BILL ANALYSIS                                                                                                                                                                                                    



                                                                  SB 655
                                                                  Page  1

          Date of Hearing:   July 6, 2009

                    ASSEMBLY COMMITTEE ON UTILITIES AND COMMERCE
                                Felipe Fuentes, Chair
                     SB 655 (Padilla) - As Amended:  May 20, 2009

           SENATE VOTE  :   25-11
           
          SUBJECT  :   Independent System Operator: transmission facilities.
           
          SUMMARY  :   Requires the California Independent System Operator  
          (CAISO) to appear annually before the appropriate policy  
          committees of the Senate and the Assembly to report on the  
          CAISO's activities, and states legislative intent that the CAISO  
          take all necessary steps to ensure that the transmission grid is  
          secure from intrusion by unauthorized persons or entities.
           
          EXISTING LAW  :   

          1)Creates the CAISO as a nonprofit public benefit corporation to  
            censure the reliability of electric service and the healthy  
            and safety of the public.

          2)Requires the CAISO to consult and coordinate with state and  
            local agencies to ensure the CAISO operates in furtherance of  
            state law regarding consumer and environmental protection.
           
          THIS BILL :  

          1)Makes a finding that the deployment of smart grid technology  
            creates additional opportunities for unauthorized persons or  
            entities to impact the transmission grid.

          2)States legislative intent that the CAISO take all necessary  
            steps to ensure that the transmission grid is secure from  
            intrusion by unauthorized persons or entities.

          3)Specifies that the CAISO shall operate in furtherance of the  
            California Renewables Portfolio Standard Program (SB 1078,  
            Sher, Chapter 516, Statutes of 2002) and the Global Warming  
            Solutions Act (AB 32, Nunez, Chapter 488, Statutes of 2006) in  
            consultation and coordination with appropriate state and local  
            agencies.  

          4)Requires the CAISO to appear annually before the appropriate  








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            policy committees of the Senate and the Assembly to report on  
            the CAISO's activities.

           FISCAL EFFECT  :   Unknown.

           COMMENTS  :   According to the author, the purpose of this bill is  
          to provide some legislative oversight to the CAISO.  Due to  
          state environmental policies to reduce greenhouse gas emissions  
          and increase utilities' procurement of renewable energy  
          generation, California has launched into a new era of energy and  
          environmental leadership.  However, the important and difficult  
          work of implementing and achieving these goals remains before  
          us.  To be successful it is essential that the PUC, CEC and  
          CAISO share a common mission and responsibility in achieving  
          California's ambitious goals.

          1)   Background  :  The bill that deregulated California's  
          wholesale and retail energy markets, AB 1890 (Brulte, Chapter  
          854, Statutes of 1996), created the CAISO.  Operation and  
          control of the electric grid was transferred from the  
          investor-owned utilities (IOUs) to the CAISO because of concerns  
          that the utilities would favor their own electric generation  
          facilities over those facilities owned by others.

          The CAISO dispatches electricity, performs a needs analysis on  
          proposed transmission lines, and conducts auctions for the  
          purchase of electricity needed to meet immediate and near-term  
          needs.  The CAISO governing board is composed of a five-member  
          independent governing board of directors appointed by the  
          Governor and subject to confirmation by the Senate.  

          Current law requires the Electricity Oversight Board (EOB) to  
          oversee the CAISO, which includes overseeing the policies and  
          markets the CAISO operates.  The Legislature often met with  
          staff and members of the EOB to provide legislative direction on  
          CAISO oversight. Last year, the Governor defunded the EOB in the  
          Budget Act. Although statutes require oversight, none actually  
          exists and no successor agency was identified.  This bill  
          attempts to provide some sort of Legislative awareness of the  
          CAISO by requiring the CAISO to annually appear before both  
          houses' policy committees.

