BILL ANALYSIS                                                                                                                                                                                                    



                                                                  SB 399
                                                                  Page  1

          SENATE THIRD READING
          SB 399 (Yee)
          As Amended  August 16, 2010
          Majority vote

           SENATE VOTE  :23-15  
           
           PUBLIC SAFETY       4-2         APPROPRIATIONS      9-6         
           
           ----------------------------------------------------------------- 
          |Ayes:|Ammiano, Furutani, Hill,  |Ayes:|Fuentes, Bradford, Coto,  |
          |     |Skinner                   |     |Davis,                    |
          |     |                          |     |De Leon, Gatto, Skinner,  |
          |     |                          |     |Torlakson, Torrico        |
          |     |                          |     |                          |
          |-----+--------------------------+-----+--------------------------|
          |Nays:|Hagman, Gilmore           |Nays:|Conway, Harkey, Miller,   |
          |     |                          |     |Nielsen, Norby, Solorio   |
          |     |                          |     |                          |
           ----------------------------------------------------------------- 
           SUMMARY :  Authorizes a prisoner who was under 18 years of age at  
          the time of committing an offense for which the prisoner was  
          sentenced to life without the possibility of parole (LWOP) to  
          submit a petition for recall and re-sentencing to the sentencing  
          court, as specified.  Specifically,  this bill  :   


          1)Provides that when a defendant who was under 18 years of age  
            at the time of the commission of the offense for which the  
            defendant was sentenced to imprisonment for LWOP has served at  
            least 10 years of that sentence, the defendant may submit to  
            the sentencing court a petition for recall and re-sentencing,  
            provided that defendants who have served 10 years but not more  
            than 15 years, as of January 1, 2011, shall not be permitted  
            to submit a petition for recall and re-sentencing pursuant to  
            this subdivision until they have served 15 years. 


          2)Requires that defendants who have served 15 or more years but  
            less than 25 years as of January 1, 2011 be permitted to  
            submit a petition for recall and re-sentencing as follows:


             a)   Those defendants who entered custody prior to July 1,  
               1993 may submit a petition in 2011;








                                                                  SB 399
                                                                  Page  2



             b)   Those defendants who entered custody on or after July 1,  
               1993 but prior to January 1, 1994, may submit a petition in  
               2012;


             c)   Those defendants who entered custody on or after January  
               1, 1994, but prior to July 1, 1994, may submit a petition  
               in 2013; and,


             d)   Those defendants who entered custody on or after July 1,  
               1994, but prior to January 1, 1995, may submit a petition  
               in 2014.


          3)Mandates the petition for hearing shall include the person's  
            statement that he or she was under the age of 18 years old at  
            the time of the crime and was sentenced to LWOP, and the one  
            of the following is true:


             a)   The defendant was convicted pursuant to felony murder or  
               aiding and abetting murder provisions of law;


             b)   The defendant does not have juvenile felony  
               adjudications for assault or other felony crimes with a  
               significant potential for personal harm to victims prior to  
               the offense for which the sentence is being considered for  
               recall;


             c)   The defendant committed the offense with at least one  
               adult codefendant; or,


             d)   The defendant has had no disciplinary actions for  
               violent activities in the last five years in which the  
               defendant was determined to be the aggressor.


          4)Requires that the defendant serve the original petition with  
            the sentencing court and a copy of the petition shall be  








                                                                  SB 399
                                                                  Page  3

            served on the agency that prosecuted the case. 


          5)Provides that if any of the information required to petition  
            the court for a hearing is missing from the petition, or if  
            proof of service on the prosecuting agency is not provided,  
            the court shall return the petition to the person and advise  
            him or her that the matter cannot be considered without the  
            missing information.  The defendant may re-submit a petition  
            with the information or proof of service.  


          6)States a reply to the petition, if any, shall be filed with  
            the court within 60 days of the date on which the prosecuting  
            agency is served with the motion, unless a continuance is  
            granted for good cause. 


          7)Provides that if the court finds by a preponderance of the  
            evidence that the statements in the petition are true, or if  
            no reply to the petition is filed, the court shall hold a  
            hearing to consider whether to recall the sentence and  
            commitment previously ordered and to re-sentence the defendant  
            in the same manner as if the defendant had not been previously  
            sentenced, provided that the new sentence, if any, is not  
            greater than the initial sentence. Victims, or victim family  
            members if the victim is deceased, shall retain the right to  
            participate in the hearing.


