BILL ANALYSIS                                                                                                                                                                                                    



                                                                  SB 519
                                                                  Page  1

          SENATE THIRD READING  
           SB 519 (Ashburn)
          As Amended  September 2, 2009
          Majority vote

           SENATE VOTE  :   36-0
            
           PUBLIC EMPLOYEES    6-0         APPROPRIATIONS      17-0        
           
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          |Ayes:|Hernandez, Furutani,      |Ayes:|De Leon, Conway, Ammiano, |
          |     |Beall, Conway, Nestande,  |     |                          |
          |     |Torrico                   |     |Charles Calderon, Coto,   |
          |     |                          |     |Davis,                    |
          |     |                          |     |Fuentes, Hall, Harkey,    |
          |     |                          |     |Miller,                   |
          |     |                          |     |Nielsen, John A. Perez,   |
          |     |                          |     |Skinner,                  |
          |     |                          |     |Solorio, Audra            |
          |     |                          |     |Strickland, Torlakson,    |
          |     |                          |     |Hill                      |
          |-----+--------------------------+-----+--------------------------|
          |     |                          |     |                          |
           ----------------------------------------------------------------- 
           SUMMARY  :  Eliminates the January 1, 2010 sunset on the 5th level  
          1959 Survivor Benefit for certain state and school employees  
          covered under the California Public Employees' Retirement System  
          (CalPERS) who do not participate in the Social Security program  
          and  approves the addendum to the memorandum of understanding  
          (MOU) entered into by the state and State Bargaining Unit (BU) 5  
          (Highway Patrol), represented exclusively by the California  
          Association of Highway Patrolmen (CAHP) and makes the statutory  
          changes needed to implement the provisions of the addendum.   
          Specifically,  this bill  :

          1)Eliminates the January 1, 2010 sunset on the 5th level 1959  
            Survivor Benefit for certain state and school employees  
            covered under CalPERS who do not participate in the Social  
            Security program.  Prevents an increase in age eligibility and  
            a decrease in benefits that would coincide with the sunset.

          2)Approves the addendum to the MOU entered into by the state and  
            BU 5 and makes the following statutory changes needed to  
            implement the provisions of the addendum:









                                                                  SB 519
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             a)   Requires the compensation increases provided under the  
               current BU 5 MOU, the 0.5% increase effective July 1, 2009,  
               and the as yet to be determined increase effective July 1,  
               2010, be used to prefund retiree health care benefits for  
               patrol members;

             b)   Specifies that the amount used to prefund retiree health  
               care benefits relative to the required compensation  
               increases effective July 1, 2010, will be capped at 2%;

             c)   Specifies that the amounts that would have been  
               otherwise paid as salary increases in 2009 and 2010 will  
               apply toward the state's credit in calculating future  
               increases as required by the statutory salary setting  
               methodology;

             d)   Requires patrol members to contribute an additional 0.5%  
               of base pay toward prefunding retiree health care benefits  
               beginning the first of the month following the affective  
               date of this bill.  This contribution does not reduce the  
               base salary of patrol members under the salary setting  
               methodology;

             e)   Requires the state, beginning on July 1, 2012, to  
               contribute toward prefunding retiree health benefits, on a  
               prospective basis, an amount at least equal to the  
               contribution rate established for patrol members in 2009  
               and 2010;

             f)   Allows the contribution made by the state to be used in  
               the salary setting methodology if agreed to in a MOU;

             g)   Requires that the contributions made pursuant to this  
               agreement be used exclusively to pay for the cost of  
               providing retiree health care to eligible patrol members of  
               the CalPERS and their beneficiaries and survivors;

             h)   Prohibits any contributions made by or on behalf of  
               patrol members pursuant to this agreement from being  
               refunded under any circumstances; and,

             i)   Prohibits any amount used to prefund retiree health  
               benefits from being included in any benefit calculation  
               using final compensation. 









                                                                  SB 519
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           EXISTING LAW  :

          1)Provides that the 1959 Survivor Benefit was created in 1959 as  
            a substitute for Social Security for survivors of state and  
            school employees who die prior to retirement.  The benefit is  
            paid for employees who are not included in Social Security and  
            who die while in active service prior to retirement. In regard  
            to the state, this group includes Highway Patrol officers, all  
            peace officers and firefighters, and safety employees working  
            in correctional institutions and in support of law  
            enforcement.

          2)States that he benefit is only paid when the employee dies due  
            to non-work related causes.  If the safety employee dies due  
            to injury or illness incurred on the job, he or she is subject  
            to the "Special Death Benefit," which cannot be paid in  
            conjunction with the 1959 Survivor Benefit.  In the case of  
            state and school employers, employees pay a portion of the  
            cost of ensuring for the benefit via payroll deduction, and  
            the State or school district pays any remaining costs.  The  
            cost for employees is $2 per month unless the monthly premium  
            exceeds $4, in which case the premium is shared equally  
            between employee and employer.  Some school districts are  
            coordinated with Social Security, and would therefore not be  
            subject to this benefit.  The benefit has evolved over the  
            years, and there are several monetary levels of benefits.  The  
            original 1st level of benefits and the 2nd level, which was  
            established in 1975, are closed and no longer available to  
            CalPERS contracting agencies.  The 3rd, 4th, and "Indexed"  
            levels are available to CalPERS contracting agencies, which  
            may contract for whichever levels they choose.  Survivors of  
            state and school employee members are eligible for the 5th  
            level of benefits.

