BILL ANALYSIS                                                                                                                                                                                                    



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          Date of Hearing:   June 30, 2009

                           ASSEMBLY COMMITTEE ON JUDICIARY
                                  Mike Feuer, Chair
                    SB 722 (Steinberg) - As Amended: June 25, 2009

           SENATE VOTE :  21-15
           
          SUBJECT  :  Greenhouse Gas Credits

           KEY ISSUE  :  SHOULD COMPANIES THAT ADVERTISE GREENHOUSE GAS  
          REDUCTIONS OR OFFSETS BE SUBJECT TO REASONABLE CIVIL PENALTIES  
          FOR FALSE ADVERTISING IF THE CLAIMED REDUCTIONS OR OFFSETS  
          CANNOT BE VERIFIED?

           FISCAL EFFECT  :  As currently in print this bill is keyed  
          non-fiscal.


                                      SYNOPSIS

          
          A recent surge in the marketing of greenhouse gas "credits" or  
          "offsets" seeks to allow consumers to reduce their carbon  
          footprint, not by changing their own behavior, but by purchasing  
          emission "credits" and "offsets" from sellers who have  
          voluntarily reduced greenhouse gas emissions or who promise to  
          contribute the money to environmental projects that reduce  
          overall greenhouse gas emissions.  For example, an airline may  
          attach an additional charge to the price of an airline ticket  
          and promise to use the money for a reforestation project that  
          will supposedly help to offset harmful emissions produced by the  
          flight.  Because of the unregulated nature of the market,  
          whether the "credits" truly represent some measurable reduction  
          in emissions - as they claim - is difficult for consumers to  
          determine.  This bill seeks to prohibit any person from  
          advertising an emission "credit" or carbon "offset" unless  
          certain conditions are met.  Additionally, this bill provides  
          that any person who advertises these products must maintain and  
          make available to the public documents supporting the  
          representation, as well as information on any significant  
          adverse environmental impacts associated with the creation and  
          manufacture of the credit or emission reduction.  Finally, this  
          bill provides that a violation of its provisions is punishable  
          by civil penalties and creates a civil cause of action that may  








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          be brought by any person or governmental entity.  The author  
          notes this bill appears necessary because of the growing concern  
          about the potential for fraud in this market, and because  
          existing law does not appear sufficient to protect the integrity  
          of this promising but still evolving industry.  The bill is  
          opposed by a number of business groups and tort reform advocates  
          who claim that the bill will simply generate litigation, and as  
          such may potentially discourage businesses from engaging in  
          emission-reducing projects. 

           SUMMARY  :  Establishes reasonable new standards for advertising  
          greenhouse gas reductions and remedies for violating of these  
          standards.  Specifically,  this bill  :

          1)Prohibits any person from representing in an advertisement or  
            in any other sales material promoting the sale or use of a  
            greenhouse gas credit or emission reduction, that the credit  
            or reduction reduces greenhouse gas emissions unless one or  
            more of the following conditions are met: 

             a)   The credit or emission reduction meets the methodologies  
               or standards that have been adopted or approved by the  
               State Air Resources Board, as provided. 
             b)   The credit or omission reduction complies with one or  
               more protocols for voluntary emissions reductions of  
               greenhouse gases adopted by the California Climate Action  
               Registry, and is registered with the California Climate  
               Action Registry.
             c)   The person demonstrates and discloses, in any  
               advertising or other sales or promotional material made  
               available to the public, that the credit or emission  
               reduction meets all of the following conditions:
               i)        It is quantifiable and measurable;
               ii)          It is surplus, and is in addition to any  
                 greenhouse gas emission reduction that would otherwise  
                 occur;
               iii)         It is verifiable and enforceable by a state,  
                 regional, or local agency within California;
               iv)          It does not result in an increase in the  
                 emission of specified pollutants or toxic air  
                 contaminants; and
               v)     The credit or emission does not result in adverse  
                 environmental impacts, as specified.

