BILL ANALYSIS                                                                                                                                                                                                    



                                                                  SB 43
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          SENATE THIRD READING
          SB 43 (Alquist)
          As Amended  August 27, 2009
          Majority vote

           SENATE VOTE  :  37-2  
           
           LOCAL GOVERNMENT    5-2                                         
           
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          |Ayes:|Caballero, Arambula,      |     |                          |
          |     |Davis,                    |     |                          |
          |     |De La Torre, Skinner      |     |                          |
          |     |                          |     |                          |
          |-----+--------------------------+-----+--------------------------|
          |Nays:|Knight, Duvall            |     |                          |
          |     |                          |     |                          |
           ----------------------------------------------------------------- 

          SUMMARY  :  Authorizes the City of Santa Clara (City) and the  
          Redevelopment Agency of Santa Clara (Agency) as a joint powers  
          agency (JPA), the Santa Clara Stadium Authority (SCSA), to  
          construct, operate, and maintain a stadium for use by a  
          professional football team using a specified design-build  
          authority.  Specifically,  this bill  :

          1)Prohibits anything in this act to be construed to affect any  
            contract relating to the development of the stadium for use by  
            a professional football team between SCSA and any private  
            party other than a design-build contract awarded pursuant to  
            the provisions of this act.

          2)Authorizes the creation of a joint powers agreement between  
            the City and the Agency to create and operate a JPA, SCSA, for  
            the construction, operation, and maintenance of a stadium and  
            related facilities located within the North Bayshore  
            Redevelopment Project Area that are suitable for use by a  
            professional football team.

          3)Prohibits SCSA and the Agency from expending any property tax  
            increment revenue allocated to the Agency to operate or  
            maintain a stadium.

          4)Authorizes SCSA to award a design-build contract related to  
            the stadium to a qualified design-build contractor without  








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            utilizing an otherwise applicable competitive bid process,  
            provided:

             a)   The governing body of SCSA determines a ballot measure  
               endorsing the development of a stadium for use by a  
               professional football team is approved by the voters in the  
               City in a citywide election;

             b)   The governing body of SCSA determines the cost of the  
               contract is reasonable; and,

             c)   The award of the contract without utilizing the  
               competitive bid process is in the best interest of SCSA.

          5)Prohibits SCSA from awarding a design-build contract related  
            to the stadium unless:

             a)   The design-build contract does not require an  
               expenditure of money from the City's general fund or  
               enterprise funds;

             b)   The obligation of the Agency to contribute funding  
               toward the amount due under the design-build contract is  
               limited to a specified maximum amount, provided the  
               specified maximum amount need not apply to debt service and  
               other financing costs.  The Community Redevelopment Law  
               (Part 1 (commencing with Section 33000) of Division 24 of  
               the Health and Safety Code) must apply with respect to the  
               financial obligations of the Agency to SCSA; and,

             c)   A private party is responsible for any construction cost  
               overruns.

          6)Requires SCSA to establish a competitive bid process for  
            awarding subcontracts and requires the design-build contractor  
            to award the subcontract using this process.  The competitive  
            bid process is required to provide subcontracts be awarded  
            using either the lowest responsible bidder or best value  
            method.  Funds contributed by the Agency or a community  
            facilities district must be limited to subcontracts awarded to  
            the lowest responsible bidder in a manner consistent with the  
            process applicable to the City under its charter.

          7)Authorizes SCSA to specify the payment bond for a design-build  
            contract be in a sum not less than half the contract price or  








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            $300 million whichever is less.

          8)Requires SCSA, when it uses the design-build method to  
            construct a stadium for use by a professional football team,  
            to submit to the Legislative Analyst's Office, within six  
            months following the completion of construction of the  
            stadium, a report regarding the project containing specified  
            information.

          9)Declares it is not the intent of the Legislature to authorize  
            design-build for other infrastructure, including, but not  
            limited to, streets and highways, public rail transit, or  
            water resource facilities and infrastructure not located on  
            the stadium site or adjacent city streets and property.

          10)Requires, if the Department of Transportation (Caltrans)  
            determines improvements to the state highway system are  
            required for the construction, operation, or maintenance of a  
            stadium, Caltrans to be the responsible agency for the  
            performance of project development services and for the  
            preparation of documents.  Caltrans is authorized to use  
            Caltrans employees or consultants to perform these services  
            consistent with Article XXII of the California Constitution.

          11)Requires, if any provision, clause, sentence, paragraph, or  
            phrase of this act is for any reason held invalid,  
            ineffective, or unconstitutional by a court of competent  
            jurisdiction, that the remainder of this act not be affected  
            and be in full force and effect.

          12)Requires nothing in this act to be construed to affect the  
            application of any other law.
           
          EXISTING LAW  :

          1)Authorizes, under the Joint Exercise of Powers Act, two or  
            more public agencies (i.e., federal government, any state, any  
            state department or agency, county, county board of education,  
            county superintendent of schools, city, public corporation,  
            public district, and regional transportation commission in any  
            state) to enter into a JPA to exercise jointly any power  
            common to the contracting agencies and to form a separate JPA  
            at their option.