          The benefit is paid to dependents of the deceased employee in a  
            specified order.  In the majority of cases, a spouse who has  
            the care of dependent children receives a benefit until the  
            children are 22 (or longer if the child is incapacitated due  
            to disability occurring prior to age 22).  The benefit then  
            ceases until the surviving spouse reaches age 60, at which  
            time the spouse receives a lifetime benefit.  When there is no  
            eligible spouse or child, the benefit can also be paid to  
            parents who were financially dependent on the deceased  
            employee.









                                                                  SB 519
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          3)Requires DPA to provide the Joint Legislative Budget Committee  
            (JLBC) with each side letter, appendix, or other addendum to a  
            ratified MOU that requires the expenditure of $250,000 or more  
            and is not included in the Budget Act.  The JLBC has 30 days  
            to determine if the addendum presents substantial additions  
            that are not reasonably within the parameters of the original  
            MOU and, therefore, require legislative ratification.  [SB 621  
            (Speier), Chapter 499, Statutes of 2005].

           FISCAL EFFECT  :  According to the Assembly Appropriations  
          Committee, with regard to the 1959 Survivor Benefit provisions  
          of the bill:

          1)The Department of Personnel Administration (DPA) indicates  
            that, relative to current law, the bill will result in a loss  
            of employer contribution savings that would otherwise occur as  
            a result of the scheduled benefit reduction on January 1,  
            2010.  The loss of savings would be $2.3 million in 2009-10  
            ($1.5 million General Fund) and $4.6 million ($3 million  
            General Fund) thereafter.

          2)According to DPA, there would be no cost relative to the  
            2009-10 Budget, since the budget assumes employer  
            contributions at the current level for the full year.

          According to the Assembly Appropriations Committee, with regard  
          to the BU 5 addendum provisions of the bill:

          1)No impact on state costs in 2009-10 through 2011-12, as the  
            bill merely redirects a portion of California Highway Patrol  
            (CHP) patrol members' compensation to contributions toward  
            prefunding of retiree health care costs. 

          2)Increase in special fund expenditures about $13 million  
            (special fund) in 2012-13, increasing modestly in subsequent  
            years, due to new state match of employee contributions for  
            prefunding retiree health care. Actual costs will depend on  
            survey-based compensation increases required by current law as  
            well as the extent to which future BU 5 agreements enable the  
            state match to be credited toward the survey-based  
            compensation increases.

          3)Long-term savings in state CHP retiree health care costs  
            (special fund), to the extent that investment earnings on  
            prefunded contributions are used to pay for retiree health  








                                                                  SB 519
                                                                  Page  5

            care costs in the future.

          4)Potential modest reduction in unfunded liability for CHP  
            member retirement pension fund, which occurs because the  
            redirection of compensation to employee contributions reduces  
            the amount of base pay subject to pension benefit  
            calculations.

           COMMENTS  :   According to DPA, the sponsor of the bill, "CHP  
          officers, firefighters, peace officers, and school classified  
          employees who die unexpectedly in their prime earning years do  
          not have Social Security coverage for their surviving dependent  
          children and spouses.  The 1959 Survivor Benefit Program, in  
          effect for 50 years, provides an extremely valuable safety net  
          for these employees and their families, at a little over $5 per  
          employee per month in state costs and at no cost currently to  
          school districts.

          "Departments already are funded for this benefit in their  
          current budgets, so continuing the benefit creates no new costs.  
           And while any savings achieved by reducing benefits for these  
          survivors would create negligible costs savings for the state,  
          the cost to the individual survivors of these safety members  
          would be felt profoundly.
           
          "Compared to the costs saved by the State by not paying for  
          Social Security for these employees (at 6.2 percent of payroll),  
          the 5th level survivor benefit provides a highly cost effective  
          safety net that our classified school employees, CHP officers,  
          firefighters, peace officers, safety personnel and their  
          families have come to rely upon.  Social Security survivor  
          benefits, on average, are already higher than the 5th Level 1959  
          Survivor benefit, and Social Security benefits receive cost of  
          living increases.  Allowing survivors to fall back to a lower  
          benefit than they currently receive would be unfair to the  
          employees who put their health and safety on the line everyday  
          in service to the public."

          With regard to the addendum provisions of this bill, DPA states,  
          "This Addendum to the 2006-2010 MOU between the State and CAHP  
          addresses the importance of beginning to prefund liabilities for  
          retiree health benefits as a shared responsibility. The amended  
          MOU makes the California Highway Patrol Officer union the first  
          union to start pre-funding their retiree health benefits. 









                                                                  SB 519
                                                                  Page  6

          "The amended contract does not represent an increased cost for  
          the state as the state would otherwise be increasing officer  
          pay. The 09/10 budget already includes the 0.5 percent  
          compensation increase that would otherwise be due to patrol  
          officers as a pay increase.

          "The revised contract ensures that pay raises in 2009 and 2010  
          that would have otherwise been required by law to maintain pay  
          parity with local law enforcement will instead be used to  
          prefund retiree health costs.

          "The Governor's Public Employee Post-Employment Benefits  
          Commission made recommendations regarding the need to prefund  
          retiree health care obligations. This agreement represents a  
          first step toward achieving that goal."


           Analysis Prepared by  :    Karon Green / P.E., R. & S.S. / (916)  
          319-3957 


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