          2)   Go, ready, set:   The federal American Reinvestment and  
          Recovery Act of 2009 (2009 Energy Act) authorizes the federal  
          Department of Energy (DOE) to award $4 billion in grants ranging  








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          from $500,000 to $20 million for smart grid technology  
          deployments and grants of $100,000 to $5 million for the  
          deployment of grid monitoring devices.  However, there's no  
          clear definition of a smart grid, and this bill anticipates that  
          a non-defined thing can be hacked.
           
           The federal Energy Independence and Security Act of 2007 (2007  
          Energy Act) has provided funds for smart grid deployment, and it  
          also identifies a lead federal agency to develop standards and  
          protocols for a smart grid. In addition it creates a research,  
          development, and demonstration program for smart grid  
          technologies at the DOE.  To further the implementation of smart  
          grid, it provides federal matching funds for portions of  
          qualified smart grid investments, and requires each state  
          regulatory authority to initiate consideration of whether to  
          allow utilities cost recovery for nonadvanced grid technologies,  
          deployment of a qualified smart grid system, and implementation  
          of the provision of periodic price information.  None of this  
          has been completed.

          3)   The blank check  :  This bill states legislative intent that  
          the CAISO take all necessary steps to ensure that the  
          transmission grid is secure from intrusion by unauthorized  
          persons or entities.  The author's office provided a Wall Street  
          Journal article that reports that the electric grid has been  
          hacked.  Investigators found that the hackers left behind  
          software that could later be activated to disrupt grid  
          operations.  The article revealed that the hacking was  
          apparently discovered not by the grid operators, but by U.S.  
          intelligence agencies.  There was no indication whether  
          California's grid was hacked, or whether the current grid  
          without two-way communication could be hacked.  

          The CAISO's governing statutes discuss grid reliability but not  
          grid security.   By expanding the CAISO's mission and  
          authorizing the CAISO to take "all necessary steps" to ensure  
          the grid is secure from intrusion when a smart grid hasn't even  
          been identified yet alone implemented, this bill provides a  
          blank check for an undefined purpose to the CAISO.  No state  
          agency or the Legislature oversees the CAISO budget.  Because  
          the CAISO costs are paid indirectly by ratepayers through the  
          transmission charge, this provision may be too broad and the  
          CAISO could assume tremendous costs without any entity  
          determining the value of benefits.  (Although the CAISO must get  
          Federal Energy Regulatory Commission (FERC) approval for its  








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          grid management charge, if there is no objection or intervention  
          from any state agency that is charged with CAISO oversight, the  
          FERC approves the charges.)

          Since the late 1990s the CAISO has spent billions of dollars on  
          a new procedure to settle accounts. Then it was called "Market  
          Design 2000" or "MD 2000." When that year passed with no new  
          design, the name changed to "MD 02", and then to Market Redesign  
          and Technology Upgrade, or "MRTU."  The Legislature had no input  
          on whether the redesign was even necessary, let alone be privy  
          to the amount of ratepayer funds supporting it.  MRTU finally  
          launched on April 1, 2009.  There is no comprehensive analysis  
          of the amount of money expended for it or whether the  
          anticipated benefits have been achieved.

          4)   Does this bill protect the integrity of the grid  :  SB 655  
          makes a finding that the deployment of smart grid technology  
          creates additional opportunities for unauthorized persons or  
          entities to impact the transmission grid.  However, the bill  
          only requires the CAISO to report annually to the Legislature  
          and doesn't do anything about ensuring the integrity except  
          provide legislative intent that the CAISO take all necessary  
          steps to ensure grid security.

          Because there is no nexus between the legislative intent  
          language and the requirement that the CAISO appear before the  
          Legislature, and due to concern that there is no legislative  
          oversight of the CAISO expenditures,  this committee may wish to  
          delete the legislative intent language.  
           
          REGISTERED SUPPORT / OPPOSITION  :

           Support 
           
          Clean Power Campaign
           
            Opposition 
           
          None on file.

           Analysis Prepared by  :    Gina Adams / U. & C. / (916) 319-2083