BILL ANALYSIS                                                                                                                                                                                                    







                      SENATE COMMITTEE ON PUBLIC SAFETY
                             Senator Mark Leno, Chair                S
                             2009-2010 Regular Session               B

                                                                     6
                                                                     7
                                                                     8
          SB 678 (Leno and Benoit)                                    
          As Amended April 16, 2009 
          Hearing date:  April 28, 2009
          Penal Code
          AA:br


                                      PROBATION  :  

             PERFORMANCE-BASED FUNDING FOR FELONY PROBATION SUPERVISION  



                                       HISTORY

          Source:  Chief Probation Officers of California

          Prior Legislation: None

          Support: Association for Los Angeles Deputy Sheriffs; Riverside  
                   Sheriffs' Association; Los Angeles Probation Officers'  
                   Union, AFSCME, Local 685; Little Hoover Commission;  
                   Friends Committee on Legislation; San Diego County  
                   District Attorney's Office

          Opposition:None known


                                         KEY ISSUE
           
          SHOULD THE "California Community Corrections Performance Incentive  
          Act of 2009," which would establish a system of performance-based  
          funding to support evidence-based practices relating to THE  




                                                                     (More)







                                                   SB 678 (Leno and Benoit)
                                                                      PageB

          supervision of adult felony probationers, BE ENACTED, AS SPECIFIED?



                                       PURPOSE

          The purpose of this bill is to enact the "California Community  
          Corrections Performance Incentive Act of 2009," which would  
          establish a system of performance-based funding to support  
          evidence-based practices relating to the supervision of adult  
          felony probationers.  The bill would provide a formula-based  
          system for sharing state savings with probation for purposes of  
          improved supervision of felony probationers when those savings  
          are achieved as a result of reduced prison admissions  
          attributable to improved felony probation outcomes, as  
          specified.

           Current law  generally authorizes courts to grant probation to  
          persons convicted of crimes, except as specified.  (See Penal  
          Code  1203 et seq.)

           Current law  provides for the offices of adult probation  
          officer, assistant adult probation officer, and deputy adult  
          probation officer.  (Penal Code  1203.5; 1203.6; Code of  
          Civil Procedure  131.3 et seq.)  "Except where a separate  
          office of adult probation officer has been created by local  
          charter, probation officers, assistant probation officers, and  
          deputy probation officers appointed under the Juvenile Court  
          Law are ex officio adult probation officers, assistant adult  
          probation officers, and deputy adult probation officers."  (3  
          Witkin Cal. Crim. Law Punishment  503 (some citations  
          omitted); Penal Code  1203.5.)

           This Bill
           
           This bill  would enact the "California Community Corrections  
          Performance Incentive Act of 2009," with the following features  
          and requirements:

          Local "Community Corrections Performance Incentive Fund"




                                                                     (More)







                                                   SB 678 (Leno and Benoit)
                                                                      PageC


           This bill  would authorize any county to establish in each county  
          treasury a "Community Corrections Performance Incentive Fund"  
          ("CCPIF") to receive all amounts allocated to that county for  
          purposes of implementing the provisions of this bill, as  
          specified.


           This bill  would require that moneys in a CCPIF be allocated to  
          the chief probation officer in his or her capacity as head of  
          the county probation department responsible for supervising  
          adult felony probationers to implement the community corrections  
          program authorized by this bill.



          Use of Funds



           This bill  would require that funds allocated to probation  
          pursuant to its provisions be "used to provide supervision and  
          rehabilitative services for adult felony offenders subject to  
          probation, and shall be spent on evidence-based community  
          corrections practices and programs, which may include, but are  
          not limited to, the following:





             A.   Implementing and expanding evidence-based risk and  
               needs assessments.

             B.   Implementing and expanding intermediate sanctions  
               that include, but are not limited to, electronic  
               monitoring, mandatory community service, home  
               detention, day reporting, restorative justice  
               programs, work furlough programs, and incarceration in  
               county jail for up to 90 days.




