BILL ANALYSIS                                                                                                                                                                                                    



                                                                       



           ------------------------------------------------------------ 
          |SENATE RULES COMMITTEE            |                    SB 43|
          |Office of Senate Floor Analyses   |                         |
          |1020 N Street, Suite 524          |                         |
          |(916) 651-1520         Fax: (916) |                         |
          |327-4478                          |                         |
           ------------------------------------------------------------ 
           
                                         
                              UNFINISHED BUSINESS


          Bill No:  SB 43
          Author:   Alquist (D), et al
          Amended:  8/27/09
          Vote:     21

           
           SENATE LOCAL GOVERNMENT COMMITTEE  :  5-0, 9/9/09
          AYES:  Wiggins, Cox, Aanestad, Kehoe, Wolk
           
          ASSEMBLY FLOOR  :  56-14, 9/3/09 - See last page for vote


           SUBJECT  :    Joint powers agency:  City of Santa Clara

           SOURCE  :     Author 


           DIGEST  :    This bill authorizes the City of Santa Clara and  
          the Redevelopment Agency of Santa Clara as a joint powers  
          agency, the Santa Clara Stadium Authority, to construct,  
          operate, and maintain a stadium for use by a professional  
          football team using a specified design-build authority.

           Assembly Amendments  delete the Senate version of the bill  
          dealing with health professionals.  This bill currently  
          deals with the City of Santa Clara.

           ANALYSIS  :    Under existing law, two or more public  
          agencies may enter into an agreement to jointly exercise  
          any power common to the contracting parties, as specified.
           
          Public contracting  .  The Local Agency Public Construction  
          Act spells out the procedures that local officials must  
                                                           CONTINUED





                                                                 SB 43
                                                                Page  
          2

          follow when awarding public works contracts.  Under the  
          traditional design-bid-build project delivery method, local  
          officials invite bids for construction projects based on  
          completed design plans and specifications and then award  
          contracts to the lowest responsible bidder.  Alternatively,  
          under the design-build method, local officials contract  
          with a single entity to both design and construct a  
          project.  Authorized local entities must still invite  
          competitive bids, but local officials may select the  
          winning bidder based on either lowest cost or a set of  
          criteria defining "best value." 

          General law cities can use the design-build method to  
          construct buildings and related infrastructure worth more  
          than $1 million (AB 642 [Wolk], Chapter 314, Statutes of  
          2008).  A pilot program permits redevelopment agencies to  
          use the design-build method for 10 public improvement  
          projects worth more than $1 million, provided that the  
          State Public Works Board first approves the projects (SB  
          4XX [Cogdill], Chapter 2, Statutes of 2009-10, Second  
          Extraordinary Session).  

          Local agency officials can award construction contracts  
          without competitive bids only under limited circumstances.   
          General law cities and redevelopment agencies do not need  
          competitive bids for work that costs less than $5,000, and  
          cities can bypass competitive bidding in emergencies.

          The California Constitution gives charter cities broad  
          control over their "municipal affairs."  While general law  
          cities and redevelopment agencies must follow the statutory  
          public contracting procedures, charter cities may spell out  
          their own public contracting rules.  

           Redevelopment  .  Local officials establish redevelopment  
          agencies to eliminate economic and physical blight.  To  
          accomplish this task, the Community Redevelopment Law gives  
          redevelopment agencies two extraordinary powers - property  
          tax increment financing and property management powers,  
          including the power of eminent domain.
            
           Joint powers agencies  .  The Joint Exercise of Powers Act  
          allows two or more public agencies to carry out a common  
          program or joint project, provided that each agency already  







                                                                 SB 43
                                                                Page  
          3

          has the power to perform that program or project.   
          Sometimes, these joint powers agreements create a new,  
          separate joint powers agency (JPA) to finance and operate  
          the common program or project.  

          This bill is special legislation that allows a JPA that  
          includes the City of Santa Clara and the Redevelopment  
          Agency of the City of Santa Clara to use a unique  
          design-build authority to construct a professional football  
          stadium.  The JPA must be called the Santa Clara Stadium  
          Authority. 

