BILL ANALYSIS                                                                                                                                                                                                    



                                                                       



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                                 THIRD READING


          Bill No:  SB 603
          Author:   Padilla (D), et al
          Amended:  6/1/09
          Vote:     21

           
           SENATE REVENUE & TAXATION COMMITTEE  : 5-3, 04/22/09
          AYES: Wolk, Alquist, Florez, Padilla, Wiggins
          NOES: Walters, Ashburn, Runner

           SENATE APPROPRIATIONS COMMITTEE  :  7-5, 5/28/09
          AYES:  Kehoe, Corbett, DeSaulnier, Hancock, Leno, Oropeza,  
            Yee
          NOES:  Cox, Denham, Runner, Walters, Wyland
          NO VOTE RECORDED:  Wolk


           SUBJECT  :    Retail tobacco sales:  licenses

           SOURCE  :     Author


           DIGEST  :    This bill restricts new tobacco retail licenses  
          for a retail location in an area overconcentration area and  
          for a retail location located within 600 feet of a public  
          elementary or secondary school except as specified.  This  
          bill sets a renewal license fee at $100.  Lastly it  
          requires the Department of Alcohol and Beverages and the  
          Department of Public Health upon request of the Board of  
          Equalization to provide them with specified information  
          covering tobacco and control laws.

           ANALYSIS  :    Existing federal law provides that the federal  
                                                           CONTINUED





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          government may reduce each state's alcohol and substance  
          abuse block grant funding unless the youth purchase survey  
          conducted by each state, using underage decoys to purchase  
          cigarettes, is below 20 percent. 

           Existing State Law
           
          Existing state law requires the Board of Equalization (BOE)  
          to administer the Cigarette and Tobacco Products Licensing  
          Act of 2003, a statewide cigarette and tobacco products  
          license program for the sale of cigarettes and tobacco  
          products.  Existing law requires BOE to license  
          manufacturers, distributors, wholesalers, importers and  
          retailers of cigarette or tobacco products who are engaged  
          in business in California.  Existing law also requires a  
          retailer to have and maintain a license to sell cigarettes  
          or tobacco products.  

          A retailer that owns or controls more than one retail  
          location where cigarette and tobacco products are sold is  
          required to obtain a separate license for each retail  
          location.  Each retailer is required to submit a one-time  
          license fee of one hundred dollars with each application  
          and may submit a single application for those licenses with  
          a license fee of one hundred dollars per location.  A  
          "retail location" is defined to mean any building from  
          which cigarettes or tobacco products are sold at retail or  
          a vending machine.  

          Existing law requires that all persons engaging in the  
          retail sale of cigarettes and tobacco products shall check  
          the identification of tobacco purchasers, to establish the  
          age of the purchaser, if the purchaser reasonably appears  
          to be under 18 years of age.  Existing law also prohibits  
          any person, firm or corporation from selling, giving, or in  
          any way furnishing cigarettes or tobacco products to any  
          person who is under the age of 18 years. 

          Existing law provides BOE the authority to take enforcement  
          action if a retailer is convicted of either a Penal Code  
          violation of selling cigarettes or tobacco products to any  
          person who is under the age of 18 years or if a retailer is  
          convicted of violating the provisions of the STAKE Act.   
          Existing law limits this authority of BOE to take  







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          enforcement action during periods when the statewide  
          underage sales rate in California, as measured in an annual  
          survey conducted by the Department of Public Health (DPH),  
          is 13 percent or more.  
          
          Existing law provides for a range of penalties, from  
          issuing a warning letter on the first violation to revoking  
          the license on the eighth violation within a 24-month  
          period that can be levied against a licensee during the  
          period when BOE has the authority to act on licenses for  
          violations of underage sales laws.  Specifically, the  
          existing penalty structure is as follows:

          1. Upon the first conviction of a violation, the retailer  
             receives a warning letter from BOE that delineates the  
             circumstances under which a retailer's license may by  
             suspended or revoked and the amount of time the license  
             may be suspended or revoked.  The retailer and its  
             employees are required to receive training on tobacco  
             control laws from the Department of Health Services upon  
             a first conviction. 

          2. Upon the second conviction of a violation within 12  
             months the retailer is subject to a fine of five hundred  
             dollars. 

          3. Upon the third conviction of a violation within 12  
             months the retailer is subject to a fine of one thousand  
             dollars. 

          4. Upon the fourth to the seventh conviction of a violation  
             within 12 months BOE is required to suspend the  
             retailer's license to sell cigarette and tobacco  
             products for 90 days.

          5. Upon the eighth conviction of a violation within 24  
             months BOE is required to revoke the retailer's license  
             to sell cigarette and tobacco products.

          Existing Local Law:

          Existing local ordinances in some jurisdictions require  
          tobacco retailers to obtain a license for the retail sales  
          of cigarettes and tobacco products in those jurisdictions.   







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          Existing local ordinances in some jurisdictions require  
          cigarette and tobacco product retailers to comply with  
          specific provisions of the jurisdiction's land use and  
          zoning ordinances, including provisions that regulate the  
          location of these retailers. 

          This bill restricts new tobacco retail license for a retail  
          location in an area of overconcentration (an area where the  
          ratio of retail licenses to population in a census tract is  
          greater than the ratio of retail licenses to population in  
          the county overall) and for a retail location that is  
          located within 600 feet of a public elementary or secondary  
          school.  The bill provides an exception to this restriction  
          if issuing a tobacco license of a local governing body  
          determines within nine days of notification of a completed  
          application that public convenience or necessity will be  
          served by the issuance.  If the local governing body or its  
          designated subordinate officer or body, does not make a  
          determination within the 90-day period, the license is to  
          be deemed denied.

