BILL ANALYSIS                                                                                                                                                                                                    







                      SENATE COMMITTEE ON PUBLIC SAFETY
                             Senator Mark Leno, Chair                S
                             2009-2010 Regular Session               B

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          SB 265 (Runner)                                             
          As Introduced February 24, 2009 
          Hearing date:  April 28, 2009
          Penal Code
          AA:mc

                                        PAROLE:

             "HOUSE ARREST" ALTERNATIVE TO PRISON FOR PAROLE VIOLATIONS  


                                       HISTORY

          Source:  Author

          Prior Legislation: Proposition 6 - 2008 statewide ballot; failed  
          passage
                       SB 441 (Haynes) - 1997; died in Assembly Public  
          Safety Committee
                        SB 1698 (Haynes) - 1996; provisions amended out
                                SB 447 (Haynes) - 1995; died in Senate  
          Criminal Procedure Committee

          Support: Los Angeles District Attorney's Office

          Opposition:None known
           


                                        KEY ISSUES
           
          SHOULD a "house arrest" alternative to returning parole violators to  
          prison, with specified features, requirements and limitations, BE  




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          ENACTED?

          SHOULD $20 million BE APPROPRIATED FOR a new Parole Reentry Fund for  
          offender reentry into communities, as specified?   




                                       PURPOSE

          The purpose of this bill is to 1) enact a "house arrest"  
          alternative to returning parole violators to prison, with  
          specified features, requirements and limitations; and 2)  
          appropriate $20 million to a new Parole Reentry Fund for  
          offender reentry management and services, as specified.   
          
           Existing law  generally provides that inmates serving a  
          determinate term of imprisonment shall be released on parole for  
          a period of three years.  (Penal Code  3000, subd. (b)(1).) Sex  
          offenders who have served a determinate term of imprisonment are  
          released on parole for a period of five years.  Specified sex  
          offenders serving indeterminate (life) terms are released on  
          parole for a period of 10 years.  (Penal Code  3000, subd.  
          (b)(1) and (3).)

           Existing law  provides that any person released from prison on  
          parole may be released from parole after 1 year, or 2 years for  
          violent felonies, unless CDCR recommends to the contrary.   
          (Penal Code  3001.)

           Existing law  provides that longer periods of parole apply to  
          specified crimes, for example lifetime parole for persons  
          sentenced to life imprisonment with the possibility of parole.   
          (Penal Code  3000.1.)

           Existing law  includes these additional provisions:

           Prisoners on parole shall remain under the legal custody of  
            the department and shall be subject at any time to be taken  
            back within the enclosure of the prison.  (Penal Code  3056.)




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           Any person who has been returned to prison after revocation of  
            parole may be held for 12 months, and an additional 12 months  
            for prison misconduct.  The person shall then be released on  
            parole for the balance of the period of parole.  (Penal Code   
            3057.)

           Prisoners, with the exception of life prisoners, may earn  
            custody credits for work and approved programs to reduce the  
            period of custody following revocation of parole.  (Penal Code  
             3057.)

           The parole authority - now the Board of Parole Hearings -  
            shall have full power to suspend or revoke any parole, and to  
            order returned to prison any prisoner upon parole.  The  
            written order of the parole authority shall be a sufficient  
            warrant for any peace or prison officer to return to actual  
            custody any conditionally released or paroled prisoner.   
            (Penal Code  3060.)

           Parole revocation proceedings and parole revocation extension  
            proceedings may be conducted by a panel of one person.  (Penal  
            Code  3063.6.)

           No parole shall be suspended or revoked without cause, which  
            cause must be stated in the order suspending or revoking the  
            parole.  (Penal Code  3063.)

           Existing law  creates the Board of Parole Hearings (BPH) and  
          makes certain provisions with respect to its powers and duties.   
          (Penal Code  5075 et seq.)

           Under current law  BPH has "full power to suspend or revoke any  
          parole and to order returned to prison any prisoner upon parole.  
           The written order of the parole authority shall be a sufficient  
          warrant for any peace or prison officer to return to actual  
          custody any conditionally released or paroled prisoner."  (Penal  
          Code  3060.)

           This bill  would establish a mandatory "house arrest" parole  




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          violation sanction to be imposed in lieu of state prison for  
          certain parolees who have been found to have violated parole,  
          with the following features and requirements:

          Eligibility
          

           This bill  would provide that BPH, or a presiding deputy  
          commissioner, upon finding that a person has violated parole,  
          shall require that person to serve a period of revocation on  
          GPS-monitored house arrest in lieu of imprisonment in the state  
          prison if all of the following apply:



                 The parolee has not violated parole for a felony offense  
               for which he or she is awaiting prosecution.