                                                                     (More)







                                                   SB 678 (Leno and Benoit)
                                                                      PageD


             C.   Providing more intensive probation supervision.

             D.   Expanding the availability of evidence-based  
               rehabilitation programs including, but not limited to,  
               drug and alcohol treatment, mental health treatment,  
               anger management, cognitive behavior programs, and job  
               training and employment services.

             E.   Evaluating the effectiveness of rehabilitation and  
               supervision programs and ensuring program fidelity."



           This bill  would authorize the chief probation officer to "spend  
          funds on any of the above practices and programs consistent with  
          this act but, at a minimum, shall devote at least 5% of all  
          funding received to expanding the availability of rehabilitation  
          programs and evaluating the effectiveness of those programs."



           This bill  would authorize a chief probation officer to "petition  
          the Administrative Office of the Courts to have this restriction  
          waived, and the Administrative Office of the Courts shall have  
          the authority to grant such a petition, if there is already  
          sufficient availability of evidence-based programs for adult  
          probationers in that jurisdiction."



          Local "Community Corrections Partnership"

          

           This bill  would require that the community corrections program  
          funded by its provisions be developed and implemented by  
          probation and advised by a local "Community Corrections  
          Partnership" chaired by the chief probation officer and  
          comprised of the following membership:




                                                                     (More)







                                                   SB 678 (Leno and Benoit)
                                                                      PageE




                 The presiding judge of the superior court, or his or her  
               designee.

                 The chief administrative officer for the county.

                 The district attorney.

                 The public defender.

                 The sheriff.

                 A chief of police.

                 The head of the county department of social services.

                 The head of the county department of mental health.

                 The head of the county department of employment.

                 The head of the county alcohol and substance abuse  
               programs.

                 The head of the county office of education.

                 A representative from a community-based organization  
               with experience in successfully providing rehabilitative  
               services to persons who have been convicted of a criminal  
               offense.



          Local Administrative and Reporting Requirements for the Funds



           This bill  would require probation departments receiving these  
          funds to "maintain a complete and accurate accounting of all  




                                                                     (More)







                                                   SB 678 (Leno and Benoit)
                                                                      PageF

          funds received," as specified.

          

           This bill  would require community corrections programs funded  
          pursuant to its provisions to "identify and track specific  
          outcome-based measures consistent with the goals of this act."



           This bill  would require the Administrative Office of the Courts,  
          in consultation with the Chief Probation Officers of California,  
          to "specify and define minimum required outcome-based measures,  
          which shall include, but not be limited to, all of the  
          following:



              (1)    The percentage of persons on felony probation  
                 who are being supervised in accordance with  
                 evidence-based practices.

              (2)    The percentage of state moneys expended for  
                 programs that are evidence-based, and a  
                 descriptive list of all programs that are  
                 evidence-based.

              (3)    Specification of supervision policies,  
                 procedures, programs, and practices that were  
                 eliminated.

              (4)    The percentage of persons on felony probation  
                 who successfully complete the period of  
                 probation."



           This bill  would require each probation department receiving  
          funding pursuant to this bill to "provide an annual written  
          report to the Administrative Office of the Courts evaluating the  




                                                                     (More)







                                                   SB 678 (Leno and Benoit)
                                                                      PageG

          effectiveness of the community corrections program, including,  
          but not limited to, the data described (above)."

          

          State Administrative and Reporting Requirements



           This bill  would require that, "(c)ommencing no later than 18  
          months following the initial receipt of funding pursuant to this  
          act and annually thereafter, the Administrative Office of the  
          Courts, in consultation with the Department of Corrections and  
          Rehabilitation ("CDCR"), the Department of Finance and the Chief  
          Probation Officers of California, shall submit to the Governor  
          and the Legislature a comprehensive report on the implementation  
          of this act.  The report shall include, but not be limited to,  
          all of the following information:



               a)     The effectiveness of the community corrections  
                 program based on the reports of performance-based  
                 outcome measures required (by this bill) . . . .



               b)     The percentage of felony probationers whose  
                 probation was revoked for the year on which the  
                 report is being made.



               c)     The percentage of felony probationers who were  
                 convicted of crimes during their term of probation  
                 for the year on which the report is being made.



               d)     The impact of the moneys appropriated pursuant  




                                                                     (More)







                                                   SB 678 (Leno and Benoit)
                                                                      PageH

                 to this act to enhance public safety by reducing the  
                 percentage and number of felony probationers whose  
                 probation was revoked for the year being reported on  
                 for probation violations or new convictions, and to  
                 reduce the number of felony probationers who are  
                 sent to prison for the year on which the report is  
                 being made.



               e)     Any recommendations regarding resource  
                 allocations or additional collaboration with other  
                 state, regional, federal, or local entities, or  
                 other for improvements to this act."



