BILL ANALYSIS                                                                                                                                                                                                    



                                                                  SB 365
                                                                  Page  1

          Date of Hearing:   July 8, 2009

                           ASSEMBLY COMMITTEE ON EDUCATION
                                Julia Brownley, Chair
                    SB 365 (Ducheny) - As Amended:  April 23, 2009

           SENATE VOTE  :   22-14
           
          SUBJECT  :   State Allocation Board

           SUMMARY  :  Makes changes to the composition of the State  
          Allocation Board (SAB) and transfers the duties, functions, and  
          staff of the Office of Public School Construction (OPSC) within  
          the Department of General Services (DGS) to the SAB.   
          Specifically,  this bill  :   

          1)Requires the SAB, rather than the Director of the DGS, to  
            administer the School Facility Program (SFP).

          2)Eliminates the position of executive officer within the DGS  
            appointed by the Governor.
           
          3)Adds three additional public members to the SAB to be  
            appointed by the Governor.  Specifies that the appointees  
            shall have relevant experience, including, but not limited to,  
            experience in either of the following areas:

             a)   Educational facilities construction, engineering or  
               finance; or, 

             b)   Expertise in compliance with the federal Americans with  
               Disabilities Act or other planning and construction  
               standards for pupils with special needs.

          4)Provides that the members appointed by the Governor shall  
            serve staggered terms.  Two of the four public members  
            appointed after the enactment of this bill shall serve a  
            two-year term and two shall serve a four-year term.  Upon the  
            expiration of these terms, subsequent public members shall  
            serve four-year terms.  Authorizes the reappointment of the  
            public members to an additional term or terms.

          5)Changes the Director of Finance or his or her designee, and  
            the Director of General Services or his or her designee to  
            nonvoting members of the SAB.








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          6)Requires the DGS to provide assistance to the SAB as the SAB  
            requires, including, but not necessarily limited to, the  
            provision of the office space necessary to administer the  
            affairs of the SAB at a cost and in an amount comparable to  
            the accommodations of the SAB as of January 1, 2009.

          7)Requires the SAB, by a majority vote of the voting members, to  
            elect a chair and vice chair from its membership to serve  
            one-year terms.  Provides that the chair and vice chair shall  
            be eligible to serve no more than two consecutive terms.

          8)Requires the SAB, by a majority vote of the voting members, to  
            do all of the following:

             a)   Appoint an executive officer, who shall serve at the  
               pleasure of the SAB;
             b)   Determine the salary and other compensation of the  
               executive officer; and, 

             c)   Employ additional staff members, and secure office space  
               and furnishings, as necessary to support the executive  
               officer in the performance of his or her duties.

          9)Eliminates the position of assistant executive officer.

          10)Provides that on or after January 1, 2010, the OPSC shall be  
            transferred from the jurisdiction of the DGS to that of the  
            SAB.  Provides that effective January 1, 2010, the civil  
            service staff of the OPSC shall be transferred to the SAB with  
            no loss of civil service rights and privileges that pertained  
            to those employees prior to that date.

          11)Provides that effective January 1, 2010, the general services  
            planning officer, procurement officer, and executive officer  
            of the OPSC shall be transferred to the SAB and on and after  
            that date, shall service at the pleasure of the SAB.   
            Specifies that on and after January 1, 2010, a vacancy in any  
            of these positions shall be filled through an appointment by  
            the Governor, upon recommendation by the SAB.  Provides that  
            the duties and salary of each officer shall be determined by  
            the SAB.

           EXISTING LAW  establishes the SAB and requires the SAB to adopt  
          rules and regulations for the administration of the SFP and  








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          appropriate state education bond funds to eligible local  
          education agencies.  Existing law also requires the Direction of  
          the DGS to administer the SFP.

           FISCAL EFFECT  :  According to the Senate Appropriations  
          Committee, transferring the functions of almost 150 employees  
          from OPSC to the SAB is cost neutral.  However, as OPSC is  
          currently established within DGS, it does benefit from the  
          assistance of non-OPSC DGS staff to perform certain functions  
          related to administration and legislative and legal affairs.  It  
          is likely the OPSC would need to hire about 5 or 6 positions at  
          a total approximate cost of $600,000 to keep current services  
          intact.  Most of these costs would likely be covered from bond  
          funds.

           COMMENTS  : Currently, the SAB is comprised of the following ten  
          members: the Director of the Department of Finance (DOF) or  
          his/her designee; the Director of DGS or his/her designee; the  
          Superintendent of Public Instruction or his/her designee; an  
          individual appointed by the Governor; three members of the  
          Senate appointed by the Senate Committee on Rules, two of whom  
          shall belong to the majority party and one of whom shall belong  
          to the minority party; and three members of the Assembly  
          appointed by the Speaker of the Assembly, two of whom shall  
          belong to the majority party and one of whom shall belong to the  
          minority party.  The chair of the SAB is and has been the DOF  
          representative for many years, if not since its inception, even  
          though the statute is silent on chair and vice chair positions.   


          Current law authorizes the SAB to apportion funds for the  
          construction of school facilities and to establish any  
          qualifications, procedures and policies, and rules and  
          regulations it deems necessary to administer and expend funds  
          made available for school facility construction purposes.  The  
          SAB meets 11 times a year on a monthly basis, except in  
          November.  