          8)Provides factors the court may consider when determining  
            whether to recall and re-sentence include, but are not limited  
            to, the following:


             a)   The defendant was convicted pursuant to felony murder or  
               aiding and abetting murder, as specified;


             b)   The defendant does not have juvenile felony  
               adjudications for assault or other felony crimes with a  
               significant potential for personal harm to victims prior to  
               the offense for which the sentence is being considered for  
               recall;









                                                                  SB 399
                                                                  Page  4


             c)   Prior to the offense for which the sentence is being  
               considered for recall, the defendant had insufficient adult  
               support or supervision and had suffered from psychological  
               or physical trauma, or significant stress;


             d)   The defendant suffers from cognitive limitations due to  
               mental illness, developmental disabilities, or other  
               factors that did not constitute a defense, but influenced  
               the defendant's involvement in the offense;


             e)   The defendant has performed acts that tend to indicate  
               rehabilitation or the potential for rehabilitation,  
               including, but not limited to, availing himself or herself  
               of rehabilitative, educational, or vocational programs, if  
               those programs have been available at his or her  
               classification level and facility, using self-study for  
               self-improvement, or taking action that demonstrates the  
               presence of remorse;


             f)   The defendant has maintained family ties or connections  
               with others through letter writing, calls, or visits, or  
               has eliminated contact with individuals outside of prison  
               who are currently involved with crime; and,


             g)   The defendant has had no disciplinary actions for  
               violent activities in the last five years in which the  
               defendant was determined to be the aggressor.


          9)States the court shall have the discretion to recall the  
            sentence and commitment previously ordered and to re-sentence  
            the defendant in the same manner as if the defendant had not  
            previously been sentenced, provided that the new sentence, if  
            any, is not greater than the initial sentence. 


          10)Mandates the court, in exercising its discretion, must  
            consider the criteria listed above.  Victims, or victim family  
            members if the victim is deceased, shall be notified of the  
            re-sentencing hearing and shall retain their rights to  








                                                                  SB 399
                                                                  Page  5

            participate in the hearing.


          11)States that if the sentence is not recalled, the defendant  
            may submit another petition for recall and re-sentencing to  
            the sentencing court when the defendant has been committed to  
            the custody of the department for at least 15 years; or if not  
            granted, after 20 years; or if not granted, after 24 years;  
            and a final petition may be submitted, and the response to  
            that petition shall be determined, during the 25th year of the  
            defendant's sentence.


          12)Provides that in addition to the criteria specified above,  
            the court may consider any other criteria that the court deems  
            relevant to its decision, so long as the court identifies them  
            on the record, provides a statement of reasons for adopting  
            them, and states why the defendant does or does not satisfy  
            the criteria.


          13)States that the provisions of this bill shall apply  
            retroactively and double-joints this bill to AB 2263 (Yamada),  
            currently pending on the Senate Floor. 

           FISCAL EFFECT  :   According to the Assembly Appropriations  
          Committee:

          1)Minor absorbable annual General Fund (GF) costs to the state  
            trial courts, likely less than $25,000 per year, to review and  
            respond to re-sentencing petitions, and to hold re-sentencing  
            hearings for petitions deemed eligible.  This assumes an  
            average of about 15 petitions per year, and an average of  
            about five hearings, at a cost of about $2,000 per hearing.

          These costs should be offset to a degree by an accompanying  
            reduction in writs of Habeas Corpus, by which inmates  
            challenge their convictions and /or sentences.  

          2)Potentially moderate annual out-year GF savings to the extent  
            inmates are re-sentenced from LWOP to life with the  
            possibility of parole.  For example, if three inmates per year  
            are re-sentenced and end up serving 30 years rather than 50  
            years, with the first re-sentenced inmates leaving prison in  
            2026, the annual savings of about $135,000 (per capita costs)  








                                                                  SB 399
                                                                  Page  6

            will increase annually, reaching about $2.7 million in 2046.  

