BILL ANALYSIS                                                                                                                                                                                                    






                             SENATE JUDICIARY COMMITTEE
                           Senator Ellen M. Corbett, Chair
                              2009-2010 Regular Session


          SB 359                                                      
          Senator Romero                                              
          As Amended May 5, 2009
          Hearing Date: May 12, 2009                                  
          Government Code                                             
          GMO:rm                                                 
                                                                 
                                                                      
                                        SUBJECT
                                           
             California Public Records Act:  Exemptions from Disclosure

                                      DESCRIPTION  

          This bill would update the statute within the California Public  
          Records Act (CPRA) that contains an alphabetical list of records  
          that are exempt from disclosure.  

          The bill also would require that a standing committee of the  
          Legislature introduce a bill at the beginning of each two-year  
          session, that would update this alphabetical list of records  
          exempt from disclosure under the CPRA.

                                      BACKGROUND  

          In 2004, the people of California passed Proposition 59 by an  
          overwhelming 83 percent vote.  Proposition 59 guarantees the  
          constitutional right of the public to access public records,  
          favoring transparency, open disclosure, and the narrow reading  
          of exemptions from public disclosure provided by statute.   
          Proposition 59 is enshrined in the California Constitution as  
          Article 1, Section 3.

          The California Public Records Act governs the disclosure of  
          information collected and maintained by public agencies. (Gov.  
          Code Sec. 6250 et seq.)  Generally, all public records are  
          required to be open to public inspection upon request, unless  
          the record requested is exempt from public disclosure. (Sec.  
          6254.)  There are 30 general categories of documents or  
          information that are exempt from disclosure, essentially due to  
          the nature of the information, and unless it is shown that the  
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          public's interest in disclosure outweighs the public's interest  
          in non-disclosure of the information, the exempt information may  
          be withheld by the public agency with custody of the  
          information.  In addition to the general categories listed in  
          Section 6254, there is an alphabetical list of records that are  
          exempt, according to statutory exemptions provided under federal  
          and state law. (Sec. 6275 et seq.)

          The list of exemptions under the CPRA changes each year due to  
          new laws regarding privacy and personal information, needs of  
          law enforcement and homeland security, court decisions, and  
          other governmental and business records confidentiality  
          requirements.  The list has grown and has been added to, deleted  
          from, and exemptions have been modified over time.  As a result,  
          the public has sometimes been confused (as well as the agencies  
          and regulators who use the CPRA daily) as to which exemptions  
          are current.

          This bill is intended to update the CPRA alphabetical list of  
          exempted records and ensure it is updated periodically in the  
          future.

                                CHANGES TO EXISTING LAW
           
           Existing law , the California Public Records Act, governs the  
          disclosure of information collected and maintained by public  
          agencies. (Gov. Code Sec. 6250 et seq.)  Generally, all public  
          records are open to public inspection, unless the record  
          requested is exempt from public disclosure. (Sec. 6254.)  A  
          public record may be exempt from disclosure if it is identified  
          by statute or pursuant to any other state or federal law that  
          makes a particular record confidential. (Sec. 6254(k).) There  
          are 30 general categories of documents or information that are  
          exempt from disclosure, essentially due to the character of the  
          information, and unless it is shown that the public's interest  
          in disclosure outweighs the public's interest in non-disclosure  
          of the information, the exempt information may be withheld by  
          the public agency with custody of the information.  

           Existing law  creates an alphabetical index of the many code  
          sections that an agency can rely on to justify non-disclosure of  
          particular records (Sec. 6275 et seq.)  This provision declares  
          the Legislature's intent to, after January 1, 1999, list and  
          describe each addition or amendment to a statute that exempts  
          any information contained in a public record from disclosure.   
          However, the provision also declares that listing of a statute  
                                                                      



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          in this alphabetical index does not in itself create an  
          exemption.

           Existing law  , Article 1, Section 3 of the California  
          Constitution, guarantees the constitutional right of the public  
          to access public records, favoring transparency, open  
          disclosure, and the narrow reading of exemptions from public  
          disclosure provided by statute.  As a result, each statute that  
          exempts records from disclosure contains findings consistent  
          with Proposition 59.  These exemptions are not necessarily  
          contained within the CPRA, but may be listed in the alphabetical  
          index.

           This bill  would update the list of exemptions to the publicly  
          accessible public records list under the CPRA by adding to the  
          list or amending existing items on the list. 

           Existing law  does not identify when the alphabetical index of  
          the records exempt from disclosure must be updated.  

           This bill  would require that, in the first year of each two-year  
          session of the Legislature, a standing committee of the  
          Legislature introduce a bill to update the list of exemptions to  
          the CPRA publicly accessible public records, in order to assist  
          members of the public and state and local agencies in  
          identifying those exemptions.  The introduced bill would  
          incorporate changes to the list of exemptions that were enacted  
          during the previous two-year session.
           
                                       COMMENT
           
          1.    Stated need for the bill  

          The author states that since Section 6275 was enacted in 1998,  
          there have been many exemptions added to the list of exemptions  
          from the CPRA, but the list has not been kept completely up to  
          date to reflect all new legislation that makes certain records  
          confidential.