                 The parolee has never been convicted of a violent  
               felony, specified gang felonies,<1> or a registerable sex  
               offense, as specified.  
                 The parolee has been evaluated by CDCR using COMPAS or  
               another standardized risk assessment tool and has not been  
               found to be violent or of high risk to public safety.

                 The maximum period of revocation is no greater than 10  
               months.

                 The parolee serves the term of revocation in an  
               appropriate residential property, as determined by BPH,  
               which is not occupied by any other person on parole.

                 The parolee agrees not to leave the premises except for  
               medical or natural emergencies, or as expressly permitted  
               for employment or drug treatment, and shall at all times  
               wear a GPS or other monitoring device.

                 The parolee posts a cash or surety bond of not less than  

             --------------------------
          <1>   Specifically, a felony violation of Penal Code section  
          186.22.



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               $10,000, which would be required to be forfeited in the  
               event he or she leaves his or her residence without the  
               express consent of his or her parole agent or in response  
               to a verifiable medical or other emergency, as specified.    


                 The parolee is prohibited from earning more than  
               one-half the credits he or she could earn were he or she  
               returned to prison.

                 The parolee abides by all additional conditions of  
               parole.



           This bill  would provide that a parolee shall be deemed to have  
          been returned to custody, as specified, during the period he or  
          she is on GPS-monitored house arrest.





          GPS, Other Equipment

          

           This bill  would require that the GPS monitoring system or other  
          equipment necessary to monitor parolees under its provisions "be  
          procured through a competitive request for proposals (RFP)  
          process, which shall evaluate factors including cost  
          effectiveness and reliability of available products."



          Penalties



           This bill  would require that a parolee on house arrest pursuant  




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          to the above-detailed terms "may be immediately returned to the  
          custody of (CDCR) for the remainder of his or her period of  
          revocation in the event the parolee violates any condition of  
          parole or GPS-monitored house arrest or if the monitoring device  
          ceases to function for any reason."



           This bill  would provide that the "(w)illful unauthorized  
          departure by the parolee from the designated residence, except  
          as required as a result of a verifiable medical or other  
          emergency, even temporarily, is flight from custody, a felony  
          punishable by imprisonment in the state prison for 16 months, or  
          two or three years."
          
          Parolee Reentry Fund

           This bill  would establish "in the State Treasury the Parolee  
          Reentry Fund for the purpose of funding contracts for parolee  
          mentoring and workforce preparation programs to be awarded by  
          the Secretary of (CDCR), . . . ."   

           This bill would provide that the "purpose of these programs is  
          to target critical funding to assist and prepare offenders for  
          return to their communities in an effort to reduce recidivism  
          rates and the high costs and threat to public safety associated  
          with the prevalent cycle of incarceration, release, and return  
          to prison.  The programs are also intended to provide support,  
          opportunities, mentoring, education, and training to offenders  
          on parole."

           This bill  would provide that the "parameters of the programs  
          shall be as follows:



          (1) The programs shall focus on helping parolees make and  
          sustain long-term attachments to the workforce.

          (2) The programs shall offer parolees critical support services  




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          and referral for housing, addiction, and other services through  
          a case management component.  The program will also offer  
          opportunities for positive social support through a mentoring  
          component.

          (3) The secretary may authorize programs that employ daily  
          check-in facilities, Global Positioning System (GPS) devices,  
          voiceprints, or other technologies to monitor the daily  
          activities of parolee participants, especially those who are not  
          actively employed or participating in classes."

           This bill  would require that recipients of these funds:

                 would be "required to have extensive expertise in  
               designing, managing, monitoring, and evaluating mentoring,  
               workforce, and comprehensive programs specific to parolees,  
               including demonstrated evidence of an effective prisoner  
               reentry program model. 
                 For purposes of awarding contracts, contract recipients  
               shall be required to have extensive related experience  
               working with federal, state, or local government agencies."



           This bill  would appropriate $20 million from the General Fund to  
          the Parolee Reentry Fund for the 2009-10 fiscal year and  
          annually thereafter.

           This bill  makes specified legislative findings and declarations  
          concerning parole, the incidence and effect of parole  
          violations, and "the intent of the Legislature that the state  
          correctional system focus greater emphasis and resources on the  
          successful reintegration of parolees into our communities and  
          the Legislature accordingly enacts the Parolee Mentoring and  
          Monitoring Act of 2009."
                                          
              RECEIVERSHIP/OVERCROWDING CRISIS AGGRAVATION IMPLICATIONS
          
          California continues to face a severe prison overcrowding  
          crisis.  The Department of Corrections and Rehabilitation (CDCR)  




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          currently has about 170,000 inmates under its jurisdiction.  Due  
          to a lack of traditional housing space available, the department  
          houses roughly 15,000 inmates in gyms and dayrooms.   
          California's prison population has increased by 125% (an average  
          of 4% annually) over the past 20 years, growing from 76,000  
          inmates to 171,000 inmates, far outpacing the state's population  
          growth rate for the age cohort with the highest risk of  
          incarceration.<2>