           Design-build contract  .  This bill authorizes the Stadium  
          Authority to award a design-build contract to a qualified  
          design-build contractor to construct a stadium without  
          using an otherwise applicable competitive bidding process.   
          However, before the Stadium Authority can award such a  
          contract, all of the following must first occur:

          1. Santa Clara's voters must approve a ballot measure  
             endorsing the development of a professional football  
             stadium.

          2. The Stadium Authority's governing board must determine  
             that the contract's cost is reasonable.

          3. The Stadium Authority's governing board must determine  
             that awarding the contract is in the JPA's best  
             interest.

          The design-build contract authorized by this bill is  
          subject to the following conditions and restrictions:

          1. The contract cannot involve money from the City's  
             general fund or enterprise funds.

          2. The redevelopment agency's financial contribution to the  
             contract must be limited to a specified maximum amount.   
             This amount does not include debt service and other  
             related financing costs.

          3. Funds from the redevelopment agency and any Mello-Roos  
             Act tax can only be used to pay for subcontract work  
             that is awarded to the lowest responsible bidder. 







                                                                 SB 43
                                                                Page  
          4


          4. The contract cannot modify the redevelopment agency's  
             statutory obligations and limitations.

          5. A private party must be responsible for any construction  
             cost overruns.  

          6. The Stadium Authority may specify that the design-build  
             contractor's payment bond must be in a sum not less than  
             one-half of the contract price or $300 million,  
             whichever is less.

          7. The Stadium Authority must report to the Legislative  
             Analyst's Office about its design-build experience  
             within six months of completing the stadium's  
             construction.

           Subcontracts  .  This bill requires the Stadium Authority to  
          establish a competitive bid process that the design-build  
          contractor must use for awarding subcontracts.  The  
          design-build contractor may award subcontracts to either  
          the lowest responsible bidder or to the "best value"  
          bidder.  The design-build contractor cannot use funds from  
          the redevelopment agency or a Mello-Roos Act tax to pay for  
          subcontract work unless the contractor awards the  
          subcontract to the lowest responsible bidder in a manner  
          consistent with provisions in the City's charter. 

           Powers  .  In addition to the powers that the City and the  
          redevelopment agency have in common, this bill gives the  
          Stadium Authority the power to acquire, construct, finance,  
          maintain, manage, and operate a professional football  
          stadium and related facilities.  The bill prohibits the  
          Stadium Authority and the Redevelopment Agency of the City  
          of Santa Clara from spending property tax increment  
          revenues on the stadium's operation and maintenance.

           Non-stadium projects  .  This bill declares that it is not  
          the Legislature's intent to authorize the use of  
          design-build contracting for streets and highways, public  
          rail transit, water resource facilities, and infrastructure  
          not located on the stadium site or adjacent city streets  
          and property.  For any improvement on the state highway  
          that may result from the construction, operation, or  







                                                                 SB 43
                                                                Page  
          5

          maintenance of a football stadium, this bill requires the  
          Department of Transportation (Caltrans) to be the  
          responsible agency for providing project development and  
          design services.  This bill permits Caltrans to use  
          Department employees and consultants to perform those  
          services.  

          This bill contains legislative findings in support of its  
          special provisions.

           Background
           
          The City of Santa Clara is a charter city located at the  
          southern tip of the San Francisco Bay.  In 1957, the City  
          established the Redevelopment Agency of the City of Santa  
          Clara.  Like most redevelopment agencies, the Santa Clara  
          City Council serves as the Agency's Board of Directors, the  
          City Manager serves as Executive Director, and the City  
          Attorney serves as General Counsel.  In 1973, the Agency  
          established the Bayshore North Redevelopment Project Area.   
          Covering 1,200 acres, this project area includes the City's  
          Convention Center Complex and the California's Great  
          America amusement park.

          In November 2006, the San Francisco 49ers announced plans  
          to construct a new football stadium in Santa Clara on  
          City-owned land within the Bayshore North Redevelopment  
          Project Area.  In January 2008, the City concluded its  
          feasibility study of the proposed stadium, and subsequently  
          directed the City Manager to enter into non-binding  
          negotiations with the 49ers.  In June 2009, the City  
          Council approved a Term Sheet agreement for the potential  
          49ers football stadium, clarifying and documenting the  
          parties' understandings and commitments. 