          Current law also establishes the OPSC within the DGS and  
          authorizes DGS to assign an executive officer to the OPSC.  The  
          executive officer may be appointed by the Governor, upon  
          recommendation of the Director of DGS and serves at the  
          Director's pleasure.  The OPSC serves as staff to the SAB and  
          among other things, implements and administers the SFP and other  
          programs of the SAB, prepares recommendations for the SAB's  








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          review and approval, prepares regulations, policies and  
          procedures which carry out the mandates of the SAB, and prepares  
          agendas for the SAB meetings.

          The genesis of this bill derived from former Senator Bob  
          Margett, who, as a member of the SAB, witnessed conflicts  
          between executive officers, who are appointed by the Governor,  
          and the assistant executive officers, who are appointed by the  
          SAB, due to the incongruent governance structure.  There were  
          also concerns expressed that the executive officer report to  
          multiple bosses - the Governor, DGS, and the SAB - and it is  
          unclear which entity takes precedent.  Senator Margett  
          introduced SB 1585 in 2006, which proposed the placement of OPSC  
          employees, including the executive officer, under the direct  
          control of the SAB.  Senator Margett withdrew the bill to allow  
          the Little Hoover Commission to study the governance structure  
          of the SAB, including its interaction with OPSC and the DGS, and  
          make recommendations.  In August 2007, the Commission issued its  
          report titled "The State Allocation Board:  Improving  
          Transparency and Structure," which, among other things, made the  
          following three recommendations:

          1)The SAB should be reformed to increase public and expert  
            participation, better balance executive and legislative roles  
            and improve accountability and better represent California's  
            geographic diversity.  The report proposed specific changes to  
            the SAB composition, recommended that members serve staggered,  
            fixed terms and recommended that the director of the  
            Department of Finance or his or her designee serve as the  
            statutory chair of the SAB.

          2)The SAB should be an independent entity. Staff and functions  
            of the OPSC should be transferred from the DGS to the SAB  
            which could then contract with the DGS for administrative  
            support and contract for or hire its own legal services.   
            Additionally, it recommended that the SAB develop and submit  
            its own budget, hire its own executive officer and eliminate  
            the position of assistant executive officer with those  
            functions reallocated, as appropriate, to the executive  
            officer and deputy executive officer of the SAB.

          3)To increase its transparency to the public and stakeholders,  
            the board should formally adopt its own rules of order.

          In its review, the Little Hoover Commission opined that the SAB,  








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          while operating adequately, potentially was vulnerable to  
          political manipulation.  The transfer of the OPSC staff directly  
          to the SAB responds to concerns raised by the Commission that  
          the SAB should be an independent entity with the authority to  
          develop its own budget and hire its own executive officer.  The  
          Commission also suggested that the legislative majority and  
          pleasure appointments on the SAB had, on occasion, permitted  
          politics to trump policy in allocation decisions.  

          In 2007, Senator Margett introduced SB 1552, which was similar  
          but not identical to this bill, implementing some of the Little  
          Hoover Commission recommendations.  SB 1552 was held on the  
          Assembly Appropriations Committee's suspense file.  This bill  
          varies in the number of public appointments by the Governor.   
          This bill adds three additional public members to be appointed  
          by the Governor and changes the DOF and DGS representatives to  
          nonvoting members.  Under this bill, the SAB will increase from  
          10 to 13 members, including two who are nonvoting members.  Both  
          bills transfer the function of the OPSC to the SAB, authorize  
          the SAB to appoint the Executive Officer and eliminate the  
          position of Assistant Executive Officer.  However, while SB 1552  
          maintains a deputy executive officer, this bill does not,  
          although nothing prohibits the SAB from appointing one if it  
          chooses to do so. 

           Committee amendments  :

          1)This bill limits the chair and vice chair positions to two  
            consecutive one-year terms.  Given the technical nature of  
            school facility construction, it may be beneficial to have  
            chairs with some experience.  Staff recommends extending the  
            term limits to three or four consecutive one-year terms.  

          2)This bill transfers the OPSC staff from DGS to the SAB  
            effective January 1, 2010.  This results in personnel changes  
            in the middle of a fiscal year and may not provide adequate  
            time to make administrative changes.  Staff recommends  
            changing the effective date to July 1, 2010.

          3)There is conflict between sections 3 and 4 of the bill  
            regarding the appointment of the Executive Officer.  Section 3  
            authorizes the SAB to make appointment while section 4  
            requires the Governor to make the appointment.  Staff  
            recommends striking the language in section 4.









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          4)This bill is silent on appointment of legal counsel.   
            Currently, the legal counsel is staff to the DGS and is  
            appointed by the Director of DGS to serve the SAB.  Staff  
            recommends clarifying that the SAB has authority to appoint  
            its own legal counsel or seek counsel assistance from the  
            Attorney General's office.

          5)This bill transfers the general services planning officer and  
            procurement officer from DGS to the SAB.  However, these are  
            currently not independent positions, but rather, services  
            currently provided by DGS.  Staff recommends deleting these  
            positions from the transfer.  

           Arguments in Support  .  The Advancement Project states, "We  
          believe that while operating adequately, the State Allocation  
          Board could benefit from strengthening the board's governance  
          structure, equipping it with independent staff, streamlining its  
          management, and enhancing its accountability, transparency, and  
          efficiency for the purpose of improving educational outcomes of  
          California's children and youth."

           REGISTERED SUPPORT / OPPOSITION  :

           Support 
           
          Advancement Project
           
            Opposition 
           
          None on file 

           Analysis Prepared by  :    Sophia Kwong Kim / ED. / (916) 319-2087