BILL ANALYSIS                                                                                                                                                                                                    






                                                       Bill No:  SB  
          467
          
                 SENATE COMMITTEE ON GOVERNMENTAL ORGANIZATION
                       Senator Roderick D. Wright, Chair
                           2009-2010 Regular Session
                                 Staff Analysis


          SB 467  Author:  Dutton
          As Introduced:  February 26, 2009
          Hearing Date:  April 14, 2009
          Consultant:  Art Terzakis


                                     SUBJECT  
                           Prison Industry Authority

                                   DESCRIPTION
           
          SB 467 authorizes agencies and departments to award  
          contracts of less than $25,000 for goods or services by  
          California certified small businesses, microbusinesses, or  
          Disabled Veteran Business Enterprises (DVBEs) without  
          seeking an exemption of the Prison Industries Authority  
          (PIA) mandate.

                                   EXISTING LAW

           Existing law establishes the Prison Industry Authority  
          (PIA) and states that the purposes of the authority are:  
          (1) to develop and operate industrial, agricultural, and  
          service enterprises employing prisoners in institutions  
          under the jurisdiction of the Department of Corrections,  
          which enterprises may be located either within those  
          institutions or elsewhere, all as may be determined by the  
          PIA; (2) to create and maintain working conditions within  
          the enterprises as much like those which prevail in private  
          industry as possible, to assure prisoners employed therein  
          the opportunity to work productively, to earn funds, and to  
          acquire or improve effective work habits and occupational  
          skills; and, (3) to operate a work program for prisoners  
          which will ultimately be self-supporting by generating  
          sufficient funds from the sale of products and services to  
          pay all the expenses of the program, and one which will  
          provide goods and services which are or will be used by the  




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          Department of Corrections, thereby reducing the cost of its  
          operation.  (Penal Code  2801.)

          Existing law authorizes the PIA to operate industrial,  
          agricultural, and service enterprises which will provide  
          products and services needed by the state, or any political  
          subdivision thereof, or by the federal government, or any  
          department, agency, or corporation thereof, or for any  
          other public use.  Products may be purchased by state  
          agencies to be offered for sale to inmates of the  
          department and to any other person under the care of the  
          state who resides in state-operated institutional  
          facilities.  Fresh meat may be purchased by food service  
          operations in state-owned facilities and sold for onsite  
          consumption.  (Penal Code  2807(a).)
          Existing law further states that all things authorized to  
          be produced by the PIA shall be purchased by the state, or  
          any agency thereof, and may be purchased by any county,  
          city,            district, or political subdivision, or any  
          agency thereof, or by any state agency to offer for sale to  
          persons residing in state-operated institutions, at the  
          prices fixed by the PIA.  State agencies shall make maximum  
          utilization of these products, and shall consult with the  
          staff of the PIA to develop new products and adapt existing  
          products to meet their needs.  (Penal Code 2807(b).)
           
          Existing law provides that notwithstanding Section 2807 of  
          the Penal Code, the director of the Department of General  
          Services (DGS) may procure goods from the private sector  
          even though the goods may be available from the PIA, when  
          it is cost beneficial to do so and if the director of DGS  
          continues to include the PIA in soliciting quotations for  
          goods.  (Government Code  14612.)
           
          Existing law requires state agencies to give  
          "California-based" small businesses, as defined, a 5% bid  
          preference in contracts for construction, the procurement  
          of goods, or the delivery of services.  Executive Order  
          D-37-01 established a certified small business  
          participation goal of 25% for state agencies, departments,  
          boards and commissions to achieve.

          Under existing law, contracts awarded by state entities for  
          professional bond services, construction, and acquisition  
          of materials, supplies, and services are required to have  
          annual statewide participation goals of not less than 15%  




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          for minority-owned firms, 5% for women-owned firms, and 3%  
          for DVBEs.  Contractors must achieve these minimum  
          participation goals or demonstrate that they have made a  
          "good faith effort" to achieve participation.  (Public  
          Contract Code 10115) [These statutes have essentially been  
          rendered inoperative as a result of a U.S. 9th Circuit  
          Court of Appeals decision - Monterey Mechanical v. State of  
          California.]   Unaffected by that court order are  
          contracting preferences for disabled veterans.
           
          Current law requires qualified small business and  
          microbusiness bidders to have precedence over nonsmall  
          business bidders in that the application of any bidder  
          preference for which nonsmall business bidders may be  
          eligible under this provision or any other provision of law  
          shall not result in the denial of the award to a small  
          business or microbusiness bidder.  In the event of a  
          precise tie between the low responsible bid of a             
           bidder meeting specifications of a small business or  
          microbusiness, and the low responsible bid of a bidder  
          meeting specifications of a DVBE owned small business or  
          microbusiness, the contract shall be awarded to the  
          disabled veteran-owned small business or microbusiness.   
          This provision applies if the small business or  
          microbusiness bidder is the lowest responsible bidder, as  
          well as if the small business or microbusiness bidder is  
          eligible for award as the result of application of the  
          small business and microbusiness bidder preference.   
          (Government Code 14838.)

                                    BACKGROUND
           
          What is the PIA:   The PIA is an inmate work program created  
          in 1983 to develop profitable enterprises while helping  
          inmates gain marketable job skills.  PIA currently employs  
          approximately 5,900 inmates at 22 prisons.
           Purpose of SB 467:   The author's office contends that the  
          PIA mandate drives up state costs and unnecessarily reduces  
          business opportunities for private companies.  The author's  
          office points out that by reducing the impact of the PIA  
          mandate and setting the bidding preference for  
          micro-businesses at the same level as the PIA, the state  
          would expand the number of businesses that can compete for  
          small state projects, with potential savings for most bids.

          The author's office notes that the state already certifies  




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          California small businesses, microbusinesses, and/or DVBEs  
          to provide a five percent bidding preference on applicable  
          state solicitations.  However, the PIA mandate supersedes  
          this preference, resulting in increased state costs.  

          Additionally, the author's office indicates that by  
          spending state money to support the PIA instead of on small  
          businesses that pay taxes, the state is losing money that  
          would have been collected through business and sales taxes.
                                         
          Arguments in Support:   Proponents believe that SB 467  
          strikes a reasonable balance between promoting the  
          interests of small businesses while maintaining economic  
          opportunities for the PIA.  Proponents also claim that  
          easing the mandate for state agencies to purchase from the  
          PIA will allow greater flexibility for state agencies to  
          determine which vendors meet their needs at the best price.
                                         
                           PRIOR/RELATED LEGISLATION
           
           SB 1397 (Negrete McLeod) 2007-08 Session.  Would have  
          required the Prison Industry Board, in procuring the  
          purchase of raw materials, component parts, and goods and  
          services, to comply with certain provisions of law that  
          give priority to small businesses and disabled veteran  
          business enterprises in awarding contracts.  (Referred to  
          Senate Public Safety Committee - held in Committee at  
          author's request)
          
           SUPPORT:   As of April 10, 2009:

          A-1 Building Maintenance & Supply Co.
          ABC Ventures
          Boot Barn
          California Disabled Veterans Business Alliance
          California Veteran Supply Inc.
          Champion Chemical Co.
          Consumer Specialty Products Association
          Ellis Building Maintenance Company
          Golden State Provisions
          ISSA 
          Maintex, Inc.
          Reliable Printing
          Small Business California
          Value Business Products





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           OPPOSE:   None on file as of April 10, 2009.
           FISCAL COMMITTEE:   Senate Appropriations Committee