          According to the Term Sheet, the City of Santa Clara and  
          its redevelopment agency plan to form a JPA that will own,  
          construct, maintain, and operate a football stadium for the  
          49ers.  The estimated cost for the stadium and related  
          facilities is $937 million.  Up to $114 million will come  
          from public funds, including $59 million from the  
          redevelopment agency, $35 million from a new Mello-Roos Act  
          special tax on surrounding hotel owners, and $20 million  
          from the City's utility fund to relocate an electrical  







                                                                 SB 43
                                                                Page  
          6

          substation.  The 49ers and the NFL will invest $493  
          million, and the team will be responsible for any  
          construction cost overruns.  Finally, the JPA will fund the  
          remaining $330 million by borrowing against future naming  
          rights and ticket sales revenues.

          The 49ers want Santa Clara officials to award a  
          design-build contract for the stadium to a general  
          contractor of the team's choice.  However, Santa Clara's  
          city charter requires the City to award contracts to the  
          lowest responsible bidder.  Further, the state law that  
          allows redevelopment agencies to use design-build contracts  
          requires competitive bidding.

          Over the past two years, the City of Santa Clara, the  
          City's redevelopment agency, and the 49ers have crafted a  
          public-private partnership to finance the construction of a  
          new stadium.  Because the team plans to pay for more than  
          half of the construction costs as well as any cost  
          overruns, the City and team officials believe that the team  
          should get to hire the general contractor of its choice.   
          The 49ers want to ensure that a contractor who has  
          extensive experience in constructing NFL stadiums and  
          familiarity with NFL guidelines is managing the project.   
          Recent Assembly amendments ensure that the general  
          contractor must use public money only to pay for  
          subcontract work that's awarded to the lowest responsible  
          bidder.  This bill also prohibits the use of property tax  
          increment revenues to pay for the stadium's operation and  
          maintenance.  The 49ers get to choose their general  
          contractor while local construction workers get to  
          competitively bid on hundreds of new projects.  This bill  
          provides a unique contracting scheme that suits the  
          stadium's unique financing arrangement.

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  No    
          Local:  No

           SUPPORT  :   (Verified  9/10/09)

          San Francisco 49ers
          Santa Clara and San Benito Counties Building and  
            Construction Trades Council
          Santa Clara City Councilmember Kevin Moore.







                                                                 SB 43
                                                                Page  
          7

          Santa Clara Mayor Patricia M. Mahan
          Santa Clara Vice Mayor Jamie L. Matthews
          Silicon Valley Leadership Group
          State Building and Construction Trades Council of  
          California

           OPPOSITION  :    (Verified  9/10/09)

          Santa Clara City Councilmember Jamie McLeod 
          Santa Clara City Councilmember Will Kennedy


           ASSEMBLY FLOOR  : 
          AYES:  Adams, Arambula, Beall, Bill Berryhill, Blakeslee,  
            Block, Blumenfield, Brownley, Buchanan, Caballero,  
            Carter, Conway, Cook, Coto, De La Torre, De Leon,  
            Emmerson, Eng, Evans, Feuer, Fletcher, Fong, Fuentes,  
            Furutani, Gaines, Galgiani, Gilmore, Hall, Hayashi,  
            Hernandez, Hill, Huber, Jones, Krekorian, Lieu, Bonnie  
            Lowenthal, Mendoza, Monning, Nava, Nestande, Niello,  
            Nielsen, John A. Perez, V. Manuel Perez, Portantino,  
            Ruskin, Salas, Skinner, Smyth, Solorio, Swanson, Torres,  
            Torrico, Villines, Yamada, Bass
          NOES:  Ammiano, Anderson, Tom Berryhill, Chesbro, Duvall,  
            Fuller, Hagman, Harkey, Huffman, Knight, Logue, Ma, Audra  
            Strickland, Tran
          NO VOTE RECORDED:  Charles Calderon, Davis, DeVore,  
            Garrick, Jeffries, Miller, Saldana, Silva, Torlakson,  
            Vacancy


          DLW:mw  9/10/09   Senate Floor Analyses 

                         SUPPORT/OPPOSITION:  SEE ABOVE

                                ****  END  ****