BILL ANALYSIS                                                                                                                                                                                                    







                      SENATE COMMITTEE ON PUBLIC SAFETY
                             Senator Mark Leno, Chair                S
                             2009-2010 Regular Session               B

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          SB 50 (Corbett)                                             
          As Amended April 13, 2009 
          Hearing date:  April 21, 2009
          Government Code; Penal Code
          JM:mc


                                SEXUAL ASSAULT VICTIMS:

                            PAYMENT OF EXAMINATION COSTS  


                                       HISTORY

          Source:  Alameda County District Attorney

          Prior Legislation: AB 506 (Maze) - Ch. 535, Stats. 2003
                       AB 1860 (Migden) - Ch. 382, Stats. 2002
                       SB 892 (Seymour) - Ch. 812, Stats. 1985

          Support: Peace Officers' Research Association of California;  
                   Planned Parenthood Affiliates of California; Alameda  
                   County Board of Supervisors; California District  
                   Attorneys Association

          Opposition:None known 



                                         KEY ISSUE
           
          SHOULD THE LAW SPECIFICALLY STATE THAT A SEXUAL ASSAULT VICTIM SHALL  
          NOT BE CHARGED FOR THE COSTS OF AN EXAMINATION FOR EVIDENCE OR FOR  




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          MEDICAL TREATMENT PURSUANT TO A STATUTORILY SPECIFIED PROTOCOL?




                                       PURPOSE

          The purpose of this bill is to specify that a sexual assault  
          victim shall not be charged for the costs of a forensic  
          examination for evidence or for medical treatment for the  
          assault, as specified. 


           Existing federal law  includes the Violence Against Women Act  
          (VAWA), which establishes an office within the Department of  
          Justice to administer the Act, including the Services-Training  
          Officers-Prosecutors (STOP) grant program.  (42 USCA  3796.)

                 The Office shall have authority over all grants,  
               cooperative agreements, and contracts pursuant to VAWA.
                 The Office shall develop policy, protocols, and  
               guidelines for programs receiving grants under the Act.   
               (42 USCA  3796gg0b.)  

           Existing federal law  bars a state from receiving a VAWA grant  
          unless state law provides as follows:

                 A sexual assault victim shall not be charged for  
               forensic and medical examinations, as specified.
                 A victim shall not be required to seek reimbursement  
               from his or her insurance carrier.
                 The requirement can be met if the state provides for  
               victim reimbursement for medical costs, as specified, state  
               law can place no limit on the amount of reimbursement and  
               the state must provide reimbursement within 90 days of  









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               receipt of notice of the expense.<1>
              A sexual assault victim shall not be required to  
               participate in the criminal justice system in order to  
               receive a forensic medical exam or to receive reimbursement  
               for the exam.  (42 USCA  3796gg-4.)

           Existing law  creates the Victims of Crime Program, administered  
          by the California Victim Compensation and Government Claims  
          Board,<2> to reimburse victims of crime for the pecuniary losses  
          they suffer as a direct result of criminal acts.   
          Indemnification is made from the Restitution Fund, which is  
          continuously appropriated to the California Victim Compensation  
          and Government Claims Board for these purposes.  (Gov. Code   
          13950-13968; note that  13969 and .2, .5, and .7 related to a  
          one-time 9/11/01 payment and are repealed effective 1/1/04.)

           Existing law  authorizes reimbursement to a victim for "[t]he  
          medical or medical-related expenses incurred by the victim?."   
          (Gov. Code 13957, subd. (a)(1).)

           Existing law  provides that the total award to or on behalf of  
          each victim or derivative victim may not exceed $35,000, except  
          that this amount may be increased to $70,000 if federal funds  
          for that increase are available.  (Gov. Code  13957, subd.  
          (b).)

           Existing law  authorizes the board to "establish maximum rates  
          and service limitations for medical and medical-related  
          services, and for mental health and counseling services ?"  
          (Gov. Code  13957.2.)
           
