BILL ANALYSIS                                                                                                                                                                                                    



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          SENATE THIRD READING
          SB 680 (Romero and Huff)
          As Amended August 17, 2009
          2/3 vote.  Urgency 

           SENATE VOTE  :37-0  
           
           EDUCATION           6-1         APPROPRIATIONS      9-3         
                                                       
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          |Ayes:|Nestande, Arambula,       |Ayes:|De Leon, Nielsen, Charles |
          |     |Buchanan, Garrick,        |     |Calderon, Coto, Duvall,   |
          |     |Miller, Solorio           |     |Harkey, Miller, Solorio,  |
          |     |                          |     |Audra Strickland          |
          |     |                          |     |                          |
          |-----+--------------------------+-----+--------------------------|
          |Nays:|Ammiano                   |Nays:|Ammiano, Fuentes,         |
          |     |                          |     |Torlakson                 |
           ----------------------------------------------------------------- 
           SUMMARY  :  An urgency measure that extends the sunset and repeal  
          date for the School District of Choice (DOC) program from July  
          1, 2009 to July 1, 2016 and January 1, 2010 to January 1, 2017,  
          respectively; repeals the prohibition on new districts electing  
          to become DOCs; and, requires the Legislative Analyst (LAO) to  
          complete an evaluation of the DOC program and report to the  
          Legislature by November 1, 2014.  Specifically,  this bill  :   

          1)Requires, if the number of transfer applications exceeds the  
            number of transfers the governing board elects to accept,  
            approval for transfer to be determined by a random drawing at  
            a regularly scheduled public meeting of the school district  
            governing board.

          2)Requires communications to parents or guardians by districts  
            electing to enroll pupils under the DOC program to be  
            factually accurate and not target individual parents or  
            guardians or residential neighborhoods on the basis of a  
            child's actual or perceived academic or athletic performance  
            or any other personal characteristic.

          3)Requires the annual local audit of a DOC to include a  
            compliance review of the selection process and appropriate  
            communications, as specified.









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          4)Specifies that DOCs shall not reject the transfer of special  
            needs pupils including individuals with exceptional needs or  
            English learner pupils.

          5)Specifies that districts of residence (DORs) that have a  
            negative budget certification, as determined by the county  
            office of education, may limit the number of pupils  
            transferring out in that fiscal year.

          6)Specifies that DORs may limit the number of pupils who  
            transfer out of the district if the county superintendent of  
            schools determines that the district will not meet the  
            standards and criteria for fiscal stability due to such  
            transfers, as specified; and, specifies that students who have  
            already been accepted to transfer to a DOC before a DOR takes  
            action to limit the number of transfers, shall be permitted to  
            attend the DOC, as specified.

          7)Authorizes DOCs to give priority for attendance to children of  
            military personnel.

          8)Repeals the requirement for the Superintendent of Public  
            Instruction (SPI) to calculate the apportionment for basic aid  
            districts that elect to become DOCs; and, repeals the  
            requirement for the State Allocation Board to develop  
            procedures to ensure that the average daily attendance (ADA)  
            of pupils admitted by a DOC be credited to that district for  
            the purposes of any determination under Article 2 of Chapter  
            12 of Part 10 that utilizes an ADA calculation.

          9)Repeals an authorization and instead requires DOCs to keep an  
            accounting of the following and report the information to the  
            governing board of the school district:

             a)   The number of requests granted, denied, or withdrawn and  
               in the case of denied requests, the records shall indicate  
               the reasons for the denials;

             b)   The number of pupils transferred out of the district and  
               the number of pupils transferred into the district;

             c)   The race, ethnicity, gender, self-reported  
               socio-economic status and the DOR of the pupils  
               transferring into and out of the district; and,








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             d)   The number of pupils transferring into and out of the  
               district classified as English learners and the number of  
               pupils identified as individuals with exceptional needs.