          Funding; Administration by the Administrative Offices of the  
          Courts



           This bill  would provide funding for the program described by  
          this bill through the following formula and process:



           Appropriation Based on Calculated Savings

           

           This bill  would provide that the Legislature shall annually  
          appropriate to the Administrative Office of the Courts 50% of  
          the cost savings calculated pursuant to the formula described  
          below, to be deposited into the CCPIF of each county as follows:



               (1)  Twenty percent of the state's savings  
                 attributable to that county, divided by 50%, as  




                                                                     (More)







                                                   SB 678 (Leno and Benoit)
                                                                      PageI

                 specified, where the county's felony probation  
                 revocation rate for that year is less than the  
                 baseline felony probation revocation rate, as  
                 specified;



               (2)  Forty percent of the state's savings attributable  
                 to the county, divided by 50%, as specified, where  
                 the county's felony probation revocation rate for  
                 that year is at least 5% less than the baseline  
                 felony probation revocation rate, as specified;



               (3)  One hundred percent of the state's savings  
                 attributable to the county, divided by 50%, as  
                 specified, where the county's felony probation  
                 revocation rate for that year is at least 10% less  
                 than the baseline felony probation revocation rate,  
                 as specified.



           Baseline Calculation

           

           This bill  would require the Director of Finance, in consultation  
          with CDCR, the Joint Legislative Budget Committee, and the  
          Administrative Office of the Courts, to calculate a baseline  
          felony probation revocation rate for each county based on the  
          average number of felony probationers who entered state prison  
          from that county for the fiscal years 2006-07, 2007-08, and  
          2008-09 as a result of a probation revocation or conviction for  
          a new offense while on probation.








                                                                     (More)







                                                   SB 678 (Leno and Benoit)
                                                                      PageJ


           Annual Calculation of State Savings

           

           This bill  would require, for the 2009-10 fiscal year, and each  
          fiscal year thereafter, the Director of Finance, in consultation  
          with CDCR, the Joint Legislative Budget Committee, and the  
          Administrative Office of the Courts, to "calculate costs to CDCR  
          that have been avoided, including costs associated with  
          incarceration, community supervision, and parole revocations and  
          revocation proceedings, due to reductions, calculated for each  
          county and statewide, in the percentage of people on supervised  
          felony probation whose probation is revoked and who are  
          sentenced to serve a term of imprisonment in state prison, or  
          who while on supervised probation are admitted to state prison  
          after a conviction for a new offense, based on all of the  
          following:



              (1)    The felony probation revocation rate for each  
                 county based on the number of felony probationers  
                 who entered state prison from that county as a  
                 result of revocation of probation.



              (2)    The felony probation revocation rate for each  
                 county based on the number of felony probationers  
                 who entered state prison from that county as a  
                 result of a conviction of a new felony while on  
                 probation.

           

          Miscellaneous Funding Provisions







                                                                     (More)







                                                   SB 678 (Leno and Benoit)
                                                                      PageK

          This bill  would require that the moneys it appropriates be used  
          to supplement, not supplant, any other state or county  
          appropriation for the chief probation officer or the probation  
          department.



           This bill  would appropriate up to 3% of moneys appropriated to  
          the Administrative Office of the Courts for the costs of  
          administering this program, as specified.



           This bill  would provide that, with respect to any funds  
          remaining in the CCPIF not allocated as specified, amounts from  
          those unused remaining funds may be awarded to chief probation  
          officers for counties that have achieved no reduction in the  
          baseline set for their county as follows:



               (1)  Grants shall be competitive, based on grant  
                 applications which demonstrate the applicant's  
                 ability to apply awarded funding as specified.