          Existing law  provides that a designated state agency, currently  
          the Office of Emergency Services, shall establish a protocol for  
          ---------------------------
          <1> California law on victim reimbursement does place limits on  
          the amount of reimbursement a victim can receive and payments  
          under the program can be made more than 90 days after  
          submission. 
          <2>  This entity was formerly known as the State Board of  
          Control.  (Govt. Code  13900 amended by AB 2491 - Ch. 1016,  
          Stats. 2000.)



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          the examination and treatment of victims of sexual assault and  
          attempted sexual assault, including child molestation, and the  
          collection and preservation of evidence therefrom.  (Pen. Code   
          13823.5.)

           Existing law  provides that the protocol for examination and  
          treatment of sexual assault victims shall include:

                 Report of suspected child sexual abuse to law  
               enforcement authorities.
                 Obtaining consent for examination, treatment of  
               injuries, evidence collection, and for the photographing of  
               injuries.
                 Patient history of sexual assault and other relevant  
               medical history.
                 Physical examination for evidence of sexual assault.
                 Collection of evidence and other medical specimens.
                 Preservation and disposition of physical evidence.   
               (Pen. Code  13823.7.)

           Existing law  provides that a reference specimen -- such as hair,  
          blood and saliva for genetic marker typing -- is a standard from  
          which to obtain baseline information.  (Pen. Code  13823.11,  
          subd.(g)(2).)

          This bill  states that a victim of sexual assault shall not be  
          charged or required to seek reimbursement for the costs of a  
          forensic exam and medical treatment for the assault. 

           This bill  provides that bills for the cost of medical treatment  
          for sexual assault victims, whether performed as part of a  
          forensic exam or separately, shall be submitted to the  
          Government Claims and Victim Compensation Board for payment.

           This bill  states, in a new section of the Government Code  
          chapter concerning compensation for crime victims, that "the  
          [victims compensation] board shall pay claims submitted by  
          medical providers for the costs of medical examinations and  
          treatment for victims, unless an alternative source of payment  
          is available."




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           This bill  states that a sexual assault treatment provider shall  
          follow minimum standards for medical examinations and treatment  
          of sexual assault victims, including victims of child sexual  
          abuse.

           This bill  provides that each sexual assault victim "who consents  
          to a medical examination, whether in connection with a forensic  
          examination, shall have reference examinations taken, except  
          where he or she specifically objects thereto."

           This bill  makes technical and conforming changes in definitions  
          and terms relevant to examinations and treatment of sexual  
          assault victims.
          
                    RECEIVERSHIP/OVERCROWDING CRISIS AGGRAVATION
          
          California continues to face a severe prison overcrowding  
          crisis.  The Department of Corrections and Rehabilitation (CDCR)  
          currently has about 170,000 inmates under its jurisdiction.  Due  
          to a lack of traditional housing space available, the department  
          houses roughly 15,000 inmates in gyms and dayrooms.   
          California's prison population has increased by 125% (an average  
          of 4% annually) over the past 20 years, growing from 76,000  
          inmates to 171,000 inmates, far outpacing the state's population  
          growth rate for the age cohort with the highest risk of  
          incarceration.<3>

          In December of 2006 plaintiffs in two federal lawsuits against  
          CDCR sought a court-ordered limit on the prison population  
          pursuant to the federal Prison Litigation Reform Act.  On  
          February 9, 2009, the three-judge federal court panel issued a  
          tentative ruling that included the following conclusions with  
          ---------------------------
          <3>  "Between 1987 and 2007, California's population of ages 15  
          through 44 - the age cohort with the highest risk for  
          incarceration - grew by an average of less than 1% annually,  
          which is a pace much slower than the growth in prison  
          admissions."  (2009-2010 Budget Analysis Series, Judicial and  
          Criminal Justice, Legislative Analyst's Office (January 30,  
          2009).)