          In December of 2006 plaintiffs in two federal lawsuits against  
          CDCR sought a court-ordered limit on the prison population  
          pursuant to the federal Prison Litigation Reform Act.  On  
          February 9, 2009, the three-judge federal court panel issued a  
          tentative ruling that included the following conclusions with  
          respect to overcrowding:

               No party contests that California's prisons are  
               overcrowded, however measured, and whether considered  
               in comparison to prisons in other states or jails  
               within this state.  There are simply too many  
               prisoners for the existing capacity.  The Governor,  
               the principal defendant, declared a state of emergency  
               in 2006 because of the "severe overcrowding" in  
               California's prisons, which has caused "substantial  
               risk to the health and safety of the men and women who  
               work inside these prisons and the inmates housed in  
               them."  . . .  A state appellate court upheld the  
               Governor's proclamation, holding that the evidence  
               supported the existence of conditions of "extreme  
               peril to the safety of persons and property."  
               (citation omitted)  The Governor's declaration of the  
               state of emergency remains in effect to this day.

               ----------------------
          <2>  "Between 1987 and 2007, California's population of ages 15  
          through 44 - the age cohort with the highest risk for  
          incarceration - grew by an average of less than 1% annually,  
          which is a pace much slower than the growth in prison  
          admissions."  (2009-2010 Budget Analysis Series, Judicial and  
          Criminal Justice, Legislative Analyst's Office (January 30,  
          2009).)



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               . . .  the evidence is compelling that there is no  
               relief other than a prisoner release order that will  
               remedy the unconstitutional prison conditions.

               . . .

               Although the evidence may be less than perfectly  
               clear, it appears to the Court that in order to  
               alleviate the constitutional violations California's  
               inmate population must be reduced to at most 120% to  
               145% of design capacity, with some institutions or  
               clinical programs at or below 100%.  We caution the  
               parties, however, that these are not firm figures and  
               that the Court reserves the right - until its final  
               ruling - to determine that a higher or lower figure is  
               appropriate in general or in particular types of  
               facilities.

               . . .

               Under the PLRA, any prisoner release order that we  
               issue will be narrowly drawn, extend no further than  
               necessary to correct the violation of constitutional  
               rights, and be the least intrusive means necessary to  
               correct the violation of those rights.  For this  
               reason, it is our present intention to adopt an order  
               requiring the State to develop a plan to reduce the  
               prison population to 120% or 145% of the prison's  
               design capacity (or somewhere in between) within a  
               period of two or three years.<3>

          The final outcome of the panel's tentative decision, as well as  
          any appeal that may be in response to the panel's final  
          decision, is unknown at the time of this writing.
          ---------------------------
          <3>  Three Judge Court Tentative Ruling, Coleman v.  
          Schwarzenegger, Plata v. Schwarzenegger, in the United States  
          District Courts for the Eastern District of California and the  
          Northern District of California United States District Court  
          composed of three judges pursuant to Section 2284, Title 28  
          United States Code (Feb. 9, 2009).



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           This bill  appears to aggravate the prison overcrowding crisis  
          outlined above.


                                      COMMENTS

          1.  Stated Need for This Bill

           The author states:

             (1)  California is the only state in the nation that annually  
               commits more offenders to state prison following parole  
               violation than from court after conviction of a felony.
             (2)  Use of limited prison cells for short term incarceration  
               of three to six months is a costly process that strains our  
               correctional system.
             (3)  Both the public and certain nonviolent offenders may be  
               better served with a system that includes greater use of  
               GPS-monitored house arrest as an alternative to a return to  
               prison.
             (4)  Savings achieved by implementing a monitored house  
               arrest option can be dedicated in part to a more  
               comprehensive and publicly accountable system of parole  
               mentoring and training programs designed to reduce  
               recidivism.
             (5)  If the state correctional system focuses greater  
               emphasis and resources on the successful reintegration of  
               parolees back into our communities, then long term savings  
               could be achieved and some of the human costs of crime  
               averted. 
          
          2.  What This Bill Would Do

           As explained in detail above, this bill would establish a  
          statutory framework for a "house arrest" alternative to  
          returning parole violators to prison, with the following key  
          features:

                 For eligible parole violators, the bill's "house arrest"  




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               alternative to return to custody would be mandatory on the  
               Board of Parole Hearings.
                 The program would apply to parolees never convicted of a  
               violent felony, specified gang felony, or registerable sex  
               offense.
                 Eligibility would be limited to parolees who do not  
               score "violent" or "high risk" on COMPAS, the risk needs  
               instrument used by CDCR. 
                 The house arrest would be required to occur in an  
               appropriate residential property with no other person on  
               parole.
                 The parolee would be constrained to the premises except  
               for authorized treatment or employment, except for  
               emergencies, as specified.
                 The parolee would be required to wear a GPS or other  
               monitoring device at all times.
                 The parolee would be required to post a cash or surety  
               bond of not less than $10,000, to be forfeited if he or she  
               leaves the residence without authority.