          "Going forward, the index [in Sec. 6275] could be kept updated  
          on a [periodic] basis by tracking chaptered bills that include  
          Proposition 59 findings.  Committee staff could [periodically]  
          request that Legislative Counsel prepare a bill to update the  
          index.  One suggestion is to make this request in the fall so  
          that it is based on chaptered bills from the just-completed  
          session," the author writes.
                                                                      



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          While the author and sponsors originally proposed an annual  
          bill, the latest amendments to the bill reflect the author's  
          statement above, and a more efficient way of updating the CPRA  
          exempted documents index under Section 6275.

          2.   Biannual bill to update the alphabetical list; list not  
            exhaustive nor meant to be 100% accurate
           
          This bill would follow up on the string of bills enacted in past  
          years that added or amended records exempted from the CPRA  
          disclosure requirements, but did not amend the alphabetical  
          index of exempted records.  This bill contains a directive to a  
          standing committee of the Legislature to introduce a bill at the  
          beginning of every two-year session to adjust the list according  
          to newly-enacted state and federal laws that affect the  
          exemptions.  While the bill does not specify which committee  
          would introduce such a bill, it could be the Judiciary Committee  
          of either house of the Legislature, or another standing  
          committee such as Governmental Organization that has  
          jurisdiction over the CPRA or relevant portions of the Act.

          The objective of the directive is to ensure that the index is as  
          accurate as possible at any given time.  The author states that  
          Legislative Counsel conducted an exhaustive review of the index  
          and legislation to identify all records that must be on the  
          list.  This was necessary because a record could become exempt  
          from disclosure pursuant to Section 6254(k) ("records, the  
          disclosure of which is exempted or prohibited pursuant to  
          federal or state law, including but not limited to, provisions  
          of the Evidence Code relating to privilege").

          It should be noted that the bill creates no new exemptions, and  
          the placement (or non-placement) of a record on the alphabetical  
          list is not a guarantee of whether it is or is not exempt.  The  
          list is intended to simply provide a tool to the public and to  
          state and local agencies in identifying (as quickly as possible)  
          those records that are exempt from a public records request and  
          to accommodate the need to have, in one place, a more or less  
          exhaustive list of exemptions to the CPRA.

          3.   Supporting arguments for the bill

           The California Newspaper Publishers Association (CNPA), sponsor  
          of SB 359, supports this comprehensive update of the  
          alphabetical and descriptive index of code sections that can  
                                                                      



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          provide a basis for nondisclosure of public records under the  
          CPRA.  The CNPA sponsored the bill that created the alphabetical  
          index in 1998 (SB 143, Kopp, Ch. 620, Stats. 1998).  At that  
          time, CNPA states, "Sen. Kopp and CNPA thought the index would  
          become a valuable tool for requesters and custodians of public  
          records alike because of the interesting structure of the CPRA.   
          Many provisions of the law that may provide a basis for  
          nondisclosure of a record are contained within the "four  
          corners" of the law, with most found in Sec. 6254.  Subdivision  
          (k) of that section, however, additionally allows nondisclosure  
          of records 'exempted or prohibited pursuant to federal or state  
          law... .'  These laws are found throughout the codes, from  
          Agriculture to Welfare and Institutions."  The CNPA concludes by  
          saying that "SB 359 promotes government transparency and  
          efficiency of government agencies in responding to requests for  
          public records."

          The California State Association of Counties (CSAC) agrees,  
          noting that "[t]here has been no organized, comprehensive effort  
          to update the PRA exemption index since it was established in  
          statute more than a decade ago.  [The] measure seeks to bring  
          the index up-to-date, consistent with legislative changes that  
          have made certain records confidential in the intervening 11  
          years."

          4.   Conflict  

          This bill has been identified by Legislative Counsel as amending  
          provisions that are also being amended by AB 1540 (Assembly  
          Committee on Health).  This conflict should be resolved prior to  
          enrollment of the bill, should it pass both houses, to avoid  
          chaptering out those provisions.


           Support  : Office of the Attorney General; California State  
          Association of Counties

           Opposition  : None Known
                                           
                                       HISTORY
           
           Source  : Author and California Newspaper Publishers Association  
          (sponsor)

           Related Pending Legislation  : None Known
           
                                                                      



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          Prior Legislation  :

          SB 143 (Kopp, Ch. 620, Stats. 1998) created the alphabetical  
          list of exempted records.

          The following bills amended one or more provisions of the  
          alphabetical list of exemptions:

          AB 973 (Chan, Ch. 241, Stats. 2001, Sec. 1)
          AB 171 (Cohn, Ch. 424, Stats. 2003, Sec. 1)
          AB 1298 (Hancock, Ch. 750, Stats. 2004, Secs. 1 & 2)
          SB 111 (Knight, Ch.193, Stats. 2004, Secs. 30 & 32)
          AB 3081 (Committee on Judiciary, Ch. 182, Stats. 2004, Sec. 38)
          SB 1743 (Bowen, Ch. 689, Stats. 2006, Sec. 10)
          AB 1750 (Committee on Health, Ch. 577, Stats. 2007, Sec. 3)
          AB 2749 (Gaines, Ch. 501, Stats. 2008, Sec. 24)

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