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          respect to overcrowding:

               No party contests that California's prisons are  
               overcrowded, however measured, and whether considered  
               in comparison to prisons in other states or jails  
               within this state.  There are simply too many  
               prisoners for the existing capacity.  The Governor,  
               the principal defendant, declared a state of emergency  
               in 2006 because of the "severe overcrowding" in  
               California's prisons, which has caused "substantial  
               risk to the health and safety of the men and women who  
               work inside these prisons and the inmates housed in  
               them."  . . .  A state appellate court upheld the  
               Governor's proclamation, holding that the evidence  
               supported the existence of conditions of "extreme  
               peril to the safety of persons and property."  
               (Citation omitted)  The Governor's declaration of the  
               state of emergency remains in effect to this day.

               . . .  the evidence is compelling that there is no  
               relief other than a prisoner release order that will  
               remedy the unconstitutional prison conditions.

               . . .

               Although the evidence may be less than perfectly  
               clear, it appears to the Court that in order to  
               alleviate the constitutional violations California's  
               inmate population must be reduced to at most 120% to  
               145% of design capacity, with some institutions or  
               clinical programs at or below 100%.  We caution the  
               parties, however, that these are not firm figures and  
               that the Court reserves the right - until its final  
               ruling - to determine that a higher or lower figure is  
               appropriate in general or in particular types of  
               facilities.

               . . .

               Under the PLRA, any prisoner release order that we  




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               issue will be narrowly drawn, extend no further than  
               necessary to correct the violation of constitutional  
               rights, and be the least intrusive means necessary to  
               correct the violation of those rights.  For this  
               reason, it is our present intention to adopt an order  
               requiring the State to develop a plan to reduce the  
               prison population to 120% or 145% of the prison's  
               design capacity (or somewhere in between) within a  
               period of two or three years.<4>

          The final outcome of the panel's tentative decision, as well as  
          any appeal that may be in response to the panel's final  
          decision, is unknown at the time of this writing.

           This bill  does not appear to aggravate the prison overcrowding  
          crisis outlined above.
          
                                      COMMENTS

          1.  Need for This Bill  

          According to the author:

               In 2005 the federal government passed the Violence  
               Against Women Act (VAWA) Reauthorization.  VAWA  
               requires every state to certify that victims of sexual  
               assault do not have to cooperate with law enforcement  
               to be provided a forensic exam and those victims can  
               not be billed, directly or indirectly, for their  
               medical exams or treatment.

               SB 50 is needed to bring California in compliance with  
               federal law and to maintain the $13 million we receive  
               annually from the federal government, as well as the  
               ----------------------
          <4>  Three Judge Court Tentative Ruling, Coleman v.  
          Schwarzenegger, Plata v. Schwarzenegger, in the United States  
          District Courts for the Eastern District of California and the  
          Northern District of California United States District Court  
          composed of three judges pursuant to Section 2284, Title 28  
          United States Code (Feb. 9, 2009).



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               additional $8 million we are expecting this year.  SB  
               50 clarifies that a victim of sexual assault can not  
               be billed directly or indirectly for forensic or  
               medical exams and treatment.

               California has an estimated 9,700 reports of sexual  
               assault annually.  This number is not decreasing; we  
               are seeing an increase in these reports.  We need to  
               make sure that our victims are protected and receive  
               the needed medical services without the worry of  
               payment.  

          2.  The Federal Violence Against Women Act (VAWA) - Background of  
            the Law and Federal Grants to Fund State Programs  

          The Violence Against Women Act (VAWA) was enacted in Congress in  
          1994.  It has been reenacted in 2000 and 2005.  According to the  
          (U.S.) Department of Justice, the intent of VAWA is to "remedy  
          the legacy of laws and social norms that serve to justify  
          violence against women.  Since the passage of VAWA, there has  
          been a paradigm shift in how the issue of violence against women  
          is addressed."  In 2000, VAWA expanded or created programs for  
          sexual assault victims, dating violence victims and battered  
          immigrants.  Domestic violence victims who fled across state  
          lines were allowed to obtain custody orders in their new states.  
           In 2005, VAWA was expanded to include court training, child  
          witness and culturally specific programs.  Expansions of VAWA  
          had generally been done to reach underserved populations.