          10)Requires, no later than May 15 of each year, the school  
            district to report the data collected and its status as a DOC  
            to each school district to which it is geographically  
            adjacent, the local county office of education, the SPI, and  
            the Department of Finance (DOF); and, deletes the  
            authorization for the SPI to designate a date by which to  
            report the data.

          11)Repeals the requirement for the California Department of  
            Education (CDE) to annually report data on the DOC program and  
            instead requires the LAO to annually report the following  
            information to the Governor and the appropriate fiscal and  
            policy committees of the Legislature:  data on the  
            characteristics of DOC students; Academic Performance Index  
            scores of schools in the DOR and DOC; graduation rates of DORs  
            and DOCs; enrollment data for DORs and DOCs for the past five  
            years; the fiscal health of DOCs and DORs; and, whether any  
            district has exceeded the transfer limits.

          12)Specifies that the LAO may request data from DOF; and,  
            requires the LAO where necessary and practicable to survey  
            DORs and DOCs to gather necessary information.

          13)Repeals the requirement for CDE to complete a one-time  
            evaluation of the DOC program and instead requires the LAO to  
            complete an evaluation of the DOC program and report to the  
            Legislature by November 1, 2014, as specified.

           EXISTING LAW  authorizes a school board to declare the district  
          to be a DOC willing to accept a specified number of  
          inter-district transfers.  A DOC is not required to admit pupils  
          but it is required to select those pupils that it does elect to  
          admit through a random process that does not choose pupils based  
          upon academic or athletic talent.  Either the DOR or DOC may  
          prevent a transfer under this law if the transfer would  
          exacerbate racial segregation.  Each DOC is required to keep  
          records of:  1) the number of requests granted, denied, or  
          withdrawn as well as the reasons for the denials; 2) the number  
          of pupils transferred out of the district; and, 3) the number of  








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          pupils transferred into the district.  Districts are required to  
          report this information to the SPI annually, and the SPI is  
          required to make the information available to the Governor, the  
          Legislature, and the public annually before April 1.  This  
          program sunset on July 1, 2009.   

          FISCAL EFFECT  :  According to the Assembly Appropriations  
          Committee, 

          1)Potential loss of General Fund (GF)/Proposition 98 savings, of  
            approximately $2.6 million, to the 19 CDE identified school  
            districts of choice that are basic aid.  A basic aid district  
            is defined as a district whose revenue limit funding (general  
            purpose) is met entirely with local property tax funds;  
            therefore, the state does not contribute revenue limit funding  
            to these districts to serve their pupils.  However, under the  
            DOC program, statute requires the SPI to calculate revenue  
            limit funding for basic aid school districts of choice in an  
            amount equivalent to 70% of revenue limit funding that the DOR  
            would have received if the pupil attended school in that  
            district.      

          2)Potential GF/Proposition 98 costs, likely between $400,000 and  
            $795,000, for increased costs related to the declining  
            enrollment adjustment.  This measure uncaps the DOC program,  
            which allows any school district in the state to participate  
            in the DOC program.  As stated below, 52% of school districts  
            in the state are experiencing declining enrollment.  Existing  
            law provides school districts with a one-year hold harmless  
            adjustment if their enrollment is declining.  For the 2007-08  
            fiscal year, the state provided $318 million GF/Proposition 98  
            for the declining enrollment adjustment.  

          3)This bill is an urgency measure due to the current statute  
            that sunsets the DOC program on July 1, 2009.  The author has  
            provided a March 2009 Legislative Counsel Opinion to this  
            committee that states if the DOC program becomes inoperative  
            on July 1, 2009 pupils who are enrolled under this program  
            will not be allowed to remain in a school district choice.  As  
            such, the author contends that if these school districts are  
            in declining enrollment, the state will be required to pay an  
            increased declining enrollment adjustment in addition to the  
            revenue limit funding for the pupils returning to their DOR,  
            resulting in millions of dollars in GF/Proposition 98 costs to  