              (2)    Awards shall be limited to the following  
                 purposes:



                     (A)       Assessing the county's current  
                       community corrections practices and  
                       programs.

                     (B)       Identifying any deficiencies in  
                       those practices and programs which may be  
                       the basis for the county's felony  
                       probation revocation rate.




                                                                     (More)







                                                   SB 678 (Leno and Benoit)
                                                                      PageL


                     (C)       Implementing evidence-based  
                       community corrections strategies  
                       authorized by this act.



              (3)    Awards shall be awarded to one county for no  
                 more than two fiscal years.



              (4)    Awards shall not exceed 10 percent of a county's  
                 maximum allocation as specified.



              (5)    The moneys appropriated shall be used to  
                 supplement, not supplant, any other state or county  
                 appropriation for the chief probation officer or the  
                 probation department.



           This bill  would provide that funds unexpended by county  
          probation departments at the end of the fiscal year in which  
          they are awarded may, with the approval of the Administrative  
          Office of the Courts, be carried over into the next fiscal year  
          if such funds constitute no more than 10% of the total funding.   
           This bill  would provide that unexpended funds in excess of 10%  
          of the total funding awarded, or funds not approved by the  
          Administrative Office of the Courts to be carried over into the  
          next fiscal year, shall be returned to the CCPIF for purposes  
          consistent with this section.



           This bill  would specify that moneys received through  
          appropriations pursuant to its provisions shall be used for  
          purposes described above.




                                                                     (More)







                                                   SB 678 (Leno and Benoit)
                                                                      PageM




           This bill  would provide that, notwithstanding any other  
          provision, none of the calculated savings shall be appropriated  
          to any CCPIF where there is no reduction under the baseline, as  
          specified.

          Definitions
          

           This bill  would establish the following definitions for purposes  
          of its provisions:



              a)    "Community corrections" means the placement of  
                persons convicted of a felony offense under probation  
                supervision, with conditions imposed by a court for a  
                specified period.



              b)    "Chief probation officer" means the chief  
                probation officer for the county or city and county  
                in which an adult offender is subject to probation  
                for the conviction of a felony offense.



              c)    "Community Corrections Program" means a program  
                established pursuant to this act consisting of a  
                system of felony probation supervision services  
                dedicated to all of the following goals:



                 1)        Enhancing public safety through the  
                    management and reduction of offender risk  
                    while under felony probation supervision and  




                                                                     (More)







                                                   SB 678 (Leno and Benoit)
                                                                      PageN

                    upon reentry from jail into the community.

                 2)        Providing a range of probation  
                    supervision tools, sanctions, and services  
                    applied to felony probationers based on a  
                    risk/needs assessment for the purpose of  
                    reducing criminal conduct and promoting  
                    behavioral change that results in reducing  
                    recidivism and promoting the successful  
                    reintegration of offenders into the  
                    community.



                 3)        Maximizing offender restitution,  
                    reconciliation, and restorative services to  
                    victims of crime.



                 4)        Holding offenders accountable for  
                    their criminal behaviors and for successful  
                    compliance with applicable court orders and  
                    conditions of supervision.



                 5)        Improving public safety outcomes for  
                    persons placed on probation for a felony  
                    offense, as measured by their successful  
                    completion of probation and commensurate  
                    reduction in the rate of felony probationers  
                    sent to prison as a result of a probation  
                    revocation or conviction of a new crime.



              d)    "Evidence-based practices" refers to supervision  
                policies, procedures, programs and practices demonstrated  
                by scientific research to reduce recidivism among  




                                                                     (More)







                                                   SB 678 (Leno and Benoit)
                                                                      PageO

                individuals under probation, parole, or post-release  
                supervision.

          Legislative Findings
          
           This bill  would make specified legislative findings and  
          declarations.