          The bill would provide that parolees who violate these terms, or  
          "if the monitoring device ceases to function for any reason,"  
          may "immediately" be returned to the custody of CDCR for the  
          remainder of his or her period of revocation.  The bill also  
          would make it a felony for a "(w)illful unauthorized departure  
          by the parolee from the designated residence, except as required  
          as a result of a verifiable medical or other emergency, even  
          temporarily . . .  "  


          Finally, the bill would appropriate $20 million to a new Parole  
          Reentry Fund for offender reentry into communities.  These  
          programs would:  



                 focus on helping parolees make and sustain long-term  
               attachments to the workforce;




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                 offer parolees critical support services and referral  
               for housing, addiction, and other services through a case  
               management component;  

                 offer opportunities for positive social support through  
               a mentoring component; and

                 authorize programs that employ daily check-in  
               facilities, GPS, voiceprints, or other technologies to  
               monitor the daily activities of parolee participants,  
               especially those who are not actively employed or  
               participating in classes.



          3.  Parole Reform  


          As noted by the author, the current parole revocation  
          system resulting in a large number of parolees being  
          returned to prison for parole violations is a costly system  
          that may not support the long-term goals of successfully  
          reintegrating offenders into the community.  The need for  
          parole reform in California has been underscored by many  
          experts for several years.  In June of 2007 the Expert  
          Panel on Adult Offender and Recidivism Reduction  
          Programming<4> issued a number of recommendations  
          concerning parole reform in California.  That report now  
          forms a basis for measuring progress in prison reform.<5>    




          The December 2007 report issued by the Governor's Rehabilitation  
          Strike Team ("RST") made the following observations and  
          ---------------------------
          <4>  Expert Panel on Adult Offender and Recidivism Reduction  
          Programming, Report to the California State Legislature ("EPR")  
          (2007) (see http://www.cdcr.ca.gov/News/ExpertPanel.html).
          <5>   See AB 900 (Solorio) (Ch. 7, Stats. 2007).



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          recommendations concerning parole reform in California:


               Every major report on the California corrections  
               system since the early 1980s has recommended  
               fundamental parole reform.  In fact, in nearly all of  
               these reports, parole reform is the major  
               recommendation.  The RST reviewed these reports and  
               began its work by convening a one-day meeting with key  
               stakeholders to discuss how best to prioritize these  
               recommendations and address the AB 900 benchmarks . .  
               . .  More than a dozen follow-up meetings were held  
                                          with subsets of the original attendees between  
               June-December, 2007 as the RST worked on specific  
               issues, as discussed below.  

               A consensus quickly emerged from these meetings that  
               California is using resources to send individuals in  
               and out of prison rather irrespective of the risk  
               posed by any given person.  As a result, a large  
               percentage of nonviolent 
               criminals accumulate extensive criminal records as a  






















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               souvenir of the catch-and-release system.<6>  Despite  
               their records, they may not be any more dangerous than  
               their counterparts in other states who are  
               successfully handled through an array of  
               community-based intermediate sanctions.  The key to  
               reducing the number of parolees who return to prison  
               lies in matching the risks and needs of individual  
               parolees to evidence-based rehabilitation and work  
               programs, providing incentives and rewards to parolees  
               to enroll and complete those programs, and
               when parole violations do occur, using structured  
               parole violation guidelines to impose intermediate  
               community-based sanctions rather than prison if  
               appropriate.  AB 900 and the (Expert Panel Report  
               ----------------------
          <6>  Earlier in its report the RST explained "catch and release"  
          as follows:  "The upshot is that more than 25,000 parole  
          violators annually go through the arduous parole violation  
          process-which includes a formal revocation hearing with a parole  
          commissioner, court reporter, parole officer, attorney  
          representing the parolee, and often law enforcement and  
          witnesses.  If the parole violation charges are sustained at  
          this hearing (and they almost always are), the parolee is then  
          transported by bus to a reception center, his/her "C"  
          (corrections history) file requested from CDCR center records  
          storage (which can take weeks to retrieve), and the reception  
          center begins the process of assessing-physical, mental, gang  
          affiliations, sensitive needs-and recommending that the inmate  
          be "endorsed" to serve time in a specific prison.  At some point  
          during that routine processing of parole violators, many  
          prisoners will be released, having served the required sentence  
          before the reception process is complete.  They will parole  
          right out of the reception center, and the State will again pay  
          for their transportation back to their county of commitment. . .  
          .  This system of 'catch and release' makes little sense from  
          either a deterrence, incapacitation, treatment, or economic  
          standpoint.  Parolees quickly learn that being revoked from  
          parole doesn't carry serious consequences, and the State will  
          have paid thousands of dollars to classify, assess, test, and  
          endorse inmates to prison who will not be there long enough to  
          serve a prison term."  (RST report, Id, ft. 4, pp. 77-78.)



