BILL ANALYSIS                                                                                                                                                                                                    



                                                                  SB 43
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          SENATE THIRD READING
          SB 43 (Alquist)
          As Amended  July 14, 2009
          Majority vote 

           SENATE VOTE  :  37-2  
           
           LOCAL GOVERNMENT    5-2                                         
           
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          |Ayes:|Caballero, Arambula,      |     |                          |
          |     |Davis,                    |     |                          |
          |     |De La Torre, Skinner      |     |                          |
          |     |                          |     |                          |
          |-----+--------------------------+-----+--------------------------|
          |Nays:|Knight, Duvall            |     |                          |
          |     |                          |     |                          |
           ----------------------------------------------------------------- 

          SUMMARY  :  Authorizes the City of Santa Clara (City) and the  
          Redevelopment Agency of Santa Clara (Agency) as a joint powers  
          agency (JPA) to construct, operate, or maintain a stadium for  
          use by a professional football team using a specified  
          design-build authority.  Specifically,  this bill  :

          1)Authorizes the JPA between the City and the Agency to award a  
            design-build contract related to the stadium to a qualified  
            design-build contractor without utilizing an otherwise  
            applicable competitive bid process, provided the governing  
            body of the JPA determines the cost of the contract is  
            reasonable and the award of the contract without utilizing the  
            competitive bid process is in the best interest of the JPA.

          2)Prohibits the JPA from awarding a design-build contract  
            related to the stadium unless:

             a)   The design-build contract does not require an  
               expenditure of money from the City's general fund;

             b)   The obligation of the Agency to contribute funding  
               toward the amount due under the design-build contract is  
               limited to a specified maximum amount, provided the  
               specified maximum amount need not apply to debt service and  
               other financing costs; and,








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             c)   A private party is responsible for any construction cost  
               overruns.

          3)Requires a design-build contract awarded by the JPA to require  
            all subcontract work be awarded through a competitive process  
            established by the JPA.

          4)Authorizes the JPA to specify the payment bond for a  
            design-build contract be in a sum not less than half the  
            contract price or $300 million whichever is less.

          5)Requires the JPA to submit to the Legislative Analyst's Office  
            by December 1, 2014, a report containing a description of each  
            project procured through the design-build process after  
            January 1, 2010, and before November 1, 2014, and other  
            specified information.

           


          EXISTING LAW  :

          1)Authorizes, under the Joint Exercise of Powers Act, two or  
            more public agencies (i.e., federal government, any state, any  
            state department or agency, county, county board of education,  
            county superintendent of schools, city, public corporation,  
            public district, and regional transportation commission in any  
            state) to enter into a joint powers authority to exercise  
            jointly any power common to the contracting agencies and to  
            form a separate JPA at their option.

          2)Requires local officials, under the Local Agency Public  
            Construction Act, to invite bids for construction projects and  
            then award contracts to the lowest responsible bidder under  
            the traditional design-bid-build project delivery system.

          3)Authorizes cities to use the design-build method for projects  
            costing more than $1 million.

          4)Authorizes redevelopment agencies, until January 1, 2016, to  
            use the design-build method for infrastructure projects  
            costing more than $1 million, provided the State Public Works  
            Board approves the project as one of 10 design-build projects  








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            statewide.

           FISCAL EFFECT  :  None

           COMMENTS  :  The author states the San Francisco 49ers (49ers)  
          professional football team would like to use the design-build  
          method to construct a new $937-million stadium in an existing  
          redevelopment project area in the City.  Because the City's  
          charter mandates all public contracts be awarded to the lowest  
          bidder, the City is unable to take advantage of the state's  
          design-build authorization that has been extended to all cities.

          According to the author, on June 2, 2009, the Santa Clara City  
          Council and the 49ers approved a proposal that outlines the  
          financing for the stadium construction.  To assist this project,  
          SB 43 will give the City a legislative option to award a  
          design-build contract through the newly created JPA.