                    RECEIVERSHIP/OVERCROWDING CRISIS AGGRAVATION
          
          California continues to face a severe prison overcrowding  
          crisis.  The Department of Corrections and Rehabilitation (CDCR)  
          currently has about 170,000 inmates under its jurisdiction.  Due  
          to a lack of traditional housing space available, the department  
          houses roughly 15,000 inmates in gyms and dayrooms.   
          California's prison population has increased by 125% (an average  
          of 4% annually) over the past 20 years, growing from 76,000  
          inmates to 171,000 inmates, far outpacing the state's population  
          growth rate for the age cohort with the highest risk of  
          incarceration.<1>

          In December of 2006 plaintiffs in two federal lawsuits against  
          CDCR sought a court-ordered limit on the prison population  
          pursuant to the federal Prison Litigation Reform Act.  On  
          February 9, 2009, the three-judge federal court panel issued a  
          tentative ruling that included the following conclusions with  
          respect to overcrowding:

               No party contests that California's prisons are  
               overcrowded, however measured, and whether considered  
               in comparison to prisons in other states or jails  
               within this state.  There are simply too many  
                  prisoners for the existing capacity.  The Governor,  
               ----------------------
          <1>  "Between 1987 and 2007, California's population of ages 15  
          through 44 - the age cohort with the highest risk for  
          incarceration - grew by an average of less than 1% annually,  
          which is a pace much slower than the growth in prison  
          admissions."  (2009-2010 Budget Analysis Series, Judicial and  
          Criminal Justice, Legislative Analyst's Office (January 30,  
          2009).)



                                                                     (More)







                                                   SB 678 (Leno and Benoit)
                                                                      PageP

               the principal defendant, declared a state of emergency  
               in 2006 because of the "severe overcrowding" in  
               California's prisons, which has caused "substantial  
               risk to the health and safety of the men and women who  
               work inside these prisons and the inmates housed in  
               them."  . . .  A state appellate court upheld the  
               Governor's proclamation, holding that the evidence  
               supported the existence of conditions of "extreme  
               peril to the safety of persons and property."  
               (citation omitted)  The Governor's declaration of the  
               state of emergency remains in effect to this day.

               . . .  the evidence is compelling that there is no  
               relief other than a prisoner release order that will  
               remedy the unconstitutional prison conditions.

               . . .

               Although the evidence may be less than perfectly  
               clear, it appears to the Court that in order to  
               alleviate the constitutional violations California's  
               inmate population must be reduced to at most 120% to  
               145% of design capacity, with some institutions or  
               clinical programs at or below 100%.  We caution the  
               parties, however, that these are not firm figures and  
               that the Court reserves the right - until its final  
               ruling - to determine that a higher or lower figure is  
               appropriate in general or in particular types of  
               facilities.

               . . .

               Under the PLRA, any prisoner release order that we  
               issue will be narrowly drawn, extend no further than  
               necessary to correct the violation of constitutional  
               rights, and be the least intrusive means necessary to  
               correct the violation of those rights.  For this  
               reason, it is our present intention to adopt an order  
               requiring the State to develop a plan to reduce the  
               prison population to 120% or 145% of the prison's  




                                                                     (More)







                                                   SB 678 (Leno and Benoit)
                                                                      PageQ

               design capacity (or somewhere in between) within a  
               period of two or three years.<2>

          The final outcome of the panel's tentative decision, as well as  
          any appeal that may be in response to the panel's final  
          decision, is unknown at the time of this writing.

           This bill  does not appear to aggravate the prison overcrowding  
          crisis outlined above.

                                      COMMENTS

          1.  Stated Need for This Bill

           The authors state:

              Adult probation is a ticking time bomb waiting to go  
              off.  Currently, there are large numbers - 200,000 or  
              more - of adult felons on probation.  Forty percent of  
              new admissions to state prison are offenders who have  
              been sent to prison because they failed on felony  
              probation.  That means forty percent of those headed to  
              prison for new crimes were under community supervision,  
              but because probation is so sorely under-resourced very  
              little can be done to stop their cycle of offending.   
              Many of these lower level offenders are prime  
              candidates for intensive intervention practices that  
              can be very successful at ending the cycle of  
              offending, saving tax dollars, preventing further  
              victimization and making our communities safer.  