           COMMENTS  :   According to the author, "The life-without-parole  
          sentence for youth is not applied fairly:  the sentence is  
          reserved for the worst, most heinous criminals, but is often  
          given to kids who didn't even kill anyone.  Statistics:  45% of  
          the youth sentenced to life in prison did not perform the murder  
          they were convicted of.  59% of youth sentenced to LWOP are  
          first-time offenders.

          "Many youth sentenced to LWOP acted with adults at the time of  
          their crimes, however, in many cases the youth was sentenced to  
          a worse penalty than the adult codefendant/s.  This reveals many  
          of the weakness in our legal system, in which a youth will plead  
          innocent to the murder charge (because he or she did not in fact  
          kill anyone) - and then be convicted of the murder under the  
          'felony-murder' or 'aiding and abetting' laws, while the adult  
          codefendant who performed the murder and plea bargained gets off  
          with a lesser sentence.  Statistics:  70% of the youth acted  
          under the influence of adults.  In 56% of these cases, the youth  
          received a higher sentence than the adult/s.

          "Youth are different from adults and should be evaluated  
          differently than adults, but the legal process often does not  
          take this into account.  Recent developments in brain science  
          have proven that youth are far more influenced by group behavior  
          than the same individuals will be as adults.  It is now widely  
          established that the adolescent brain has not yet fully  
          developed the ability to comprehend consequences and control  
          impulses.  Teens tend to act in concert with and be influenced  
          by others, and do things in the presence of peers they would  
          never do alone.  Unsurprisingly, over 75% of the youth sentenced  
          to LWOP acted within a group at the time of their crime.

          "The sentence has no deterrent effect on crime and is not  
          applied fairly between ethnic groups:  Latinos and blacks are  
          given the sentence at a much higher rate than whites, even after  
          differing crime rates between the groups are factored in.  The  
          U.S. is the only country in the world that sentences kids to  
          LWOP.  Many U.S. states have already banned the use of the life  
          without parole sentence for youth. 

          "SB 399 allows people who were sentenced as juveniles to LWOP,  
          after they have served at least 10 years of their sentence, to  
          submit a petition to the courts to request a sentence review  








                                                                  SB 399
                                                                  Page  7

          hearing.  To be accepted by the court, the petition would have  
          to demonstrate that the defendant has met specified criteria  
          relating to the circumstances of the crime and the  
          rehabilitation that may have occurred as the youth grew into an  
          adult in prison.  If the prisoner's record meets a high  
          threshold, the court could grant a re-sentencing hearing, at  
          which the person could make their case to be re-sentenced to  
          25-years-to-life.

          "There are about 250 people serving LWOP who were sentenced as  
          youth in California.  This bill will affect people such as  
          Anthony C., who was 16 and had never before been in trouble with  
          the law.  Anthony belonged to a 'tagging crew; that paints  
          graffiti.  One day, Anthony and his friend James went down to a  
          wash (a cement-sided stream bed) to graffiti.  James revealed to  
          Anthony that he had a gun in his backpack and when another group  
          of kids came down to the wash, James decided to rob them.  James  
          pulled out the gun, and the victim told him, 'If you don't kill  
          me, I'll kill you.'  At that point, Anthony thought the bluff  
          had been called, and turned to pick up his bike.  James shot the  
          other kid. 

          "The police told Anthony's parents that he did not need a  
          lawyer.  He was interviewed by the police and released, but  
          later re-arrested on robbery and murder charges.  Anthony was  
          offered a 16-years-to-life sentence before trial if he pled, but  
          he refused, believing he was innocent.  Anthony was found guilty  
          of first-degree murder and sentenced to LWOP.  Charged with  
          aiding and abetting, he was held responsible for the actions of  
          James.

          "Recognizing that teenagers are not fully matured at the time of  
          their sentencing, and recognizing that our legal process can  
          result in unjust sentences, this Act creates specific criteria  
          and a court review process that would result in the possibility  
          of a lesser sentence for those offenders whose crimes were less  
          and who have proven themselves to have changed as adults."

          Please see the policy committee for a full discussion of this  
          bill.
           

          Analysis Prepared by  :    Kimberly Horiuchi / PUB. S. / (916)  
          319-3744 









                                                                  SB 399
                                                                  Page  8


                                                                FN: 0006138