BILL ANALYSIS                                                                                                                                                                                                    




                   Senate Appropriations Committee Fiscal Summary
                           Senator Christine Kehoe, Chair

                                           603 (Padilla)
          
          Hearing Date:  05/28/2009           Amended: 05/18/2009
          Consultant: Mark McKenzie       Policy Vote: Rev&Tax 5-3
          _________________________________________________________________ 
          ____
          BILL SUMMARY:   SB 603 would impose a $100 renewal fee on each  
          license issued by the Board of Equalization (BOE) for the sale  
          of cigarette and tobacco products.  This bill would also limit  
          the number of retail licenses issued by BOE to 1 per every 2,500  
          adults in a county, unless "public convenience or necessity"  
          would be served.
          _________________________________________________________________ 
          ____
                            Fiscal Impact (in thousands)

           Major Provisions         2009-10      2010-11       2011-12     Fund
          Tobacco license renewals
            License revenue gain ($955)     ($3,820)    ($3,820)  Special*
            BOE programming      $100       $100                  General
            BOE administration   $90        $180        $180       
          Special*/
                                                                      
          General
           Tobacco license restriction
           BOE: determination of  Unknown administrative costs, likely in  
          the                    Special*/
           license applicant eligibiltiy      range of $300 annually    
          General

          License transfer fees  Unknown, likely minor fee revenue  
          gainsSpecial*
          __________
          * Cigarette and Tobacco Products Compliance Fund, General Fund,  
          other tobacco tax special funds (see staff comments)
          _________________________________________________________________ 
          ____

          STAFF COMMENTS:  SUSPENSE FILE.  AS PROPOSED TO BE AMENDED.
           Annual Tobacco Retailer License Fee
           Existing law requires retailers of cigarette and tobacco  
          products to pay a one-time license fee of $100 and requires  
          annual renewal of the retailer license; there is no fee for  










          tobacco license renewal.  A retailer is subject to a $100  
          reinstatement fee if they allow the license to expire.  Fees  
          collected pursuant to the Cigarette and Tobacco Licensing Act  
          are deposited into the Cigarette and Tobacco Products Compliance  
          Fund and are available solely for the purpose of implementing,  
          enforcing, and administering the Act.  Approximately 38,200  
          retailers are currently licensed by BOE.  Each year  
          approximately 6,000 new licenses are issued, but a corresponding  
          number are typically surrendered, so the total number of active  
          licenses has been fairly stable since the Licensing Act was  
          established in 2003.

          Up until 2005-06, all BOE costs to enforce and administer the  
          Licensing Act were fully covered by license fee revenues,  
          penalties, and fines deposited into the Compliance Fund.   
          However, since the retail license revenues were predominantly a  
          one-time revenue gain, the Compliance Fund does not have  
          sufficient revenues to cover BOE's ongoing costs.  In 2008-09,  
          for example, revenues deposited into the Compliance Fund totaled  
          $1.1 million, while BOE's costs to administer and enforce the  
          Licensing Act were 
          Page 2
          SB 603 (Padilla)

          approximately $10.2 million.  The difference between revenues  
          and costs are currently offset with $1.1 million General Fund  
          and other tobacco tax revenues: $209,000 Breast Cancer Fund;  
          $2.6 million Cigarette and Tobacco Products Surtax Fund  
          (Proposition 99); and $5.2 million from the California Children  
          and Families First Trust Fund (Proposition 10).

          Beginning on January 1, 2010, this bill would generate  
          approximately $3.8 million in fee revenue, which would be  
          deposited into the Compliance Fund.  Staff notes that this bill  
          would allow the redirection of an equivalent amount of revenues  
          to the General Fund and other cigarette and tobacco products tax  
          funds, which are currently allocated for administration and  
          enforcement of the Licensing Act.

          Staff estimates that BOE's costs related to the implementation  
          of this provision would likely be in the range of $180,000  
          annually, beginning on January 1, 2010, to handle the processing  
          of annual payments and associated compliance activities, and  
          one-time programming costs of up to $200,000 split between  
          2009-10 and 2010-11.  The ongoing administrative costs would be  
          offset by the increased fee revenues, but the programming costs  










          would likely come from the General Fund.  