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               ("EPR")) report endorse these recommendations as well,  
               calling for: 

                           The use of a California validated  
                    risk-of-recidivism assessment tool to match  
                    parolee risks with available resources.
                           "The CDCR shall conduct assessments of  
                    all inmates that include ? criminal activity ?  
                    which shall be used to place inmates in programs  
                    that will aid their reentry to society and that  
                    will most likely reduce the inmate's chances of  
                    reoffending."  (AB 900, . 2.5,  3020)
                           Select and utilize a risk assessment tool  
                    to assess offender risk to reoffend. (EPR  
                    recommendation 3)
                           Incentives and rewards to encourage  
                    parolee progress and success:
                       o              "The Department of Corrections  
                         and Rehabilitation shall determine and  
                         implement a system of incentives to increase  
                         inmate participation in, and completion of,  
                         academic and vocational education ?" (AB 900  
                          2054.2)
                       o              "Enact legislation to expand ?  
                         positive reinforcements for offenders who  
                         successfully complete their rehabilitation  
                         program requirements and fulfill their  
                         parole obligations in the community." (EPR  
                         recommendation 2)
                       o              "Implement an earned discharge  
                         parole supervision strategy for all parolees  
                         released from prison after serving a period  
                         of incarceration for an offense other than  
                         those listed as serious and violent . . .   
                         (EPR recommendation 2c)
                           Policy-driven approaches to parole  
                    violations using a decision-making matrix and  
                    graduated community-based sanctions:
                        o               "CDCR will develop and  
                          implement a plan to obtain additional  




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                          rehabilitation and treatment services for  
                          prison inmates and parolees." (AB 900   
                          2062)
                        o               "Reentry program facilities  
                          shall provide programming to inmates and  
                          parole violators tailored to the specific  
                          problems faced by this population when  
                          reintegrating into society." (AB 900   
                          6272)
                        o               "Develop structured  
                          guidelines to respond to technical parole  
                          violations based on the risk to re-offend  
                          level of the offender and the seriousness  
                          of the violation." (EPR recommendation  
                          11)<7>



          As explained in detail above, this bill would set up a mandatory  
          "house arrest" alternative for parole revocations for certain  
          parolees in lieu of returning them to prison.  The author and/or  
          members of the Committee may wish to discuss how this bill's  
          approach is consistent with, or differs from, the expert  
          recommendations for parole reforms described above.



          IS THIS BILL CONSISTENT WITH THE PAROLE REFORMS RECOMMENDED BY  
          NUMEROUS EXPERTS WHO HAVE STUDIED CALIFORNIA'S PAROLE SYSTEM?



          4.  Current Practice and Authority; The "PVDMI"

           

          ---------------------------
          <7>   Meeting the Challenges of Rehabilitation in California's  
          Prison and Parole System, A Report From Governor  
          Schwarzenegger's Rehabilitation Strike Team (Dec. 2007), pp.  
          79-80 (emphasis added).



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          CDCR currently is piloting a new Parole Violation Decision  
          Making Instrument (PVDMI).  This instrument is consistent with  
          recommendations made by the Expert Panel, the Rehabilitation  
          Strike Team, and others who have examined CDCR's parole  
          system.<8>  The instrument is being used in four parole units,  
          one in each of four parole regions.  CDCR expects PVDMI to be  
          used in all of its parole units by the end of this year.  



          As explained by CDCR, the PVDMI is a validated instrument for  
          determining the most appropriate sanctions for parole  
          violations.



               The Parole Violation Decision Making Instrument  
               (PVDMI) brings evidence based risk assessment,  
               research and best practices into the parole revocation  
               decision making process.  Prior to the implementation  
               of the PVDMI, the parole violation decision making  
               process was based entirely on the experience and/or  
               subjective opinion of the parole agent.  This process  
               dictated program placement or responses to violations  
               that often varied by agent to agent, parole unit, or  
               parole region. 



               The PVDMI assesses the parolee's risk for recidivism  
               using the California Static Risk Assessment (CSRA) in  
               conjunction with the severity of the parole violation  
               (based on a severity index) to determine an  
               appropriate and proportionate response to the  
               violation.  The parolee's risk score and the severity  
               ----------------------
          <8>   See December 2007 Rehabilitation Strike Team Report to the  
          Governor; June 2007 California Expert Panel Report; and November  
          2003 Little Hoover Commission Report entitled, "Back to the  
          Community: Safe and Sound Parole Policies."  




