BILL ANALYSIS                                                                                                                                                                                                    







                      SENATE COMMITTEE ON PUBLIC SAFETY
                             Senator Mark Leno, Chair                S
                             2009-2010 Regular Session               B

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          SB 441 (Ducheny)                                            
          As Amended April 2, 2009 
          Hearing date:  April 28, 2009
          Penal Code
          AA:mc

                            CORRECTIONS STANDARDS AUTHORITY
                                           
                                       HISTORY

          Source:  Author

          Prior Legislation: SB 737 (Romero) - Ch. 10, Stats. 2005

          Support: Chief Probation Officers of California; California  
          Probation, Parole and                                        
          Correctional Association; California State Sheriffs' Association

          Opposition:None known


                                        KEY ISSUES
           
          should THE CORRECTIONS STANDARDS AUTHORITY ("csa") BE REMOVED from  
          the Department of Corrections and Rehabilitation?

          SHOULD CSA's existing duties concerning studying crime in California  
          include best practices in the field of crime prevention?

          SHOULD CSA BE DIRECTED TO study methods to improve coordination and  
          effectiveness between state parole and local law enforcement, with a  
          report to the Governor and the Legislature on or before July 1,  
          2010?




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                                                           SB 441 (Ducheny)
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          SHOULD CSA BE REQUIRED to evaluate the effect of concurrent parole  
          and probation sentences on state and local governments, as  
          specified?


                                       PURPOSE

          The purpose of this bill is to enact the following statutory  
          provisions relating to the Corrections Standards Authority  
          ("CSA") to 1) remove CSA from the Department of Corrections and  
          Rehabilitation; 2) expand CSA's existing duties concerning  
          studying crime in California to include best practices in the  
          field of crime prevention; 3) require CSA to study methods to  
          improve coordination and effectiveness between state parole and  
          local law enforcement, with a report to the Governor and the  
          Legislature on or before July 1, 2010; and 4) require CSA to  
          evaluate the effect of concurrent parole and probation sentences  
          on state and local governments, as specified.
          
           Current law  creates in state government the Department of  
          Corrections and Rehabilitation ("CDCR"), headed by a secretary  
          who is appointed by the Governor, subject to Senate  
          confirmation, and serves at the pleasure of the Governor.  CDCR  
          consists of Adult Operations, Adult Programs, Juvenile Justice,  
          the Corrections Standards Authority, the Board of Parole  
          Hearings, the State Commission on Juvenile Justice, the Prison  
          Industry Authority, and the Prison Industry Board.  (Government  
          Code  12838 (a).)   

           Current law  establishes within the Department of Corrections and  
          Rehabilitation the Corrections
          Standards Authority and provides, as of July 1, 2005, any  
          reference to the Board of Corrections refers to the Corrections  
          Standards Authority ("CSA").  (Penal Code  6024.) 

           This bill  would provide that, commencing July 1, 2010, CSA shall  
          no longer be within the Department of Corrections and  
          Rehabilitation. 





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                                                           SB 441 (Ducheny)
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           Current law  imposes on CSA the duty to "make a study of the  
          entire subject of crime, with particular reference to conditions  
          in the State of California, including causes of crime, possible  
          methods of prevention of crime, methods of detection of crime  
          and apprehension of criminals, methods of prosecution of persons  
          accused of crime, and the entire subject of penology, including  
          standards and training for correctional personnel, and to report  
          its findings, its conclusions and recommendations to the  
          Governor and the Legislature at such times as they may require."  
           (Penal Code  6027.)

           This bill  would amend this provision to require CSA to include  
          the study of best practices in the field of crime prevention,  
          and would make additional purely technical corrections to this  
          provision.  

           This bill  would impose on CSA "the duty . . . to study methods  
          to improve coordination and effectiveness between state parole  
          and local law enforcement, and to report its findings,  
          conclusions, and recommendations to the Governor and the  
          Legislature on or before July 1, 2010."