               This bill is designed to reduce the felony probation  
              failure rate by investing in probation and achieving  
              three key goals:
              -----------------------
          <2>  Three Judge Court Tentative Ruling, Coleman v.  
          Schwarzenegger, Plata v. Schwarzenegger, in the United States  
          District Courts for the Eastern District of California and the  
          Northern District of California United States District Court  
          composed of three judges pursuant to Section 2284, Title 28  
          United States Code (Feb. 9, 2009).



                                                                     (More)







                                                   SB 678 (Leno and Benoit)
                                                                      PageR

               
                   1.        This bill will reduce crime in  
                    California's communities through a community  
                    corrections strategy focused on increasing  
                    the supervision and management of felony  
                    offenders on probation.

                  2.        This bill will reduce prison  
                    overcrowding, not by early release but by  
                    decreasing the criminal activity of those  
                    already on felony probation.  The bill  
                    actually makes offenders MORE accountable for  
                    their actions by providing better  
                    supervision, monitoring and intermediate  
                    sanctions that will change their behavior.   
                    By improving the public safety outcomes for  
                    adult felons who now are failing felony  
                    probation, this bill will stem the tide of  
                    those going to prison by de-escalating their  
                    criminal behavior.

                  3.        This bill will establish sustainable  
                    funding for enhanced adult felony probation  
                    through performance incentive funding.  As  
                    felony probation supervision and management  
                    improves, measured by reductions in felony  
                    probationers who are committing crimes or  
                    failing probation conditions, communities  
                    experience less crime and the state saves  
                    money.  Under performance incentive funding,  
                    a portion of these state savings are shared  
                    with probation for further adult probation  
                    services.
               

               Funding for this program is based on improved public  
              safety outcomes for persons on felony probation.  State  
              savings will accrue from reduced prison admissions  
              attributable to improved felony probation supervision  
              and management resulting in less crime.  Funding will  




                                                                     (More)







                                                   SB 678 (Leno and Benoit)
                                                                      PageS

              support evidence-based probation practices and  
              programs, including improved supervision and  
              monitoring, that decrease crime by changing criminal  
              behavior while on probation.

              This bill, once implemented, will mean sustainable  
              funding for probation and community corrections  
              programs, stable reductions in crime among felony  
              probationers, and a decline in prison commitments as a  
              result of improved public safety at the local level.

          2.  What This Bill Would Do

           As explained in detail above, this bill essentially would  
          establish a system of performance-based funding to support  
          evidence-based practices relating to the supervision of adult  
          felony probationers.  The bill would provide a formula-based  
          system for sharing state savings with probation for purposes of  
          improved supervision of felony probationers when those savings  
          are achieved as a result of reduced prison admissions  
          attributable to improved felony probation outcomes.

          3.  The Current Condition of Probation
           
          Many experts and practitioners have underscored the lack of  
          resources currently available for supervising adult  
          probationers.  The Chief Probation Officers of California, which  
          is the sponsor of this bill, explains:

              Probation departments throughout the state are  
              suffering from increasing caseloads and static  
              funding sources.  Currently, there are about 305,000  
              adult offenders (approximately 25% are between the  
              ages of 18-25) on probation with only 1,450 deputy  
              probation officers supervising them.  Approximately  
              52 % of all adult probationers are placed on "Banked"  
              caseloads.  Banked caseloads are administratively  
              supervised which means that there is little  
              opportunity to intervene in the offenders course of  
              current criminal behavior.  This leads to a  




                                                                     (More)







                                                   SB 678 (Leno and Benoit)
                                                                      PageT

              percentage continuing on a path which leads to local  
              jail time or directly to state prison.  The results  
              of this situation are negatively affecting public  
              safety through continued recidivism, the lack of  
              accountability and no measurable changes in the  
              competency development of offenders.  High ratios of  
              offenders to officers, also reduces the offenders  
              respect and expectations of the criminal justice  
              system.<3>