          Staff notes that AB 2344 (Beall), which was vetoed by the  
          Governor last year, would have imposed an annual fee of $185 on  
          retailers of cigarette and tobacco products licensed by the  
          Board of Equalization (BOE) and increased the license  
          reinstatement fee from $100 to $185, beginning on January 1,  
          2010.  The veto message stated:

               This bill would increase license fees on retailers that  
               sell tobacco.  I do not believe it is fair to the thousands  
               of small retailers impacted by this bill to increase fees  
               at this time.  There is a significant surplus of funds from  
               Proposition 10 available to cover the enforcement costs of  
               this program.

           Tobacco retailer license restriction: population-based
           This provision is intended to reduce the availability of  
          cigarette and tobacco products in hopes of preventing tobacco  
          use among minors.  (proposed amendments would delete these  
          provisions)

           Tobacco retail license restriction
           This provision is intended to prevent further proliferation of  
          tobacco retailers by requiring denial of new tobacco retail  
          licenses in areas of overconcentration.

          Existing law requires retailers of cigarette and tobacco  
          products to pay a one-time license fee of $100 and requires  
          annual renewal of the retailer license.  A retailer is subject  
          to a $100 reinstatement fee if they allow the license to expire.  
           Fees collected pursuant to the Cigarette and Tobacco Licensing  
          Act are deposited into the Cigarette and Tobacco Products  
          Compliance Fund and are available solely for the purpose of  
          implementing, enforcing, and administering the Act.   
          Approximately 38,200 retailers are currently licensed by BOE.   
          Each year approximately 6,000 new licenses are issued, but a  
          corresponding number are typically surrendered, so the total  
          number of active licenses has been fairly stable since the  
          Licensing Act was established in 2003.
          Page 3
          SB 603 (Padilla)

          SB 603 would place unabsorbable administrative burdens on BOE,  
          primarily due to the requirements to determine whether an  
          applicant retail location is in an area of overconcentration,  










          and revise existing processes and procedures for tobacco  
          retailer licensure.  At the time of this analysis, BOE had not  
          finalized a detailed estimate, but unabsorbable annual costs  
          associated with this provision of the bill would likely be in  
          the range of $300,000 annually.

          The bill requires BOE, the State Department of Public Health  
          (DPH), and the Department of Alcoholic Beverages Control (ABC)  
          to share all information with respect to retailers'  
          implementation of the Licensing Act.  The restriction on  
          issuance of a tobacco retailer license in an area of  
          overconcentration is modeled after a similar restriction on  
          ABC's issuance of a liquor license, which prohibits issuance if  
          it would result in "undue concentration," as specified.  Current  
          law also authorizes BOE to issue a license without further  
          investigation of an applicant for a retail location if the  
          applicant holds a valid license issued by ABC for that same  
          location.  Since both the ABC restriction and the restriction in  
          this bill use the same basis for determining concentration of  
          licenses in a specific census tract, information sharing could  
          create efficiencies.  SB 603 would at a minimum require BOE to  
          develop procedures to define and identify "areas of  
          overconcentration."  This provision would also require permanent  
          staffing for BOE to determine compliance with this restriction  
          for each of the 6,000 annual new applicants.

          SB 603 provides an exception to the restriction of issuing a  
          tobacco retailer license in an area of overconcentration if a  
          local governing body determines within 90 days of notification  
          of a completed application that "public convenience or  
          necessity" would be served by the issuance.  This exception  
          would presumably be most applicable to smaller communities and  
          rural areas with limited retail space.  The bill deems the  
          application denied if the local jurisdiction does not make a  
          determination within 90 days.  Since BOE would not be required  
          to make the determination, administrative costs would be  
          minimal.


          Proposed amendments would:
           Delete provisions that limit the number of retail licenses  
            issued by BOE to 1 per every 2,500 adults in a county.
           Insert provisions that prohibit BOE from issuing a new  
            cigarette and tobacco products license for a retail location  
            in an "area of overconcentration."
           Specify the amount of the fee for a license transfer to be  










            $100.