           This bill  would require CSA, in consultation with the  
          Legislative Analyst's Office and contingent upon funding, to  
          "conduct an evaluation and report regarding the effect of  
          concurrent parole and probation sentences on state and local  
          governments and the levels of coordination between the state and  
          counties in these cases.  This report shall include  
          recommendations on how to effectively reduce the numbers of  
          individuals sentenced to concurrent parole and probation and the  
          effect on state and local public safety resources."
                                          
              RECEIVERSHIP/OVERCROWDING CRISIS AGGRAVATION IMPLICATIONS
          
          California continues to face a severe prison overcrowding  
          crisis.  The Department of Corrections and Rehabilitation (CDCR)  
          currently has about 170,000 inmates under its jurisdiction.  Due  
          to a lack of traditional housing space available, the department  
          houses roughly 15,000 inmates in gyms and dayrooms.   
          California's prison population has increased by 125 percent (an  




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                                                           SB 441 (Ducheny)
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          average of 4 percent annually) over the past 20 years, growing  
          from 76,000 inmates to 171,000 inmates, far outpacing the  
          state's population growth rate for the age cohort with the  
          highest risk of incarceration.<1>  

          In December of 2006 plaintiffs in two federal lawsuits against  
          CDCR sought a court-ordered limit on the prison population  
          pursuant to the federal Prison Litigation Reform Act.  On  
          February 9, 2009, the three-judge federal court panel issued a  
          tentative ruling that included the following conclusions with  
          respect to overcrowding:

               No party contests that California's prisons are  
               overcrowded, however measured, and whether considered  
               in comparison to prisons in other states or jails  
               within this state. There are simply too many prisoners  
               for the existing capacity.  The Governor, the  
               principal defendant, declared a state of emergency in  
               2006 because of the "severe overcrowding" in  
               California's prisons, which has caused "substantial  
               risk to the health and safety of the men and women who  
               work inside these prisons and the inmates housed in  
               them." . . .  A state appellate court upheld the  
               Governor's proclamation, holding that the evidence  
               supported the existence of conditions of "extreme  
               peril to the safety of persons and property."  
               (citation omitted)   The Governor's declaration of the  
               state of emergency remains in effect to this day.  

               . . .  the evidence is compelling that there is no  
               relief other than a prisoner release order that will  
               remedy the unconstitutional prison conditions.
               . . .
               ----------------------
          <1>  "Between 1987 and 2007, California's population of ages 15  
          through 44-the age cohort with the highest risk for  
          incarceration-grew by an average of less than 1 percent  
          annually, which is a pace much slower than the growth in prison  
          admissions."  (2009-2010 Budget Analysis Series, Judicial and  
          Criminal Justice, Legislative Analyst's Office (January 30,  
          2009).)



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                                                           SB 441 (Ducheny)
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               Although the evidence may be less than perfectly  
               clear, it appears to the Court that in order to  
               alleviate the constitutional violations California's  
               inmate population must be reduced to at most 120% to  
               145% of design capacity, with some institutions or  
               clinical programs at or below 100%.  We caution the  
               parties, however, that these are not firm figures and  
               that the Court reserves the right - until its final  
               ruling - to determine that a higher or lower figure is  
               appropriate in general or in particular types of  
               facilities.
               . . .

               Under the PLRA, any prisoner release order that we  
               issue will be narrowly drawn, extend no further than  
               necessary to correct the violation of constitutional  
               rights, and be the least intrusive means necessary to  
               correct the violation of those rights.  For this  
               reason, it is our present intention to adopt an order  
               requiring the State to develop a plan to reduce the  
               prison population to 120% or 145% of the prison's  
               design capacity (or somewhere in between) within a  
               period of two or three years.<2>

          The final outcome of the panel's tentative decision, as well as  
          any appeal that may be in response to the panel's final  
          decision, is unknown at the time of this writing.
           
           This bill  does not appear to aggravate the prison overcrowding  
          crisis outlined above.


                                      COMMENTS
                             ---------------------------
          <2>  Three Judge Court Tentative Ruling, Coleman v.  
          Schwarzenegger, Plata v. Schwarzenegger, in the United States  
          District Courts For The Eastern District of California And The  
          Northern District Of California United States District Court  
          Composed Of Three Judges Pursuant To Section 2284, Title 28  
          United States Code (Feb. 9, 2009).



