-page Opinion and Order dated August 4,  
          2009, that court stated in part:

               "California's correctional system is in a tailspin,"  
               the state's independent oversight agency has reported.  
               . . .  (Jan. 2007 Little Hoover Commission Report,  
               "Solving California's Corrections Crisis: Time Is  
               Running Out").  Tough-on-crime politics have increased  
               the population of California's prisons dramatically  
               while making necessary reforms impossible. . . .  As a  
               result, the state's prisons have become places "of  
               extreme peril to the safety of persons" they house, .  
               . .  (Governor Schwarzenegger's Oct. 4, 2006 Prison  
               Overcrowding State of Emergency Declaration), while  
               contributing little to the safety of California's  
               residents, . . . .   California "spends more on  
               corrections than most countries in the world," but the  
               state "reaps fewer public safety benefits." . . .  .   
               Although California's existing prison system serves  
               neither the public nor the inmates well, the state has  
               for years been unable or unwilling to implement the  
               reforms necessary to reverse its continuing  
               deterioration.  (Some citations omitted.)

               . . .

               The massive 750% increase in the California prison  
               population since the mid-1970s is the result of  
               political decisions made over three decades, including  
               the shift to inflexible determinate sentencing and the  
               passage of harsh mandatory minimum and three-strikes  
               laws, as well as the state's counterproductive parole  
               system.  Unfortunately, as California's prison
               population has grown, California's political  
               decision-makers have failed to provide the resources  
               and facilities required to meet the additional need  
               for space and for other necessities of prison  
               existence.  Likewise, although state-appointed experts  
               have repeatedly provided numerous methods by which the  




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               state could safely reduce its prison population, their  
               recommendations have been ignored, underfunded, or  
               postponed indefinitely.  The convergence of  
               tough-on-crime policies and an unwillingness to expend  
               the necessary funds to support the population growth  
               has brought California's prisons to the breaking  
               point.  The
               state of emergency declared by Governor Schwarzenegger  
               almost three years ago continues to this day,  
               California's prisons remain severely overcrowded, and  
               inmates in the California prison system continue to  
               languish without constitutionally adequate medical and  
               mental health care.<1>

          The court stayed implementation of its January 12, 2010 ruling  
          pending the state's appeal of the decision to the U.S. Supreme  
          Court.  On Monday, June 14, 2010, The U.S. Supreme Court agreed  
          to hear the state's appeal in this case.   

           This bill  does not appear to aggravate the prison overcrowding  
          crisis described above.


                                      COMMENTS

          1.   Need for This bill  

          According to the author:

              Existing law, Penal Code 1203.4a, permits a person  
              convicted of a misdemeanor and not granted (or  
              successfully completed) probation who has "fully  
              complied with and performed the sentence of the court,  
              -----------------------
          <1>   Three Judge Court Opinion and Order, Coleman v.  
          Schwarzenegger, Plata v. Schwarzenegger, in the United States  
          District Courts for the Eastern District of California and the  
          Northern District of California United States District Court  
          composed of three judges pursuant to Section 2284, Title 28  
          United States Code (August 4, 2009).




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              is not then serving a sentence for any offense and is  
              not under charge of commission of any crime and has,  
              since the pronouncement of judgment, lived an honest and  
              upright life and has conformed to and obeyed the laws of  
              the land" to petition the court to have the conviction  
              removed from his or her record after one year. The  
              section specifies that it does not apply to any  
              misdemeanor falling within Vehicle Code 42001(b) "or to  
              any infraction." Petitioners with the ability to pay may  
              be required to reimburse both the court and the city for  
              costs associated with processing the petition, up to a  
              maximum of $60 for each.

              The exclusion of infractions from the record-clearance  
              provisions of 1203.4a creates a serious inequity by  
              permitting an individual to remove convictions for more  
              serious crimes from his or her record, but not  
              permitting him or her to remove supposedly lesser (but  
              still serious-appearing) offenses - such as disturbing  
              the peace, fighting in public, attempt to purchase  
              alcohol by a minor, and driving without a license -  
              which can prove fatal to his or her ability to get a  
              job. Although most employees are not required to  
              disclose infraction convictions on job applications, if  
              an employer does conduct a criminal history background  
              check (and all employers have access to criminal record  
              information pertaining to non-traffic related  
              infractions) infractions will appear; convictions for  
              infractions, traffic-related or not, are included in  
              criminal history background checks performed by pretty  
              much any screening agency (many of which advertise on  
              the internet), unless excluded by the jurisdiction in  
              question.  And even in those latter cases, the  
              information can be easily obtained in this information  
              age for just a few dollars more, if the prospective  
              employer is interested. In many cases, any conviction,  
              including a conviction for an infraction, will  
              disqualify a person from obtaining employment.  This is  
              also true with many county and city agencies. Many  
              lawyers can cite examples of being contacted by clients  