          In June of 2003, the Probation Services Task Force Final Report  
          was issued by the Judicial Council and the California State  
          Association of Counties.  The report was the product of 18  
          court, county and probation professionals who spent nearly three  
          years studying a broad range of issues relating to probation in  
          California.  The report explained:

              Probation occupies a unique and central position in the  
              local and state justice structure.  It serves as a  
              linchpin of the criminal and juvenile justice systems  
              and is the one justice system partner that regularly  
              collaborates with all stakeholders as an offender moves  
              through the system.  Probation connects the many  
              diverse stakeholders, including law enforcement; the  
              courts; prosecutors; defense attorneys; community-based  
              organizations; mental health, drug and alcohol, and  
              other service providers; the community; the victim; and  
              the probationer.

              The role and identity of probation departments have  
              evolved substantially over the years, with developments  
              in the past decade showing extraordinary innovation in  
              the face of fiscal challenge.  Substantial variation  
              exists in the types of services offered in each of the  
              58 counties.  While state law mandates certain  
              probation services in all counties, other programs are  
              tested on a pilot or otherwise limited-term basis,  
              supported by a fixed cycle of grant funding.  Local  

              -----------------------
          <3>  See  
          http://67.199.72.34/php/Information/Papers/APSProposal.doc.



                                                                     (More)







                                                   SB 678 (Leno and Benoit)
                                                                      PageU

              needs, community requirements, funding constraints, and  
              the absence of statewide standards in most core program  
              areas have encouraged the growth of services and  
              programs that best fit local needs. . . . <4>

              Probation departments are funded through a mix of  
              federal and state grants, local funds, and offender  
              fees.  Probation department budget increases seen in  
              the late 1990s and up to 2002 have been supported  
              largely by one-time grants and other unstable funding  
              sources.  It is highly unlikely that counties will be  
              able to increase needed probation department resources  
              in the foreseeable future.  As California navigates a  
              period of severe fiscal uncertainty, the need for a  
              stable funding base becomes increasingly critical.<5>

          The 2003 report included the following recommendations relevant  
          to this bill:

              RECOMMENDATION 1:  Probation departments must have  
              stable and adequate funding to protect the public and  
              ensure offender accountability and rehabilitation.

              . . . 

              RECOMMENDATION 3: Probation standards and guidelines  
              should be developed and maintained to enhance the  
              delivery of services to courts, communities, victims,  
              and probationers.
              . . .
              
              RECOMMENDATION 5:  Probation departments should  
              incorporate measurable outcomes in developing goals  
              and objectives.

              . . .
              
              RECOMMENDATION 9:  Probation departments should  

              ----------------------
          <4>  Id., p. 39.
          <5>  Id., p. 61.



                                                                     (More)







                                                   SB 678 (Leno and Benoit)
                                                                      PageV

              establish a graduated continuum of services and  
              sanctions to respond to the needs of each offender.

              . . . 

              RECOMMENDATION 11:  Courts and counties should  
              develop and implement partnerships and work  
              collaboratively to ensure appropriate levels of  
              services for adult and juvenile offenders.<6>

          4.  Community Corrections

           This bill is based on an approach recommended by many experts  
          and employed by at least one other state, Arizona,<7> for  
          improving public safety by strengthening community corrections.   
          For example, based on the October 2008 Summit of Judicial  
          Leaders on Sentencing, Community Corrections, and Evidence-Based  
          Practice, the Advisory Committee to the Summit included the  
          following recommendations to the Judicial Council of California:

              In order to reduce recidivism by offenders placed on  
              probation while holding probationers accountable, the  
              Council should develop statewide strategies to  
              implement evidence-based sentencing (EBS) practices  
              and principles of evidence-based practice (EBP) in  
              the sentencing and supervision of offenders placed on  
              probation.

              . . .

              In order to reduce recidivism by offenders placed on  
              probation while holding probationers accountable, the  
              Council should develop strategies to strengthen adult  
              probation services and implement key recommendations  
              of the 2003 Report of the Probation Services Task  
              Force.

              . . .

              ----------------------
          <6>  Id., Executive Summary, p. 8-9.
          <7>  See SB 1476, Arizona, enacted in 2008.