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               of the violation determine the recommended response to  
               the violation.  As the offender's risk level or the  
               severity of the violation escalates, the recommended  
               response escalates as well. 



               Additionally, the PVDMI gives the agent a  
               recommendation of specific programs that fall within a  
               range of responses that are consistent with the risk  
               and severity of the violation.  This process not only  
               reduces subjective responses, it keeps a consistent  
               approach to program placement and violation of parole  
               responses by parole agents regardless of where they  
               are working within the state.



               . . .  The instrument is being piloted in four parole  
               units in order to determine its effectiveness within  
               the CDCR population.  During the pilot phase the  
               procedures will be closely monitored to determine the  
               instrument's usefulness and effectiveness.  Similar  
               instruments have been developed and are currently  
               utilized in numerous other states.  According to a  
               2001 National Institute of Corrections (NIC) study, of  
               29 jurisdictions involved in the research, none  
               reported an increase in new crimes among parolees and  
               many actually experienced a reduction in parole  
               revocations.  The CDCR Office of Research is working  
               with the University of California, Irvine Center for  
               Evidence-Based Corrections to determine whether this  
               instrument delivers similar positive results in  
               California.<9>



          The PVDMI is tooled for a wide range of sanctions that can be  
          imposed for violations:


          ---------------------------
          <9>    See http://www.cdcr.ca.gov/PVDMI/Q_and_A.html.



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               There are many alternative sanctions that are  
               available utilizing the PVDMI. Examples of sanctions  
               include a referral to the Board of Parole Hearings  
               (BPH) recommending revocation, placement in a  
               community based program, electronic in-home detention  
               (EID), placement in a residential program and a  
               referral to closely supervised in-custody programs  
               such as In Custody Drug Treatment Program (ICDTP).  



               Through continued use of the PVDMI, the Division of  
               Adult Parole Operations (DAPO) will be able to  
               effectively evaluate program utilization and make  
               adjustments accordingly.  As additional data related  
               to program placement and utilization is received, DAPO  
               will be able to effectively identify the need for  
               specific programs.  The information collected through  
               the PVDMI process will enable CDCR/DAPO to more  
               effectively expand programs based on the specific  
               needs of the returning parolee population within each  
               community.<10>  


          As currently drafted this bill would mandate that its "house  
          arrest" sanction be imposed for eligible parolees in lieu of  
          returning them to prison.  With the exception of the bond, the  
          sanctions this bill would mandate already can be employed as  
          parole violation sanctions, and to some extent already are part  
          of the PVDMI.  For example, geographic restrictions and curfew  
          requirements are part of the PVDMI "moderately intensive"  
          response.  In addition, parole agents have begun to implement  
          intermediate sanctions, such as electronic monitoring, in lieu  





          ---------------------------
          <10>  Id.






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          of prison for non-serious parole violators.<11>  Presumably,  
          because this bill frames its sanctions as an alternative to  
          sending a violator back to prison, it essentially would operate  
          as one sanction tool included in the most intensive violation  
          responses on the PVDMI.  However, in light of the PVDMI, the  
          author may wish to refine this bill to clarify and potentially  
          narrow this sanction proposal in a manner clearly consistent  
          with, and reflected by, the PVDMI.
            

          IS THIS BILL CONSISTENT WITH THE PVDMI?



          IS THE APPROACH PROPOSED BY THIS BILL EVIDENCE BASED?



          5.  Eligible Parolees; COMPAS  



          Among other things, this bill would limit parolee eligibility  
          for its proposal to parolees who have   never been convicted of  
          a violent felony, specified gang felonies, or a registerable sex  
          offense, as specified.  The author may wish to consider  
          specifying, through a cross reference, the term "violent  
          felony."  In addition, the bill would limit its application to  
          parolees who have "been evaluated by CDCR using COMPAS or  
          another standardized risk assessment tool and (have) not been  
          found to be violent or of high risk to public safety."  The risk  
          assessment conducted by CDCR does not find an inmate or parolee  
          to not be violent.  CDCR assessments are on an inmate's "risk to  
          reoffend" broken down into three categories -- low risk, medium  
          risk, and high risk to reoffend.  The author may wish to amend  
          the bill to reflect the CDCR assessments.




          ---------------------------
          <11>  RST Report, p. 16.




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          SHOULD THIS BILL BE REFINED TO REFLECT THE FUNCTIONAL FINDINGS  
          OF A COMPAS ASSESSMENT?