          2)Requires local officials, under the Local Agency Public  








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            Construction Act, to invite bids for construction projects and  
            then award contracts to the lowest responsible bidder under  
            the traditional design-bid-build project delivery system.

          3)Authorizes cities to use the design-build method for projects  
            costing more than $1 million.

          4)Authorizes redevelopment agencies, until January 1, 2016, to  
            use the design-build method for infrastructure projects  
            costing more than $1 million, provided the State Public Works  
            Board approves the project as one of 10 design-build projects  
            statewide.

           FISCAL EFFECT  :  None

          COMMENTS  :  The author states the San Francisco 49ers (49ers)  
          professional football team would like to use the design-build  
          method to construct a new $937-million stadium in an existing  
          redevelopment project area in the City.  Because the City's  
          charter mandates all public contracts be awarded to the lowest  
          bidder, the City is unable to take advantage of the state's  
          design-build authorization that has been extended to all cities.

          According to the author, on June 2, 2009, the Santa Clara City  
          Council and the 49ers approved a proposal that outlines the  
          financing for the stadium construction.  To assist this project,  
          this bill will give the City a legislative option to award a  
          design-build contract through the newly created SCSA.

          On June 23, 2009, the City established a Charter Review  
          Commission to consider amending its charter to allow for  
          design-build authority.  The author says the City would like to  
          have the ability to consider a design-build option other than  
          having to amend its charter.  The author says a design-build  
          method will allow for greater project collaboration, cost  
          control, faster construction, and a streamlined construction  
          process for a stadium that is projected to be completed in 2014  
          provided the City's residents in spring 2010 approve the charter  
          amendment allowing the City to utilize design-build.

          By entering into a JPA with the Agency, the City will have  
          access to the Agency's tax-increment revenue in the Bayshore  
          North Development Project Area.  The use of the Agency's funds,  
          however, will be limited to a specified maximum amount provided  
          the specified maximum amount need not apply to debt service and  








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          other financing costs, and to subcontracts awarded using the  
          lowest responsible bidder method.  The author states that, in  
          the City's agreement with the 49ers, the Agency will contribute  
          $59 million in redevelopment funds.  The rest of the $114  
          million in public contributions for the $939 million needed for  
          the stadium construction will be $20 million from a utility fund  
          for a substation relocation and $35 million from a Mello-Roos  
          tax imposed on the surrounding hotels.  In addition, the 49ers  
          have agreed to be responsible for any cost overruns.

          The design-build language in current law is based on a  
          compromise struck in 2000 among local officials, labor groups,  
          and contractors.  Local officials wanted the flexibility and  
          potential cost savings offered by design-build contracts.  Labor  
          unions wanted to ensure that counties pre-qualify employers to  
          protect workers' interests.  Contractors wanted to be sure they  
          had fair access to county contracts.  Further changes to the  
          language, consistent with the principles of the 2000 compromise  
          were made by SB 287 (Cox), Chapter 376, Statutes of 2005; SB 416  
          (Ashburn), Chapter 585, Statutes 2007, which extended this  
          authority to use design-build contracting for the construction  
          of buildings and directly related improvements to all 58  
          counties in the state; SB 642 (Wolk), Chapter 314, Statues 2008,  
          which extended this authority to use design-build contracting  
          for the construction of buildings and directly related  
          improvements to all cities in the state; SB 1699 (Wiggins),  
          Chapter 415, Statutes 2008, which extended this authority to use  
          design-build contracting for the construction of buildings and  
          improvements in excess of $2.5 million directly related to a  
          Sonoma Valley Health Care District hospital or health facility  
          building; and SB 4 X2 (Cogdill), Chapter 2, Statutes 2009-10  
          Second Extraordinary Session, which extended this authority to  
          use design-build contracting for infrastructure projects in  
          excess of $1 million to redevelopment agencies, provided the  
          State Public Works Board approves the project as one of 10  
          design-build projects statewide.

          This bill would breach the carefully crafted compromise reached  
          in 2000 between all interested stakeholders by not including any  
          of the language included in every other design-build  
          authorization law.  This bill even states that all existing  
          design-build laws are legally inapplicable in this situation.   
          According to the author, the City and 49ers have already agreed  
          80% to 85% of all subcontracting work will be required to be  
          done with local union labor.  The Legislature may wish to  








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          consider whether it wishes to diverge from the well-established  
          precedent of the 2000 compromise language.

          Furthermore, this bill grants design-build authority to a JPA,  
          the first time this has been done.  In addition, this bill  
          grants the design-build authority to a JPA whose public agency  
          members do not have the authority to use the design-build  
          contracting method on their own (the City is limited by its  
          charter to using only competitive bidding and the Agency is  
          authorized by state law to use design-build only for  
          infrastructure projects in limited circumstances). 


           Analysis Prepared by  :    Jennifer R. Klein / L. GOV. / (916)  
          319-3958 


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