BILL ANALYSIS                                                                                                                                                                                                    



                                                                  SB 217
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          Date of Hearing:   July 7, 2009

                       ASSEMBLY COMMITTEE ON HIGHER EDUCATION
                              Anthony Portantino, Chair
                       SB 217 (Yee) - As Amended:  May 6, 2009

           SENATE VOTE  :   35-3
           
          SUBJECT  :   Public postsecondary education: executive officer  
          compensation.

           SUMMARY  :   Prohibits the California State University (CSU) Board  
          of Trustees (Trustees) from increasing the monetary compensation  
          or approving payment of a bonus for any executive officer in any  
          year in which the amount of General Fund monies appropriated to  
          that segment is less than or equal to the amount appropriated in  
          the immediately preceding fiscal year and requests the  
          University of California (UC) Board of Regents (Regents) comply  
          with these provisions.  Specifically,  this bill  :   

          1)Prohibits the CSU Trustees from increasing the monetary  
            compensation of or approving payment of a monetary bonus to  
            any executive officer in any fiscal year in which the amount  
            of state General Fund monies appropriated in the annual Budget  
            Act to that segment is equal to or less than the amount  
            appropriated in the immediately preceding fiscal year. 

          2)Defines "executive officer" as including, but not limited to:

             a)   For CSU:  The CSU Chancellor, a vice chancellor or an  
               executive vice chancellor, the general counsel, the  
               Trustees' secretary, or the president of an individual  
               campus.

             b)   For UC:  The UC president, a vice president, the  
               treasurer or assistant treasurer, the general counsel, the  
               Regents' secretary, or the chancellor of an individual  
               campus.

          3)Defines "monetary compensation" as including, but not limited  
            to, a salary, a vehicle allowance, and a housing allowance.

          4)Applies these compensation restrictions only to executive  
            officers entering into a new or renewing an existing  
            employment contract on or after January 1, 2010.








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          5)Requests the UC Regents to comply with this prohibition.

           EXISTING LAW  requires meetings of state bodies, including UC and  
          CSU, to be open and public, requires state bodies to publish a  
          specific agenda and notice of each meeting at least 10 days in  
          advance of the meeting, and requires executive compensation, as  
          defined, to be publicly disclosed.  

           FISCAL EFFECT  :   Unknown

           COMMENTS  :    Background  :  UC has 10 campuses, five medical  
          centers, more than 200,000 students, and over 100,000 employees.  
           CSU has 23 campuses, more than 400,000 students and over 50,000  
          employees.  Each is the largest system of its kind in the world.

           Existing restrictions on state employees' executive  
          compensation  :  The Department of Personnel Administration sets  
          and adjusts salaries for each classification in state service.   
          There are currently no restrictions on executive compensation  
          for state employees; however, legislation is pending that would  
          freeze state salaries over $150,000, including those at UC and  
          CSU, until January 1, 2012 [AB 53 (Portantino), held in the  
          Assembly Appropriations Committee, and AB 224 (Portantino),  
          pending in the Senate].

           National comparison of UC and CSU executive salaries  :  The CSU  
          Trustees and UC Regents determine the compensation levels for  
          executive personnel.  Compensation typically reflects  
          compensation levels paid at comparable institutions nationwide.   
          In its most recent survey of executive compensation (October  
          2004), the California Postsecondary Education Commission found  
          that CSU Presidents lagged national comparators by 37.8% while  
          UC Chancellors earned 37.5% less than their colleagues in other  
          states.  A November 2008 annual salary and compensation survey  
          of college presidents conducted by the Chronicle of Higher  
          Education found, in part, that the median salary for presidents  
          of public four-year colleges was $427,000.  All but one of the  
          UC and CSU presidents fell below the median.  Of the 184 public  
          four-year institutions with student enrollments of more than  
          10,000, 52 of the presidents had total compensation which  
          exceeded that of any UC or CSU president.    
           
           Issues to consider  :









                                                                  SB 217
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          1)Debt Service:  General Fund appropriations include the amounts  
            needed to pay for existing debt service obligations.  Bonds  
            for such projects may be sold at different times and for  
            different rates.  A bond sold at a much better rate may result  
            in significantly lower debt service payments resulting in a  
            lower General Fund appropriation.  

          2)Deferral:  The state often defers millions of dollars of  
            General Fund monies from one year to the next as a  
            budget-balancing mechanism.  How should such deferrals be  
            accounted for in determining if a General Fund appropriation  
            is more or less than from one year to the next? 

           Arguments in support  :  According to the author, "Like every  
          nearly every other higher education stakeholder (students,  
          faculty, and service workers), executives who make upwards of  
          $200,000 and enjoy other generous compensation (such as housing  
          and car allowances, relocation expenses, etc.) should also have  
          to share the burden during difficult budget years."  The  
          California Federation of Teachers argues, "While we understand  
          the need for the University to pay comparable salaries to  
          similar institutions, we believe the Regents need to consider  
          the extraordinary constraints of our present economic  
          condition."

           Arguments in opposition  :  UC and CSU argue that this measure  
          will exacerbate the effects of significant decreases in General  
          Fund appropriations in recent years and hamper their ability to  
          offer competitive salaries for the foreseeable future.  Both  
          institutions have instituted salary freezes for senior  
          management positions, as well as significant budget-reducing  
          measures and state the need to have the flexibility to achieve  
          savings without impacting their ability to attract and retain  
          top staff and maintain their educational quality.

           REGISTERED SUPPORT / OPPOSITION  :

           Support 
           
          American Federation of State, County and Municipal Employees
          California Faculty Association
          California Federation of Teachers
          California Nurses Association
          California State Employees Association
           








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            Opposition 
           
          California State University
          University of California


           Analysis Prepared by  :    Sandra Fried / HIGHER ED. / (916)  
          319-3960