          On June 23, 2009, the City established a Charter Review  
          Commission to consider amending its charter to allow for  
          design-build authority.  The author says the City would like to  
          have the ability to consider a design-build option other than  
          having to amend its charter.  The author says a design-build  
          method will allow for greater project collaboration, cost  
          control, faster construction, and a streamlined construction  
          process for a stadium that is projected to be completed in 2014  
          provided the City's residents in spring 2010 approve the charter  
          amendment allowing the City to utilize design-build.

          By entering into a joint powers authority with the Agency, the  
          City will have access to the Agency's tax-increment revenue in  
          the Bayshore North Development Project Area.  The use of the  
          Agency's funds, however, will be limited to a specified maximum  
          amount provided the specified maximum amount need not apply to  
          debt service and other financing costs.  The author states that,  
          in the City's agreement with the 49ers, the Agency will  
          contribute $59 million in redevelopment funds.  The rest of the  
          $114 million in public contributions for the $939 million needed  
          for the stadium construction will be $20 million from a utility  
          fund for a substation relocation and $35 million from a  
          Mello-Roos tax imposed on the surrounding hotels.  In addition,  
          the 49ers have agreed to be responsible for any cost overruns.
          The design-build language in current law is based on a  
          compromise struck in 2000 among local officials, labor groups,  








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          and contractors.  Local officials wanted the flexibility and  
          potential cost savings offered by design-build contracts.  Labor  
          unions wanted to ensure that counties pre-qualify employers to  
          protect workers' interests.  Contractors wanted to be sure they  
          had fair access to county contracts.  Further changes to the  
          language, consistent with the principles of the 2000 compromise  
          were made by SB 287 (Cox), Chapter 376, Statutes of 2005; SB 416  
          (Ashburn), Chapter 585, Statutes 2007, which extended this  
          authority to use design-build contracting for the construction  
          of buildings and directly related improvements to all 58  
          counties in the state; SB 642 (Wolk), Chapter 314, Statues 2008,  
          which extended this authority to use design-build contracting  
          for the construction of buildings and directly related  
          improvements to all cities in the state; SB 1699 (Wiggins),  
          Chapter 415, Statutes 2008, which extended this authority to use  
          design-build contracting for the construction of buildings and  
          improvements in excess of $2.5 million directly related to a  
          Sonoma Valley Health Care District hospital or health facility  
          building; and SB 4 X2 (Cogdill), Chapter 2, Statutes 2009-10  
          Second Extraordinary Session, which extended this authority to  
          use design-build contracting for infrastructure projects in  
          excess of $1 million to redevelopment agencies, provided the  
          State Public Works Board approves the project as one of 10  
          design-build projects statewide.

          This bill would breach the carefully crafted compromised reached  
          in 2000 between all interested stakeholders by not including any  
          of the language included in every other design-build  
          authorization law.  There is not a single cross-reference to  
          existing design-build laws.  This bill even states that all  
          existing design-build laws are legally inapplicable in this  
          situation.  Furthermore, this bill goes another step beyond  
          existing design-build laws and allows the JPA to decide how  
          subcontractors will be hired.  According to the author, the City  
          and 49ers have already agreed 80% to 85% of all subcontracting  
          work will be required to be done with local union labor.  The  
          Legislature may wish to consider whether it wishes to diverge  
          from the well-established precedent of the 2000 compromise  
          language.

          Furthermore, this bill grants design-build authority to a JPA,  
          the first time this has been done.  In addition, this bill  
          grants the design-build authority to a JPA whose public agency  
          members do not have the authority to use the design-build  








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          contracting method on their own (the City is limited by its  
          charter to using only competitive bidding and the Agency is  
          authorized by state law to use design-build only for  
          infrastructure projects in limited circumstances).  The  
          Legislature may wish to consider clarifying that all of the  
          provisions of the Community Redevelopment Law (Part 1  
          (commencing with Section 33000) of Division 24 of the Health and  
          Safety Code), except for competitive bidding, would continue to  
          apply in this situation to the Agency and reiterating that a  
          majority of residents of the City would need to approve the  
          building of a stadium for use by a professional football team. 


           Analysis Prepared by  :    Jennifer R. Klein / L. GOV. / (916)  
          319-3958 


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