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            the state.  

             a)   The contention assumes a number of variables associated  
               with it.  First, it assumes that all pupils participating  
               in the DOC program would not continue to enroll in these  
               districts.  As referenced below, existing law establishes  
               an interdistrict transfer program, which is an avenue these  
               pupils can pursue to remain in the district of choice.   
               Second, as referenced above in 1) above, 19 of the 25  
               districts identified as currently participating in the DOC  
               program are basic aid school districts.  Therefore, the  
               state does not pay a declining enrollment adjustment to  
               them because it does not provide revenue limit funding to a  
               basic aid district.  However, the state would be required  
               to pay the full revenue limit cost of the pupil who returns  
               to his or her DOR.  

               Of the six school districts of choice that are not basic  
               aid, the state may be required to pay a declining  
               enrollment adjustment, if the school district is in  
               decline.  However, if these pupils return to their DOR and  
               these districts receive a declining enrollment adjustment  
               from the state, the amount of this adjustment would be  
               slightly reduced due to the pupils return to the district.   


          4)If the DOC program were to sunset and the pupils attending  
            basic aid school districts of choice were required to return  
            to their DOR, the state would pay increased GF/Proposition 98  
            revenue limit apportionments, likely in the hundreds of  
            thousands to low millions (assuming the DORs are not basic  
            aid).  These costs would be incurred due the state paying full  
            revenue limit funding for the returning pupils.  However, as  
            noted above, these costs may be offset by a potential decrease  
            in the state's declining enrollment adjustment paid to the  
            DOR.  

          In addition, the Assembly Appropriations Committee indicates the  
          cost of the LAO report will require $50,000 to $100,000 from the  
          GF.

           COMMENTS  :  Under the DOC law, the governing board of any school  
          district may declare the district to be a DOC willing to accept  
          a specified number of inter-district transfers.  A DOC is not  








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          required to admit pupils but is required to select those pupils  
          that it does elect to admit through a random process and they  
          are prohibited from choosing pupils based upon academic or  
          athletic talent.  Unlike the main interdistrict transfer law,  
          the DOC law does not require agreement between the DOR and the  
          receiving district in order for the receiving district (DOC) to  
          admit interdistrict transfers.  The DOR has little say in the  
          transfer process, except, districts with 50,000 or less ADA may  
          limit the maximum number of transfers each year to three percent  
          (3%) of their ADA and may limit transfers for the duration of  
          the program to 10% of their ADA.  Districts with more than  
          50,000 pupils in attendance may refuse to transfer more than one  
          percent (1%) of their ADA.  A DOR may also prevent a transfer  
          under this law if the transfer would have a negative impact on a  
          court-ordered or voluntary desegregation plan or the racial and  
          ethnic balance of the district.  
           
           DOC Data:  Under current law, districts elect to be a DOC by  
          adopting a local school board resolution.  Data collection on  
          DOCs and the numbers of transfers they accept or deny began in  
          2008 and this data is required to be reported to the Legislature  
          by the SPI by April 1 each year.  SB 80 (Committee on Budget and  
          Fiscal Review), Chapter 174, Statutes of 2007, required the CDE  
          to report to the Legislature by November 1, 2008 on the  
          effectiveness of the interdistrict transfer program using data  
          provided by school districts to the SPI on the disposition of  
          all interdistrict transfer requests.  CDE did not provide the  
          complete report due to lack of funding.  In lieu of the report,  
          CDE conducted a survey of 100 schools that receive the most  
          inter-district transfers in the state and found only three DOCs.  
           It is important to note the survey was not a complete  
          assessment of all DOCs.  The CDE report recommends, however,  
          "Given that only 3.9% of the responding districts indicated an  
          active participation in the DOC program, it seems to be a small  
          program with very limited impact.  The CDE sees no significant  
          negative consequences to the program's lapse as scheduled for  
          July 1, 2009."