           
          The bill also allows a retailer, subject to approval by the  
          BOE, in an area of overconcentraiton to transfer an  
          existing license to another person for continual use at the  
          same location upon the sale or transfer of the business  
          holding the license, only to a person to otherwise meets  
          the requirements for the issuance of a new license, and  
          only after first providing 30 days notice to the BOE  
          together with an application for transfer, all transfer  
          documents, and evidence the transferee would meet the  
          requirements for the issuance of a new license.  It  
          provides for a transfer fee of $100 and sets a renewal fee  
          at $100.
           
          Lastly, the bill requires the Alcoholic Beverage Control  
          Board, upon request, provide the BOE any licensure  
          information, including, but not limited to, application,  
          license issuance, license transfers, license denials, or  
          any other information necessary to administer the  
          California Cigarette and Tobacco Products Licensing Act of  
          2003.  It also requires the DPH, upon request, to provide  
          the BOE any information, including, but not limited to,  
          statewide information on the annual Youth Tobacco Purchase  







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          Survey, Stop Tobacco Access to Kids Enforcement Act,  
          compliance checks, California retailers and youth tobacco  
          control laws, or any other information necessary to  
          administer the California Cigarette and Tobacco Products  
          Licensing Act of 2003.

          Comments
           
          According to the author's office, retail tobacco licenses  
          are not subject to an annual renewal fee like many other  
          state issued licenses.  Liquor licenses, for example, must  
          be renewed annually at a cost ranging from $71.00 to  
          $1,332.00, depending on the type of liquor license.  The  
          funds generated through license renewal fees are typically  
          used to fund enforcement and compliance of laws affecting  
          the licensed industries.  Absent an annual fee from tobacco  
          retailers, the BOE, the licensing authority for tobacco  
          retailers, struggles to administer and enforce their  
          licensing program.  In 1994, the Legislature approved a  
          moratorium on the issuance of beer and wine licenses and  
          capped the number of licenses issued at one per every 2500  
          people within a county.  This limit was intended to curb  
          alcohol consumption, among other things.  Meanwhile, there  
          is no cap on the number of tobacco licenses that can be  
          issued within a county.  Considering the often deadly  
          effects of tobacco use, it makes sense to have alcohol and  
          tobacco laws more closely aligned.  This bill is needed to  
          reduce the availability of tobacco products in our  
          communities to prevent youth from tobacco use.

           Related legislation
           
          SB 602 (Padilla), of 2009 adds provisions to the Licensing  
          Act to prohibit the issuance of a new license to a retailer  
          in an "area of over concentration," and makes reporting  
          requirement changes related to sales to minors.

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  Yes    
          Local:  No

          According to the Senate Floor Appropriations Committee:

                          Fiscal Impact (in thousands)








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           Major Provisions                     2009-10     2010-11     
           2011-12          Fund

          Tobacco license renewals
            License revenue gain                   
          ($955)($3,820)($3,820)   Special*
            BOE programming        $100      $100             General
            BOE administration          $90       $180      $180      
          Special*/
                                                                    
          General
           Tobacco license restriction
           BOE:  determination ofUnknown administrative costs,        
          Special*/
            the license applicant likely in range of $300 annually
            eligibility 

          License transfer fees                             Unknown,  
          likely minor fee          Special*
                                   revenue gains  

          * Cigarette and Tobacco Products Compliance Fund, General  
          Fund, other tobacco tax special funds 

           SUPPORT  :   (Verified  5/29/09) (previous version)

          American Cancer Society
          American Heart Association
          American Lung Association
          Magna Systems Incorporated 
          California Dental Association

           OPPOSITION  :    (Verified  5/29/09) (previous version)

          California Grocer's Association
          California Distributor's Association
          California Independent Grocers Association

           ARGUMENTS IN SUPPORT  :    Supporters states that with over  
          38,000 tobacco retailers in the state, there are no  
          shortage of tobacco in our communities and cite studies  
          that confirm the connection between communities dense with  
          tobacco retail establishments and higher smoking rates.   
          Furthermore, they argue that unlike existing law governing  







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          liquor licenses, tobacco retailers are not required to pay  
          license renewal fees for the privilege of selling tobacco  
          in the state.  Similarly, there is no limit on the number  
          of tobacco retail establishments like there is for liquor  
          licenses.  This lack of a limit makes tobacco more  
          available.  

           ARGUMENTS IN OPPOSITION  :    The California Grocers  
          Association opposes this bill and argues that the state's  
          tobacco licensing law has been a success in reducing  
          cigarette tax evasion and reducing sales to minors.  They  
          argue that the overconcentration provisions will reduce the  
          number of licensees in any downtown area.  They are also  
          concerned that this bill will lead to increased tax  
          avoidance, and that there is no research to document the  
          effectiveness of overconcentration.  The California  
          Distributors Association expresses concerns that the bill  
          will harm retail establishments and reduce the number of  
          small business in this state.  As amended this bill does  
          not affect existing retailers; they have been grandfathered  
          in.  
           

          DLW:do  6/1/09   Senate Floor Analyses 

                         SUPPORT/OPPOSITION:  SEE ABOVE

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