          6.  GPS

           

          This bill would require parolees on house arrest to "at all  
          times wear a GPS or other monitoring device."  Currently, CDCR  
          uses GPS for its sex offender parolees.  In addition, according  
          to its website CDCR notes that, "GPS has proven to be an  
          effective risk management tool for supervising high-risk persons  
          on parole who are likely to reoffend, where prevention and  
          knowledge of their whereabouts is a high priority for  
          maintaining public safety."  In addition, the Division of Adult  
          Parole Operations ("DAPO") "can utilize EID (electronic in-home  
          detention) as a supervision tool to monitor a curfew restricting  
          parolee's to their home.  The DAPO's parole agents can utilize  
          the EID program as an additional casework supervision tool.  EID  
          may be considered when addressing violations of parole, the law,  
          or for enhanced supervision."



          Members and/or the author may wish to discuss the current  
          ability of DAPO to use GPS and electronic monitoring for  
          parolees, and how this bill, which would make it a mandatory  
          tool for certain parole violators, would or would not improve  
          this current capability.  As suggested above, members and/or the  
          author may wish to consider whether the GPS aspect of this bill  
          should be addressed in the context of the current PVDMI process  
          for identifying and imposing an appropriate parole violation  
          sanction.



          WOULD THE GPS/ELECTRONIC MONITORING PROVISIONS OF THIS BILL  
          PROMOTE PUBLIC SAFETY BY PROMOTING PAROLE COMPLIANCE?




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           IS THE GPS PROVISION OF THIS BILL CONSISTENT WITH THE PVDMI?



          7.  Bond

           

          This bill would require that parolees subject to "house arrest"  
          under its provisions post a cash or surety bond of not less than  
          $10,000, which would be "forfeited in the event he or she leaves  
          his or her residence without the express consent of his or her  
          parole agent or in response to a verifiable medical or other  
          emergency."  The forfeiture of cash or the surety bond and the  
          relief from such forfeiture would be governed by laws applicable  
          to bail bonds.



          This proposal appears to be intended as analogous to a bail  
          bond.  However, imposing a bond requirement as part of a parole  
          revocation is different from the traditional concept of a bail  
          bond.



               The right to freedom by bail pending trial is  
               interrelated to the Anglo-Saxon doctrine that one  
               accused is presumed innocent until proven guilty  
               beyond a reasonable doubt.  A pretrial detainee's  
               traditional right to freedom before conviction permits  
               the unhampered preparation of a defense, and serves to  
               prevent the infliction of punishment prior to  
               conviction.  The right to bail is a fundament of  
               liberty underpinning our criminal proceedings, and is  
               an essential guardian of the presumption of innocence.  
                Furthermore, the right of an accused to freedom  




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               pending trial is inherent in the concept of a liberty  
               interest protected by the due process clause of the  
               Fourteenth Amendment.  Even so, the states are free to  
               deny bail completely in appropriate cases.<12>  



          "The purpose of bail is to assure the defendant's attendance in  
          court when his or her presence is required, whether before or  
          after conviction.  Bail is not a means of punishing the  
          defendant, nor should there be a suggestion of revenue to the  
          government."<13>  "Excessive bail may not be required.  In  
          fixing the amount of bail, the court must take into  
          consideration: (a) the seriousness of the offense charged; (b)  
          the previous criminal record of the defendant; and (c) the  
          probability of the defendant appearing at the trial or hearing.   
          Moreover, a person may be released on his or her own  
          recognizance in the court's discretion.  (Cal. Const., Art. I,  
          12.)."<14>  "Although the "right" to bail has constitutional  
          recognition in the prohibition against excessive bail, bail is  
          not always a matter of right.  However, with certain exceptions,  
          a defendant charged with a criminal offense "shall be released  
          on bail." (Cal. Const., Art. I, 12) . . . ."<15>
          There are a number of considerations the Committee and/or the  
          author may wish to discuss concerning this novel proposal for  
          the use of bonds in the context of parole, including:

                 Would this proposal be in violation of the Fourteenth  
               Amendment's guarantee of due process and equal protection  
               of the law in that only the privileged would be able to  
               post the bond? 
                 Would this proposal violate the Eighth Amendment  
             --------------------------
          <12>    8A Am Jur 2d Bail and Recognizance  11 (citations  
          omitted).
          <13>   4 Witkin Cal. Crim. Law Pretrial  78 (citations  
          omitted).
          <14>   4 Witkin Cal. Crim. Law Pretrial  79 (citations  
          omitted).
          <15>   4 Witkin Cal. Crim. Law Pretrial  80 (some citations  
          omitted).



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               protections against cruel and unusual punishment in that  
               financial status could become the determining factor for  
               punishment over and above what the law prescribes for  
               punishment?
                 Would this proposal place additional burdens on offender  
               families and friends by   holding them responsible for bond  
               forfeiture if they offer a bond and the offender violates  
               the conditions of the bond?
                 What new role in the criminal justice system would  
               result for private bondsmen?