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              who want to clear infractions because of the background  
              check process, after being told by potential employers  
              that any conviction will disqualify them from  
              employment.








































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              Persons convicted of misdemeanors or infractions both  
              have convictions on their record, are therefore  
              similarly situated, and are subject to the much the same  
              penalties and liabilities with respect to employment.   
              Yet only those who plead to or are convicted of  
              misdemeanors can petition for clearance.  Indeed,  
              lawyers who practice in the field can cite examples of  
              persons "pleading up" from infractions to misdemeanors,  
              so that they can clear the offense from their record  
              after a year.  Not only is this unfair (and ironic,  
              since it is only those convicted of the arguably more  
              serious crimes who are afforded relief), but it would  
              appear to constitute unequal treatment under the law and  
              raises the issue of equal protection.

              AB 2582 addresses this issue by permitting persons  
              convicted on non-vehicular infractions to petition the  
              court to have the convictions removed from their record,  
              under exactly the same conditions and in exactly the  
              same manner as persons convicted of misdemeanors (and  
              not granted probation) can.<2>  This will remove the  
              inequity in current law, and will help reduce recidivism  
              by removing an unnecessary impediment to persons being  
              able to get jobs.

              AB 2582 also corrects an erroneous cross-reference in  
              existing Penal Code 1203.4a(b).  As noted above, the  
              subdivision currently states that the section does not  
              apply to any misdemeanor falling within Vehicle Code  
              42001(b).  However, no provision of Vehicle Code 42001  
              applies to any misdemeanor; the Vehicle Code section was  
              amended in 2006 by AB 1850 (Mountjoy) to remove  
              subdivision (b) and reenact its provisions as new  
              42002.1, but no corresponding change was made to PC  
              1203.4a.  AB 2582 will correct this oversight by  
              referencing the correct section of the Vehicle Code with  
              -----------------------
          <2> Misdemeanants who have been granted probation can also clear  
          their records upon successful completion of the requirements of  
          probation under a different code section, Penal Code 1203.4.  



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              respect to misdemeanors, as well as making clear that  
              the new ability to expunge infractions does not include  
              traffic-related infractions.

          2.   Expungement for Misdemeanors

           This bill allows for expungement of non-Vehicle Code infractions  
          in the same manner that misdemeanors may be expunged.   
          Supporters argue that this rectifies an inequity that allows  
          more serious offenses to be expunged while keeping those that  
          are less serious on one's record.  Specifically the East Bay  
          Community Law Center states:

              California faces significant reentry challenges, with  
              one in five adults showing a criminal record on a  
              background check. Studies have shown that the economic  
              support provided by employment reduces the rate of  
              recidivism. The dismissal remedy in California (also  
              known as "expungement") applies to specific crimes and  
              requires individuals to prove their rehabilitation to a  
              judge. Evidence of rehabilitation in the form of an  
              expungement has the power to remove barriers in  
              employment, licensing, and housing.

              Currently, non-traffic infractions cannot be dismissed  
              under California's expungement statutes, codified at  
              1203.4 and 1203.4a of the California Penal Code. Most  
              non-traffic infractions are for petty offenses such as  
              shoplifting, which are pled down from a misdemeanor. The  
              statutory scheme should also provide a remedy for the  
              least serious convictions to encourage employment  
              opportunities and increase public safety. We support AB  
              2582 because it will increase access to California's  
              expungement remedies, and thus offer more people access  
              to employment options they deserve, which will reduce  
              the rate of recidivism and promote public safety.

          3.   Related Legislation  

          AB 2068 (Hill), which passed this Committee on June 15,   












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          provides that a court, in its discretion and in the interest of  
          justice, can determine that a defendant, who has been convicted  
          of a misdemeanor and not granted probation, should be granted  
          expungement relief after the lapse of one year from the date of  
          pronouncement of the judgment.


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