BILL ANALYSIS                                                                                                                                                                                                    




            SENATE REVENUE & TAXATION COMMITTEE

            Senator Lois Wolk, Chair

                                                       AB 2671 - Cook

                                                 Amended: June 16, 2010

                                                                       

            Hearing: June 23, 2010     Tax Levy         Fiscal: yes




            SUMMARY:  Minimum Franchise Tax Exemption for Corporations  
                      and Limited Liability Companies (LLCs) that are  
                      Small Businesses Solely Owned by a Deployed  
                      Member of the US Armed Forces                      


                 EXISTING LAW imposes an 8.84% franchise tax on the net  
            income (profits) of corporations for the privilege of  
            exercising the corporate franchise and doing business in  
            the state of California.  For corporations with little or  
            no income from California operations, California imposes a  
            "minimum franchise tax" of $800, which is imposed each year  
            the corporation continues in existence, whether or not it  
            earns income.  LLCs that are doing business in California,  
            registered or qualified to do business in California, or  
            formed in this state are subject to annual tax in an amount  
            equal to the minimum franchise tax.

                 THIS BILL exempts corporations and LLCs that are small  
            businesses solely owned by a deployed member of the United  
            States Armed Forces from the minimum franchise tax and the  
            annual LLC tax, respectively, if the corporation or LLC  
            ceases operation or operates at a loss.  This bill requires  
            FTB to promulgate regulations to provide for a definition  
            of "ceases operation" for purposes of this bill.  

                 THIS BILL provides the following definitions:

            "Deployed" means being called to active duty or active  








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            service during a period when a Presidential Executive order  
            specifies that the United Sates in engaged in combat or  
            homeland defense.  "Deployed" does not include temporary  
            duty for the sole purpose of training or processing or a  
            permanent change of station.

            "Operates at a loss" means negative net income as defined  
            in Section 24341.

            "Small business" means a corporation or LLC with total  
            income of two hundred fifty thousand dollars ($250,000) or  
            less.

                 THIS BILL would take effect immediately as a tax levy  
            and applies to taxable years beginning on or after January  
            1, 2010 and would sunset for taxable years beginning on or  
            after January 1, 2018.




            FISCAL EFFECT:  FTB staff estimates a negligible revenue  
                 loss of less than $100,000 per tax year. 

                 


            COMMENTS:

            A.   Purpose of the Bill

                 The author states, "The Franchise Tax Board's minimum  
            annual tax for all corporations, including S-corps,  
            C-corps, partnerships, and LLC's is set at $800 per fiscal  
            year. Regardless of the profitability of the business  
            entity, this annual tax is a "cost of doing business in  
            California" fee, no matter the circumstance. Present law  
            does not account for the unique situations that arise from  
            deployments of service members answering the call of duty  
            to country. Military service members on active or reserve  
            duty who are either major share holders of these business  
            entities, are self employed by the corporation but are  








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            deployed and cease to do business, or operate in the  
            negative during the span of their deployment, or any  
            combination thereof, are equally (and unfairly) required to  
            pay the $800 minimum franchise tax fee. 

            
            B.   Background 
                 The minimum franchise tax was enacted to ensure that  
            all corporations pay at least a minimum amount of franchise  
            tax for the privilege of doing business in this state,  
            regardless of the corporation's income or loss.  Thus, the  
            minimum franchise tax is not technically an "income tax",  
            but rather it is a tax on the right to exercise the powers  
            granted to a corporation doing business in California.   
            Even when a corporation earns no income, it still receives  
            the benefits of its corporate status, including the limited  
            liability protection under the laws of this state. 

                 California's minimum tax was increased from $100 to  
            $200 in 1972.  It was increased to $300 in 1987, to $600 in  
            1989, and to $800 in 1990.  Limited exceptions exist with  
            respect to imposition of the minimum franchise tax.  For  
            instance, credit unions and nonprofit organizations are not  
            subject to the minimum franchise tax and a corporation is  
            not subject to the minimum franchise tax for its first  
            taxable year.  However, even though a corporation is not  
            subject to the minimum tax in its first taxable year, it  
            will be subject to franchise tax in its first taxable year  
            based on its taxable income.  

                 Limited partnerships and limited liability  
            partnerships that are doing business in California,  
            registered or qualified to do business in California, or  
            formed in this state are also subject to the $800 annual  
            tax.  Like LLCs and S-corporations, these are  
            "pass-through" entities and are not subject to any tax  
            based on their taxable income.  Rather, the items of  
            income, gain, loss, deduction and credit are passed-through  
            to the owners and reported on their respective income or  
            franchise tax returns.  However, by definition,  
            partnerships cannot be "solely owned" small businesses and  
            subsequently are excluded from this bill.  








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            C.   Treating Similar Taxpayers Differently

                 Generally, tax law applies equally to all taxpayers  
            regardless of a taxpayer's individual circumstances: a  
            soldier's income, business or nonbusiness, would be taxed  
            in the same way and according to the same laws that would  
            apply to subprime lenders.  While the California  
            Constitution allows for specified property tax exemptions  
            for veterans and disabled veterans, and some benefits  
            specific benefits exist in the income tax world for members  
            of the military, AB 2671 provides a very specific tax  
            benefit for only one group of taxpayers, actively deployed  
            soldiers, that differs from the treatment any other  
            taxpayer would get.  Soldiers put their lives on the line  
            to defend their county and advance its interest overseas;  
            however, they do so in exchange for a salary and in  
            performance of a contract signed when they were inducted  
            into the service.  AB 2671 provides a benefit in  
            recognition to these brave men and women, but the Committee  
            may wish to consider the precedent of carving out one group  
            of worthy individuals who form their own businesses will be  
            subject to the same rules as everyone else.


            D.   Implementation, Technical, and Legal Concerns  
                 FTB and committee staff recommends the following  
            amendments:  

            1.  This bill would require the FTB to promulgate  
            regulations to define the term "ceases operation."  The FTB  
            recommends the author change "shall" to "may" and provide  
            that the FTB may prescribe regulations as necessary or  
            appropriate to carry out the purposes of this selection,  
            including a definition for "ceases operation."

            2.  The bill's reference to "the limited liability company  
            operates at a loss" is technically incorrect because an LLC  
            that is not classified as a corporation would compute the  
            income or loss at the "owner" level and not at the LLC  
            "entity" level.  The measure should be amended to correct  
            this problem.








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            3.  The bill limits the application of its provisions to a  
            small business with "total income of $250,000 or less."   
            "Total income "would include worldwide income earned from  
            within and outside of the state.  The author may want to  
            include after "total income" the phrase "from all sources  
            derived from or attributable to the state" to limit the  
            threshold to California receipts in order to avoid possible  
            constitutional challenges in the future from using sources  
            outside of the state to determine a California limitation.

            4.  On page three, line fourteen, change "operation"" to  
            operates.  




            Support and Opposition

                 Support:            None received



                 Oppose:None received.

            ---------------------------------

            Consultant: Mary Beth Faulkner