          The initial VAWA legislation established the Office on Violence  
          Against Women (OVW) in the Department of Justice.  According to  
          the Department of Justice, "OVW administers financial and  
          technical assistance  around the country to facilitate"  
          programs and practices to end or limit sexual assault, domestic  
          and dating violence, and stalking.  

          VAWA effectively set national standards for state and local  
          government responses to sexual assault, domestic violence and  
          related societal ills.  These standards maintained or enforced  
          in significant part through conditions on grants of federal  




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          funds to states, local governments, tribal entities, non-profit  
          organizations and even law schools.  

          The STOP (Services-Training-Officers-Prosecutors) grants under  
          VAWA are essentially the subject of this bill.  Each state  
          receiving a STOP grant must allocate the funds in this manner:  
          25% to law enforcement; 25 to prosecution; 5% for courts; and  
          30% for victim services.  In order to receive STOP funds, the  
          state or another governmental entity must bear "the full  
          out-of-pocket cost of forensic exam  for victims of sexual  
          assault."  The state or local entity may not condition receipt  
          of an examination on cooperation by the victim with law  
          enforcement.  (42 U.S.C.  3896gg-4; DOJ, OVW website.)

          3.  Suggested Amendment to Clarify that Sexual Assault Victims  
            Shall not be Charged for Forensic Examination or Medical  
            Examination and Treatment for the Assault  

          Background Concerning Suggested Amendment
          
          As noted above, substantial grants of federal funds for sexual  
          assault prosecution and prevention (STOP) programs are available  
          only if a state receiving the money complies with specified  
          rules.  The most important requirements for STOP grant are the  
          following:  The state must not require sexual assault victims to  
          cooperate with law enforcement as a condition of receiving an  
          examination and treatment for sexual assault.  The state must  
          prohibit medical providers or a local government entity from  
          directly or indirectly billing sexual assault victims.   

          The bill, as amended on April 13, 2009, provides that bills for  
          forensic examinations are the responsibility of local government  
          - essentially law enforcement.  The bill then states that bills  
          for medical examination and treatment of a sexual assault victim  
          shall be submitted to the Victims Compensation and Government  
          Claims Board (CVCGB).  The bill does not unambiguously state  
          that victims shall not be required to submit bills for treatment  
          to the CVCGB.  

          Text of Suggested Amendment to Clarify that a Victim Shall not  




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          be Directly or Indirectly Billed for a Sexual Assault  
          Examination and Treatment
          
          The author may wish to consider amending the bill to clearly  
          state what is required by federal law in order to make the state  
          eligible for federal STOP funds:

          On page 3, strike lines 1-3 and insert:
           
               The costs of medical examination or treatment, whether  
               performed as part of a forensic examination or  
               separately, shall not be charged directly or  
               indirectly to the sexual assault victim, including  
               through the victim's insurance carrier.  Bills for  
               medical examination and treatment shall be paid by the  
               [CVCGCB] . . . . 
           
          The amendments intentionally do not state which entity would  
          submit bills for medical examination and treatment of sexual  
          assault victim to CVCGCB.  In discussions with interested  
          parties, Committee staff has been informed that billing  
          practices vary from county to county.  Some counties have long  
          handled the billing processes for examination and treatment of  
          sexual assault victims.  Those counties would not need to  
          substantially change existing practices under this bill.

          SHOULD THE BILL BE AMENDED TO MORE CLEARLY STATE THAT SEXUAL  
          ASSAULT VICTIMS SHALL NOT BE DIRECTLY OR INDIRECTLY BILLED FOR  
          FORENSIC AND MEDICAL TREATMENT FOR THE ASSAULT?