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                                                           SB 441 (Ducheny)
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          1.  Stated Need for This Bill

           The author states in part:

               The Corrections Standards Authority, formerly known as  
               the California Board of Corrections (BOC), has long  
               assisted policy makers with thorough research related  
               to crime prevention, among other things, since its  
               inception in 1944 and was once considered one of the  
               most effective state boards.  In 2005, with the  
               passage of SB 737 (Romero, Chapter 10, Statutes of  
               2005), the Board of Corrections was eliminated, along  
               with the Correctional Peace Officer Standards and  
               Training (CPOST), and their functions were  
               consolidated as the CSA under CDCR.  

               The overall reorganization effort was put forth as a  
               companion bill to the Governor's Reorganization Plan  
               (GRP) 1, and reflected issues and recommendations  
               brought forward by the Little Hoover Commission, the  
               Legislative Analyst's Office, and Senate Budget  
               Subcommittee #5 on Public Safety, Labor & Veterans  
               Affairs.  Despite input on the reorganization from all  
               of these entities, larger issues seemed to dominate  
               the reorganization discussion at the time, and little  
               attention appears to have been dedicated to the  
               decision to move the well-respected Board of  
               Corrections under CDCR.  

               Calvin Remington, former Ventura County Chief  
               Probation Officer and Board of Corrections member, was  
               among the few who addressed the issue.  According to  
               written testimony he submitted to the Little Hoover  
               Commission for their Public Hearing on the Governor's  
               Reorganization Plan #2, "I also have some concerns  
               about the change in the Board of Corrections.  It has  
               served the counties well in its current makeup.  I  
               agree that there is a need to expand that  
               organization's responsibilities and have been assured  




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               that the relationship the counties now have with BOC  
               will not change in the reorganization."<3>

               David Steinhart, Director of the Commonwealth Juvenile  
               Justice Program, also expressed concern with the  
               reorganization, "In real-world terms today, the Board  
               of Corrections does most of this work-administering  
               state funds for local juvenile justice programs,  
               inspecting local facilities, and generating  
               information on accepted practices and standards.  But  
               the Board of Corrections is terminated by this  
               proposal, and is replaced by the Corrections Standards  
               Authority. Descriptions of the state-local or  
               community-corrections role of the Corrections  
               Standards Authority have shifted with each draft of  
               the Corrections Reorganization Plan."<4>

               In practice, partly due to staff attrition and new  
               leadership, the newly formed CSA has struggled to  
               maintain the support afforded the BOC.  Under the  
               direction of their new Executive Director, Kurt  
               Wilson, the CSA has improved its image, but the issues  
               of independence and fairness in decisions that relate  
               to local law enforcement continue to be of concern.

               This bill would reorganize the current Corrections  
               Standards Authority to provide a much needed  
               independent state entity with a broader mandate to  
               enhance coordination between state and local law  
               enforcement on crime prevention efforts, and to create  
               a stronger partnership between parole and probation  
               programs, independently administered at the state and  
               local levels.  

          ---------------------------
          <3>  Little Hoover Commission, Public Hearing on the Governor's  
          Reorganization Plan #2, January 27, 2005,   
           http://www.lhc.ca.gov/lhcdir/reorg/RemingtonJan05.pdf  
          <4>  Little Hoover Commission, Public Hearing on the Governor's  
          Reorganization Plan #2, January 27, 2005,   
           http://www.lhc.ca.gov/lhcdir/reorg/SteinhartJan05.pdf  



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                                                           SB 441 (Ducheny)
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          2.  What This Bill Would Do
           
          As explained in detail above, this bill would do the following  
          with respect to the Corrections Standards Authority:

                 Remove CSA from CDCR;
                 Expand CSA's duties concerning studying crime in  
               California to include best practices in the field of crime  
               prevention;

                 Require CSA to study methods to improve coordination and  
               effectiveness between state parole and local law  
               enforcement, with a report to the Governor and the  
               Legislature on or before July 1, 2010; and
                 Require CSA to evaluate the effect of concurrent parole  
               and probation sentences on state and local governments and  
               the levels of coordination between the state and counties  
               in these cases, including recommendations on how to  
               effectively reduce the numbers of individuals sentenced to  
               concurrent parole and probation and the effect on state and  
               local public safety resources, as specified.