          Seven Year Sunset Date:  The bill extends the sunset date for  
          the DOC program for seven years.  AB 1407 (Huffman) from 2009,  
          would have extended the DOC program sunset date for five years.   
          It is customary to have sunset dates extended for a maximum of  
          five years.  The Assembly should consider whether it is  
          appropriate to extend the DOC program sunset date for such a  








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          long period of time, without first properly evaluating the  
          number of districts currently using the program and the  
          effectiveness of the program statewide.  

          Eliminating the Prohibition:  The bill eliminates the  
          prohibition in existing law for new districts to elect to be  
          DOCs.  This will expand the program and authorize any district  
          to elect to be a DOC.  The prohibition was put in place to allow  
          for an evaluation to be completed before further expanding the  
          program.  The evaluation was not fully completed and the  
          Assembly should consider whether it is appropriate to expand the  
          program without first requiring an evaluation of the program and  
          its effects on students statewide.

          DOF Data Collection:  The bill requires school districts to  
          report DOC program data to DOF and CDE.  The bill further  
          specifies that the LAO may request the data from DOF to complete  
          the annual report to the Legislature.  Why would the LAO request  
          the data from DOF instead of requesting it directly from CDE?   
          The Assembly should consider whether it is appropriate to have  
          data reported to DOF and then sent to the LAO instead of having  
          the information come directly from CDE.  In any case, it is  
          clearly the intent of the Legislature that DOF provide the LAO  
          with the raw DOC data collected annually.

          Racial Inequities:  Rowland Unified School District borders  
          Walnut Valley Unified School District, which is a DOC.  Since  
          the inception of the DOC law, 1,649 students have transferred  
          out of Rowland Unified and transferred into Walnut Valley  
          Unified under the DOC law.  According to CDE data, the overall  
          demographic characteristics of Rowland Unified in 2008-09  
          included 60.9% Hispanic students and 20.9% Asian students.   
          Rowland Unified School District has calculated, based on 727  
          students of the 1,649 total students who have transferred out of  
          the district under the DOC law, that Walnut Valley has enrolled  
          52% Asian students and only 20% Hispanic students from Rowland  
          Unified.  One could argue that the percentages of students, by  
          ethnic background, who transferred out of Rowland Unified do not  
          appear to be random since they do not reflect the demographic  
          characteristics of the district overall.  In fact, the  
          percentage of Asian students who transferred out of Rowland  
          Unified is more than twice the total percentage of Asian  
          students in the entire district.  Conversely, the percentage of  
          Hispanic students who transferred out of Rowland Unified is 1/3  








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          of the total percentage of Hispanic students in the entire  
          district.  In 2006-07, Rowland Unified reached the maximum cap  
          of 10%, and the district utilized the authority granted in  
          statute to stop students from transferring out of their district  
          under the DOC law, due to concerns that Walnut Valley's DOC  
          program had negatively impacted the demographic profile of  
          Rowland Unified.

          Related legislation:  AB 1407 (Huffman) from 2009, was held on  
          the Assembly Appropriations Committee suspense file, would have  
          extended the sunset and repeal dates for the DOC program for  
          five years and required a census report on the DOC program by  
          CDE by November 2010.   
           
           Previous legislation:  AB 270 (Huff) from 2007, which was  
          incorporated into SB 80 (Committee on Budget and Fiscal Review),  
          Chapter 174, Statutes of 2007, extended the DOC program from  
          July 1, 2007 to July 1, 2009, prohibited additional districts  
          from becoming DOCs, and required DOCs to maintain records and  
          annually report the number of requests it receives to the SPI.  

          AB 97 (Nation), Chapter 21, Statutes of 2004, extended the DOC  
          program sunset date one year.

          AB 1993 (Quackenbush), Chapter 160, Statutes of 1993,  
          established the school DOC program.


           Analysis Prepared by  :    Chelsea Kelley / ED. / (916) 319-2087 

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