BILL ANALYSIS                                                                                                                                                                                                    



                                                                  SB 109
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          SENATE THIRD READING
          SB 109 (Ron Calderon)
          As Amended  June 8, 2009
          Majority vote 

           SENATE VOTE  :24-13  
           
           BUSINESS & PROFESSIONS     7-2  JUDICIARY             7-3       
           
           ----------------------------------------------------------------- 
          |Ayes:|Hayashi, Eng, Hernandez,  |Ayes:|Feuer, Brownley, Evans,   |
          |     |Nava,                     |     |Jones,                    |
          |     |John A. Perez, Ruskin,    |     |Krekorian, Lieu, Monning  |
          |     |Hill                      |     |                          |
          |-----+--------------------------+-----+--------------------------|
          |Nays:|Conway, Smyth             |Nays:|Tran, Knight, Silva       |
          |     |                          |     |                          |
           ----------------------------------------------------------------- 

           APPROPRIATIONS      12-3                                        
           
           ----------------------------------------------------------------- 
          |Ayes:|De Leon, Nielsen,         |     |                          |
          |     |Ammiano,                  |     |                          |
          |     |Charles Calderon, Coto,   |     |                          |
          |     |Davis, Duvall, Fuentes,   |     |                          |
          |     |Hall, John A. Perez,      |     |                          |
          |     |Skinner, Torlakson        |     |                          |
          |     |                          |     |                          |
          |-----+--------------------------+-----+--------------------------|
          |Nays:|Harkey, Miller, Audra     |     |                          |
          |     |Strickland                |     |                          |
          |     |                          |     |                          |
           ----------------------------------------------------------------- 

           SUMMARY  :  Revises the definition of "auction" to include real  
          estate sales, revises notification requirements, and requires  
          the return of deposits and fees within certain timeframes, as  
          specified.  Specifically,  this bill  :   

          1)Deletes the general exemption of real property sales under the  
            definition of "auction," except judicial and nonjudicial  
            foreclosure sales, as specified, and sales in which an  
            obligation secured by a security interest in personal property  








                                                                  SB 109
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            or fixtures is also secured by an interest or an estate in  
            real property.

          2)Includes real property in the definition of "goods."

          3)Permits an auctioneer or auction company to satisfy the  
            signage requirement for an electronic auction by requiring any  
            person who wishes to bid to acknowledge electronically that  
            the auction is being conducted in compliance with relevant law  
            before being allowed to bid.

          4)Requires an auctioneer or auction company to post or  
            distribute to the audience:

             a)   The terms, conditions, restrictions, and procedures  
               whereby goods will be sold at the auction, and a  
               description of all fees, both refundable and nonrefundable,  
               that will be levied as a condition of bidding, and announce  
               any changes to those terms, conditions, restrictions,  
               procedures, and fees prior to the beginning of the auction  
               sale; and,

             b)   With respect to auctions of real property, during which  
               one or more properties will be auctioned with reserve, a  
               clear explanation of the terms "auctioned with reserve" and  
               "sale subject to seller confirmation, approval, or  
               acceptance," and the procedures and timelines to be used in  
               connection with sales that are subject to these  
               requirements.

          5)Requires an auctioneer or auction company to return, or cause  
            to be returned, all deposits and fees collected from the  
            bidder in connection with an auction as follows:

             a)   If a buyer did not purchase goods at the sale, within  
               two working days after an auction;

             b)   After an auction sale of real property sold subject to  
               seller confirmation, approval, or acceptance:

               i)     Within five working days after the high bidder's  
                 offer is rejected; or, 

               ii)    Within 15 working days after the high bidder's offer  








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                 is made and the seller fails to respond to the offer.

             c)   In the case of an auction sale of real property sold  
               subject to beneficiary or mortgagee confirmation, approval,  
               or acceptance, if the property is proposed to be sold for  
               less than the full amount owed the beneficiary or  
               mortgagee: 

               i)     Within five working days after the high bidder's  
                 offer is rejected by the beneficiary or mortgagee; or, 

               ii)    Within five working days after a request by the high  
                 bidder, if the beneficiary or mortgagee fails to respond  
                 to the offer and more than 15 working days have passed  
                 since the date of the auction. 

          6)Permits an auction company or auctioneer to satisfy the refund  
            requirements by instructing the escrow agent to return all  
            funds placed on deposit by the bidder, and permits an auction  
            company to act as the agent of the seller, beneficiary, or  
            mortgagee for this purpose. 

           FISCAL EFFECT  :  According to the Assembly Appropriations  
          Committee, minor, if any, nonreimbursable local incarceration  
          costs as this bill expands an existing crime. 

           COMMENTS  :  According to the author's office, "SB 109 protects  
          Californians who bid on real estate during real property  
          auctions, such as those which have become popular among banks to  
          dispose of foreclosed homes.  It does so by removing the  
          exemptions for sales of real estate that currently exist within  
          the Auctioneer and Auction Companies Law (Civil Code Sections  
          1812.600 et seq.).  Removing the exemption will require those  
          who auction real property to post a bond with the Secretary of  
          State; require auction companies and auctioneers to provide  
          bidders for real property the terms, conditions, restrictions,  
          and procedures by which the property will be sold at auction  
          prior to the beginning of the auction sale; disclose the  
          existence and amount of any liens or other encumbrances on the  
          property, if any exist; return, in a timely manner, the blank  
          check or deposit of each bidder whose bid is not accepted by the  
          seller; and, subject auction companies and auctioneers of real  
          property to specified fines for failure to comply with the law."  









                                                                  SB 109
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          Public auction of land by the government is strictly regulated  
          by various code sections, but there is no specific authority  
          governing auctions of homes by private individuals and entities.  
            Due to the rise of foreclosures, the auction market is growing  
          as an efficient way to sell properties that would otherwise sit  
          on the traditional market for months.  According to the National  
          Auctioneers Association, the national market for real estate  
          live auctions grew about 5.3% in 2007 to $16.8 billion, and a  
          total of about $58.4 billion worth of all types of real estate  
          was sold in live auctions during 2007. 

          Although the perception exists that items sold at auction go to  
          the highest bidder, sometimes real estate is sold by "reserve  
          auction," in which property may not go to the highest bidder if  
          the reserve price, which may not be disclosed during the  
          auction, is not reached.  


           Analysis Prepared by  :    Sarah Huchel / B. & P. / (916) 319-3301  



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