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          3.  Background; Suggested Additional Reforms for Consideration

           As explained above, the Governor's reorganization in 2005  
          consolidated a number of state entities under the Department of  
          Corrections and Rehabilitation ("CDCR") which previously existed  
          independently, under the umbrella of the Youth and Adult  
          Correctional Agency ("YACA").  YACA consisted of the Department  
          of Corrections, the Department of the Youth Authority, the Board  
          of Prison Terms, the Youthful Offender Parole Board, the  
          Narcotic Addict Evaluation Authority, a Commission on  
          Correctional Peace Officer Standards and Training ("CPOST"), and  
          the Board of Corrections.  The 2005 reorganization abolished the  
          Board of Corrections, created in its place a new Corrections  
          Standards Authority ("CSA"), and consolidated CPOST, which was  
          responsible for training and standards for California's  
          correctional peace officers, into the new CSA.  

          The old Board of Corrections was recognized for its work "in  
          partnership with county sheriffs, chief probation officers,  
          other local officials and community-based service providers to  
          improve the delivery of correctional programs."<5>  In its 2003  
          report on California parole policies, the Little Hoover  
          Commission noted:

               More than anything else California needs to develop  
               the means for
               correctional policies to be based on evidence of what  
               works to reduce
               crime, violence and drug abuse by felons who leave the  
               system.

               California could discipline correctional policy by  
               giving communities a
               strong role in evaluating the performance of prisons  
               and recommending
               improvements to prison and parole policies.  The Board  
               of Corrections is

               ----------------------
          <5>  Back to the Community: Safe and Sound Parole Policies (Nov.  
          2003), Little Hoover Commission, p. 17.



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                                                           SB 441 (Ducheny)
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               well suited to assume this responsibility.<6>

          WOULD THIS BILL ENHANCE THE ABILITY OF CSA TO DEVELOP STATEWIDE  
          CRIME REDUCTION POLICIES?

          SHOULD A STATE ENTITY DEDICATED PRIMARILY TO PARTNERING WITH THE  
          LOCAL PUBLIC SAFETY COMMUNITY BE NESTED IN THE STATE'S PRISON  
          AGENCY?

          The following chart depicts the membership of the Board of  
          Corrections as it existed prior to the reorganization, and CSA  
          today:


           -------------------------------------------------------------- 
          |Entity   |Siz|Administrat|Governor   |Senate    |Term|State/lo|
          |         |e  |ion        |Appointment|Confirmati|    |cal     |
          |         |   |Representat|s          |on        |    |ratio   |
          |         |   |ion        |           |          |    |        |
          |---------+---+-----------+-----------+----------+----+--------|
          |Board of |15 |3 members  |12 members |YES       |3   |20% -   |
          |Correctio|   |           |           |          |years|80%     |
          |ns       |   |           |           |          |    |        |
          |---------+---+-----------+-----------+----------+----+--------|
          |Correctio|19 |5 members  |14 members |YES       |3   |36.8% - |
          |ns       |   |           |           |          |years|63.2%   |
          |Standards|   |           |           |          |    |        |
          |         |   |           |           |          |    |        |
          |Authority|   |           |           |          |    |        |
          |         |   |           |           |          |    |        |
          |         |   |           |           |          |    |        |
           -------------------------------------------------------------- 

          Historically, CSA/BOC has been a lead agency for the state in  
          partnering with local law enforcement.  The Legislature has  
          recognized this relationship by enlisting BOC/CSA in  
          implementing a number of innovative strategies for promoting  
          community-based public safety strategies, such as the Juvenile  
          Justice Crime Prevention Act of 2000 (AB 1913).   



          ---------------------------
          <6>  Id., p. 84.











                                                           SB 441 (Ducheny)
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          Given the historic and ongoing mission of CSA, the author and/or  
          members of the Committee may wish to discuss revisiting the  
          composition of CSA, to ensure it reflects a model of state-local  
          balance and representation which enhances the opportunity for  
          cooperation, collaboration and coordination between the state  
          and local efforts to improve public safety.  As noted above,  
          twenty percent of the old BOC's membership was state, and eighty  
          percent local.  Under the new CSA, the state's representation  
          has nearly doubled.  In addition, the author and/or members of  
          the Committee may wish to revisit the consolidation of CPOST  
          into CSA, and whether restoring the focus of CSA to local public  
          safety issues might be a better model for CSA.


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