          Opponents to a similar bill in 1997, SB 441 (Haynes), expressed  
          concerns about that measure, which are equally relevant to this  
          bill:

               This provision also raises serious concerns about the  
               possibility of creating a dual standard of justice.   
               Consider two convicted felons, both of whom have  
               violated parole in the same fashion.  The first felon  
               does not have the resources to post a parole bond and  
               is sent back to state prison.  The second felon,  
               having the financial resources to post a parole bond,  
               remains free in society . . .  (T)he unintended  
               consequence of this state of affairs would be to  
               undermine such rational basis as currently exists for  
               the parole revocation process.<16>

               It is difficult to determine what role the bail agent  
               would have in the supervision of a parole violator as  
               this legislation is amended.  Why have a parole  
               violator placed on a bail bond when his or her parole  
               violation is not serious enough to have their parole  
               revoked?  Is the state now entering into a new program  
               of having bail agents supervise certain parole  
               violators who have the funding to put up bail?  What  
               will the role of the parole officer then be in  
               ----------------------
          <16> Comments of the California Peace Officers Association and  
          California Police Chiefs Association, as cited in the Assembly  
          Committee on Public Safety Analysis of SB 441 (Haynes), July 8,  
          1997.



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               continuing the supervision of parolees when they have  
               purchased a parole bond?<17>



          DO THESE CONCERNS AND CONSIDERATIONS OUTWEIGH ANY POTENTIAL  
          BENEFIT OF THE BOND PROPOSAL IN THIS BILL?



          8.  New Felony  



          This bill would enact a new felony for the "(w)illful  
          unauthorized departure by the parolee from the designated  
          residence, except as required as a result of a verifiable  
          medical or other emergency, even temporarily, . . . "    This  
          provision would violate ROCA; therefore, the author may wish to  
          delete this provision from the bill.



          SHOULD THE NEW FELONY ENACTED BY THIS BILL BE DELETED?
















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          ---------------------------
          <17>   Comments of the California State Sheriffs' Association,  
          as cited in the Assembly Committee on Public Safety Analysis of  
          SB 441 (Haynes), July 8, 1997.











          9.  Violations; Potential for Savings  

          As explained above, the author's intent with this bill in part  
          is to achieve savings.  However, the current structure of the  
          bill suggests that any savings resulting from a reduction in  
          parolees returned to prison for parole violations may be  
          diminished by the bill's broad provisions for revoking a parolee  
          to prison if its provisions are violated.  This bill would  
          provide that a parolee on house arrest pursuant to the  
          above-detailed terms may be immediately returned to the custody  
          of CDCR for the remainder of his or her period of revocation in  
          the event the parolee violates  any  condition of parole, or if  
          the GPS or monitoring device ceases to function for any reason.   
          These are very broad revocation bases.  The author may wish to  
          consider refining this language to employ the PVDMI instrument  
          described above for violations of this bill's provisions.



          10.  Parole Reentry Fund


           This bill would appropriate $20 million annually from the  
          General Fund for a Parolee Reentry Fund.  Funds from this  
          program would be intended to assist in offender reentry into the  
          community through workforce attachment, housing addition and  
          other case management services and "programs that employ daily  
          check-in facilities, Global Positioning System (GPS) devices,  
          voiceprints, or other technologies to monitor the daily  
          activities of parolee participants, especially those who are not  
          actively employed or participating in classes."  Recipients  
          would be required to have "extensive expertise in designing,  
          managing, monitoring, and evaluating mentoring, workforce, and  
          comprehensive programs specific to parolees, including  
          demonstrated evidence of an effective prisoner reentry program  
          model," and "extensive related experience working with federal,  
          state, or local government agencies."





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          There are existing models for statutory grant programs which  
          address matters the Committee and/or the author may regard as  
          appropriate for this provision.  Those issues include but are  
          not limited to:

                 establishing competitive grants for these monies;
                 establishing standards and processes for weighing and  
               awarding grants;
                 requiring that programs be evidence-based;
                 requiring reporting and evaluation provisions;
                 requiring that programs not supplant existing programs  
               (if recipients are publicly funded); and
                 providing for the costs of administering these programs.

          SHOULD THESE DETAILS BE INCLUDED IN THIS PROPOSAL?


          11.  Valdivia



           This bill would provide that a parolee on house arrest pursuant  
          to its terms may be "immediately returned" to prison for the  
          remainder of his or her period of revocation in the event the  
          parolee violates any condition of parole or GPS-monitored house  
          arrest or if the monitoring device ceases to function for any  
          reason.  The  Valdivia v. Schwarzenegger  lawsuit requires the  
          Board of Parole Hearings to provide parolees facing revocation  
          with an attorney, a probable cause hearing, and a revocation  
          hearing, as specified.  Providing for an immediate return to  
          prison, if it bypasses these requirements, would appear to  
          violate  Valdivia  .



          WOULD THIS BILL VIOLATE  VALDIVIA  ?

             

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