          4.  Victims of Crime Program Issues  

          Applicable law provides that victims may be reimbursed for the  
          costs of medical care received as a direct result of a crime of  
          violence, including sexual assault.  (Gov. Code  13957, subd.  
          (a)(1).)  The victims compensation board may sets on services  
          for which reimbursement is provided and may set maximum billing  
          rates.  (Gov. Code  13957.2.)  According to board personnel,  
          the current reimbursement rate is the MediCal payment rate, plus  
          20%. 




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          This bill includes a provision stating that the board shall pay  
          claims submitted by medical providers for the costs of medical  
          examination and treatment of sexual assault victims, unless an  
          alternative source is available.  It appears that in order to  
          receive federal grants for sexual assault response programs, an  
          alternative source of payment for medical treatment of sexual  
          assault victims cannot be the victim or the victim's insurance  
          carrier.  



































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          It thus appears that a local government would be the only likely  
          alternative source of payment for medical treatment costs.   
          Interested parties have stated that under current practice,  
          medical providers often submit medical treatment bills to local  
          law enforcement in addition to bills for forensic  
          (prosecution-related) examinations.  

          Personnel from the Victims Compensation Board have raised  
          questions about how the board would confirm that a bill  
          submitted by a medical provider was truly for medical treatment  
          of a sexual assault victim.  Medical privacy laws would likely  
          prohibit submission of medical records - charts, interviews,  
          clinical findings - to document the claim, unless the victim  
          authorized release of the information.

          DOES THIS BILL REQUIRE PROVIDERS OF MEDICAL CARE FOR SEXUAL  
          ASSAULT VICTIMS TO SEEK COMPENSATION DIRECTLY FROM THE VICTIMS  
          OF CRIME FUND?

          CAN MEDICAL PROVIDERS SUBMIT BILLS FOR THE TREATMENT OF SEXUAL  
          ASSAULT VICTIMS TO A LOCAL GOVERNMENT ENTITY - LIKELY LAW  
          ENFORCEMENT OR PROSECUTION - AS AN ALTERNATIVE TO BILLING THE  
          VICTIMS COMPENSATION BOARD?

          HOW WOULD THE MEDICAL PROVIDER DOCUMENT THAT SERVICES FOR WHICH  
          REIMBURSEMENT ARE SOUGHT INVOLVED TREATMENT OF A SEXUAL ASSAULT  
          VICTIM?

          5.  Minimum Standards for Medical Treatment of Sexual Assault  
            Victims; Confusing Construction of the Statute concerning  
            Examination of Sexual Assault Victims  

          Existing law requires medical providers to follow specified  
          standards or protocols for treatment of sexual assault victims.   
          This bill specifies that these prescribed standards - including  
          notification to law enforcement, obtaining consent, examination  
          for injuries, collection of evidence, and other requirements -  
          apply to forensic examinations.





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          The bill separately and simply further provides that a health  
                                care provider shall "follow minimum standards for medical  
          examination and treatment" of sexual assault victims.  The bill  
          does not specifically state what such minimum standards are.   
          The bill does, however, specify that where a victim consents to  
          a medical examination as part of a forensic examination, the  
          examination shall include specified actions - documentation of  
          injuries, inspection of the victim's body and clothing, et  
          cetera.

          It appears that the construction of this - Penal Code Section  
          13823.11 - may be faulty.  The section is drafted such that  
          virtually all provisions in the statute constitute minimum  
          standards for forensic examinations.  However, it appears that  
          some subdivisions of Section 13823.11 do not reasonably apply to  
          forensic examinations. 

          SHOULD THE BILL SPECIFICALLY PROVIDE WHAT CONSTITUTES "MINIMUM  
          STANDARDS" FOR MEDICAL EXAMINATION AND TREATMENT OF SEXUAL  
          ASSAULT VICTIMS?

          SHOULD PENAL CODE SECTION 13823.11 - WHICH CONCERNS EXAMINATIONS  
          AND TREATMENT OF SEXUAL ASSAULT VICTIMS - SEPARATELY SET OUT  
          REQUIREMENTS FOR FORENSIC EXAMINATIONS FROM OTHER PROVISIONS?


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