BILL ANALYSIS                                                                                                                                                                                                    




                   Senate Appropriations Committee Fiscal Summary
                           Senator Christine Kehoe, Chair

                                           603 (Padilla)
          
          Hearing Date:  05/11/2009           Amended: 04/28/2009
          Consultant: Mark McKenzie       Policy Vote: Rev&Tax 5-3
          _________________________________________________________________ 
          ____
          BILL SUMMARY:   SB 603 would impose a $100 renewal fee on each  
          license issued by the Board of Equalization (BOE) for the sale  
          of cigarette and tobacco products.  This bill would also limit  
          the number of retail licenses issued by BOE to 1 per every 2,500  
          adults in a county, unless public convenience or necessity would  
          be served by the issuance, as specified.
          _________________________________________________________________ 
          ____
                            Fiscal Impact (in thousands)

           Major Provisions         2009-10      2010-11       2011-12     Fund
          Tobacco license renewals
            License revenue gain ($955)     ($3,820)    ($3,820)  Special*
            BOE programming      $100       $100                  General
            BOE administration   $90        $180        $180       
          Special*/
                                                                      
          General
           Tobacco license restriction
           Determination of license          Unknown, significant annual  
          administrative             Special*/
           applicant eligibiltiy   costs, potentially in the range of  
          $600-$1,000   General
          __________
          * Cigarette and Tobacco Products Compliance Fund, General Fund,  
          other tobacco tax special funds (see staff comments)
          _________________________________________________________________ 
          ____

          STAFF COMMENTS: This bill meets the criteria for referral to the  
          Suspense File.
          
           Annual Tobacco Retailer License Fee
           Existing law requires retailers of cigarette and tobacco  
          products to pay a one-time license fee of $100 and requires  
          annual renewal of the retailer license; there is no fee for  
          tobacco license renewal.  A retailer is subject to a $100  










          reinstatement fee if they allow the license to expire.  Fees  
          collected pursuant to the Cigarette and Tobacco Licensing Act  
          are deposited into the Cigarette and Tobacco Products Compliance  
          Fund and are available solely for the purpose of implementing,  
          enforcing, and administering the Act.  Approximately 38,200  
          retailers are currently licensed by BOE.  Each year  
          approximately 6,000 new licenses are issued, but a corresponding  
          number are typically surrendered, so the total number of active  
          licenses has been fairly stable since the Licensing Act was  
          established in 2003.

          Up until 2005-06, all BOE costs to enforce and administer the  
          Licensing Act were fully covered by license fee revenues,  
          penalties, and fines deposited into the Compliance Fund.   
          However, since the retail license revenues were predominantly a  
          one-time revenue gain, the Compliance Fund does not have  
          sufficient revenues to cover BOE's ongoing costs.  In 2008-09,  
          for example, revenues deposited into the Compliance Fund totaled  
          $1.1 million, while BOE's costs to administer and enforce the  
          Licensing Act were 
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          SB 603 (Padilla)

          approximately $10.2 million.  The difference between revenues  
          and costs are currently offset with $1.1 million General Fund  
          and other tobacco tax revenues: $209,000 Breast Cancer Fund;  
          $2.6 million Cigarette and Tobacco Products Surtax Fund  
          (Proposition 99); and $5.2 million from the California Children  
          and Families First Trust Fund (Proposition 10).

          Beginning on January 1, 2010, this bill would generate  
          approximately $3.8 million in fee revenue, which would be  
          deposited into the Compliance Fund.  Staff notes that this bill  
          would allow the redirection of an equivalent amount of revenues  
          to the General Fund and other cigarette and tobacco products tax  
          funds, which are currently allocated for administration and  
          enforcement of the Licensing Act.

          Staff estimates that BOE's costs related to the implementation  
          of this provision would likely be in the range of $180,000  
          annually, beginning on January 1, 2010, to handle the processing  
          of annual payments and associated compliance activities, and  
          one-time programming costs of up to $200,000 split between  
          2009-10 and 2010-11.  The ongoing administrative costs would be  
          offset by the increased fee revenues, but the programming costs  
          would likely come from the General Fund.  











          Staff notes that AB 2344 (Beall), which was vetoed by the  
          Governor last year, would have imposed an annual fee of $185 on  
          retailers of cigarette and tobacco products licensed by the  
          Board of Equalization (BOE) and increased the license  
          reinstatement fee from $100 to $185, beginning on January 1,  
          2010.  The veto message stated:

               This bill would increase license fees on retailers that  
               sell tobacco.  I do not believe it is fair to the thousands  
               of small retailers impacted by this bill to increase fees  
               at this time.  There is a significant surplus of funds from  
               Proposition 10 available to cover the enforcement costs of  
               this program.


           Tobacco retailer license restriction: population-based
           This provision is intended to reduce the availability of  
          cigarette and tobacco products in hopes of preventing tobacco  
          use among minors.  

          SB 603 would cap the total number of cigarette and tobacco  
          retailer licenses issued in a county to one for every 2,500  
          adults residing in that county, unless public convenience or  
          necessity would be served by the issuance.  The bill would  
          prohibit BOE from issuing additional licenses in that county,  
          except renewals and transfers, and would require applications to  
          be considered in the order they are received.  A license  
          transfer would only be allowed for the continued use at the same  
          location upon the sale or transfer of the business.

          SB 603 would place a number of implementation challenges on BOE,  
          which could result in significant administrative costs.   
          Specifically, BOE would be required to develop procedures to  
          determine the number of licenses in a county, perform  
          demographic analysis to break out the population of adults in  
          each county, provide for additional staff time to investigate  
          applications and license transfers, and develop a database for  
          data 
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          SB 603 (Padilla)

          compilation to keep a priority list for each county since  
          applications must be considered in the order they are received.   
          At the time of this analysis, BOE had not finalized a detailed  
          estimate, but unabsorbable annual costs associated with the  










          current version of the bill would likely be in the range of  
          $600,000 to $1 million.  

          This bill explicitly authorizes the transfer of a license when  
          the local cap has been reached and the license remains at the  
          same location upon sale or transfer of the business.  However,  
          existing law explicitly prohibits the transfer of a tobacco  
          retailer license.  Staff recommends that the bill be amended to  
          specify that this provision is an explicit exception to Business  
          and Professions Code Section 22972 (c).

          SB 603 provides an exception to the restriction on issuance of  
          new a tobacco retailer licenses in areas of over concentration  
          if a local governing body determines within 90 days of  
          notification of a completed application that "public convenience  
          or necessity" would be served by the issuance.  This exception  
          would presumably be most applicable to smaller communities and  
          rural areas with limited retail space.  The bill also allows BOE  
          to issue a license under this exception after the 90-day period  
          if the applicant demonstrates "public convenience or necessity."  
           BOE would incur one-time costs to develop procedures to make  
          such a determination and ongoing administrative costs to  
          coordinate with applicable local agencies.

          To the extent that SB 603 results in fewer overall licenses and  
          less convenience for consumers, there would be a net loss in  
          excise tax and license fee revenues.