                                                                     (More)







                                                   SB 678 (Leno and Benoit)
                                                                      PageW


              In order to improve public safety, reduce recidivism  
              by offenders supervised in the community, and more  
              effectively hold those offenders accountable, the  
              Council should establish a California Commission on  
              Community Corrections to propose a new,  
              comprehensive, and coordinated system of community  
              supervision and corrections for California.

          In its December 2008 report, Policy Framework to Strengthen  
          Community Corrections, the Pew Center on the States Public  
          Safety Performance Project described national failure rates for  
          offenders that are equally apt for California:

              . . .  (M)ore than 95 percent of inmates are  
              eventually released back to the community.  Add in  
              offenders on probation, parole or other post-prison  
              supervision and there are now 7.3 million American  
              adults under correctional control on any given day.   
              The corrections system costs states nearly $50  
              billion a year, and federal and local governments  
              billions more.






















                                                                     (More)











              That kind of money might be justified if it were  
              dramatically cutting crime.  But it's not.  More than  
              40 percent of probationers do not complete their  
              probation period successfully and more than half of  
              parolees end up back behind bars within three years.   
              While repeat offenders are major drivers of prison  
              growth and costs, so are people who have broken the  
              rules of their probation or parole release but who  
              have not committed a new crime.  Offenders who  
              violate their supervision conditions account for a  
              significant portion of prison admissions, reducing  
              space available for violent and chronic criminals.

              These high failure rates stem in large part from  
              overwhelmed community supervision agencies.  While  
              national attention has focused on the dramatic rise  
              of incarceration, the probation and parole  
              populations have risen just as fast.  The agencies  
              responsible for supervising these 5 million  
              offenders, however, haven't received nearly enough  
              resources or authority to keep up.

              . . .  More than 25 years of research has identified  
              a series of policies and practices that can make  
              substantial cuts in recidivism rates.  Policy makers  
              in several states have enacted reforms that help  
              corrections agencies adopt these "evidence-based  
              practices" by providing fiscal incentives, clearing  
              obstacles, enhancing their authority, and tracking  
              their results.

              . . .

              The measures below were selected as part of the  
              initial framework; others may be added as state and  
              local leaders continue to innovate.  And though  
              individual sections would have impact if adopted  
              alone, taken together they offer policy makers a  
              powerful opportunity to help reduce victimization and  




                                                                     (More)







                                                   SB 678 (Leno and Benoit)
                                                                      PageY

              control corrections costs.<8>


          The measures identified by the Pew Report include the following:

                 Evidence-based practices;
                 Earned compliance credits;
                 Administrative sanctions for probation violations;
                 Performance-incentive funding based on improved  
               outcomes; and
                 Performance measurement.<9>

          With respect to performance-based funding the Pew Report  
          includes the following relevant observations:

              Strong community corrections agencies can cut  
              recidivism, but adequate funding for them is a  
              perennial challenge in the criminal justice system.   
              . . .  People on probation and parole who violate  
              their conditions of supervision are a major driver of  
              prison populations and costs.  . . .

              States and localities can realign their fiscal  
              relationships in ways that reward performance.  If  
              corrections agencies are successful in cutting the  
              rate of offenders sent back to prison for new crimes  
              or rule violations, the state reaps savings by  
              avoiding prison costs.  By sharing some of those  
              savings with the successful agencies, states can help  
              build stronger community corrections systems without  
              appropriating new funds.  The incentive funding can  
              be used to implement evidence based practices,  
              provide effective substance abuse treatment and other  
              risk reduction programs, and victim services. . .  
              .<10>

          ---------------------------
          <8>  Policy Framework to Strengthen Community Corrections, supra  
          in text, p. 1.
          <9>    Id., p. 2.
          <10>  Id., Performance Incentive Funding Chapter, p. 1.











                                                   SB 678 (Leno and Benoit)
                                                                      PageZ

          WOULD THIS BILL IMPROVE PUBLIC SAFETY IN CALIFORNIA?

          WOULD THIS BILL ALSO LEAD TO REDUCTIONS IN PRISON OVERCROWDING?



                                   ***************