          2)Provides that any person who represents in an advertisement or  








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            other promotional material, for the sale of a greenhouse gas  
            credit or emission reduction, that the credit or reduction  
            results in a reduction of greenhouse gas emissions, shall  
            maintain in written form and make available to the public the  
            following information and documentation supporting the  
            validity of the representation:

             a)   The basis for the claim, including documentation on one  
               or more of the conditions required above. 
             b)   Information on any adverse environmental or public  
               health impacts associated with the creation and manufacture  
               of the credit or emission reduction, as specified.

          3)Provides that a retailer who does not initiate a  
            representation by advertising or through other means available  
            to the public shall not be deemed to be in violation of this  
            section.

          4)Provides that a violation of the above requirements is  
            punishable by a civil penalty not to exceed $2,500 per  
            violation, and by the cost of the purchase of the credit,  
            offset, or reduction, as defined.  Provides that a violation  
            creates a civil cause of action that may be brought by an  
            individual or a district attorney.  Provides that a violation  
            is not a crime.  

          5)Defines "greenhouse gas credit," "emission reduction,"  
            "credit," offset," "reduction," or any similar terms as a  
            voluntary reduction in the emission of greenhouse gases into  
            the atmosphere undertaken for the purposes of selling,  
            trading, or otherwise providing the credit for emission  
            reduction to another party.  

          6)Makes findings and declarations regarding global warming and  
            the protections necessary to ensure consumers are purchasing  
            emission reduction credits that actually result in emission  
            reductions.
           
          EXISTING LAW  :

          1)Requires, through the California Global Warming Solutions Act  
            of 2006, the State Air Resources Board to adopt regulations to  
            require the reporting and verification of statewide greenhouse  
            gas emissions and to monitor and enforce compliance with the  
            program.  (Health & Safety Code Section 38500 et seq.) 








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          2)Generally prohibits the use of false or misleading statements  
            in advertising.  Provides specified remedies and penalties for  
            violations, including civil penalties and injunctive relief.   
            (Business & Professions (B&P) Code Section 17500 et seq.)

          3)Establishes, under the Consumers Legal Remedies Act, consumer  
            protections against unfair and deceptive business practices  
            and provides efficient and economical procedures to secure  
            such protections.  (Civil Code Section 1750 et seq.)

           COMMENTS  :  A greenhouse gas credit or a carbon offset, like any  
          other commodity, can be traded.  In theory, the "credit"  
          represents emission-  reducing  activity by one party, who then  
          sells the credit to a second party, in order to "offset" the  
          second party's emission-  producing  activity.  There are at least  
          two distinct markets in which these credits are traded.  The  
          first, usually referred to as the "regulatory" or "compliance"  
          market, involves businesses, governments, and other entities  
          that are legally or contractually bound to comply with emission  
          "caps."  In this market, for example, a business that generates  
          emission levels lower than the cap earns "credits" that can be  
          sold to a business that produces more in order to comply with  
          the caps.  These so-called "cap and trade" formulas use market  
          incentives to reduce overall emissions.  In the second,  
          so-called "voluntary" market -the market with which this bill is  
          concerned - individual consumers purchase carbon credits to  
          mitigate greenhouse gas emissions from their own transportation,  
          electricity use, and other activities.  Credits are typically  
          generated from various emissions-reducing projects, such as  
          reforestation or alternative energy projects, like wind or  
          solar.  Supporters of such markets contend that, even if the  
          practice partially serves to assuage a consumer's guilt, it  
          nonetheless has the potential of generating money for worthy  
          emission-reducing projects.  Yet, without regulation, the market  
          is also potentially ripe for abuse.  (See e.g. "FTC Asks if  
          Carbon Offset Money is well spent," New York Times, January 9,  
          2009.)  As the San Jose Mercury News put it in an editorial  
          calling for more regulation of this market:

               Curbing your global warming will mean global changes  
               in behavior, not hoping the next guy does it.  But if  
               selling offsets really helps good projects get done,  
               so much the better.  Just make sure they do what they  
               say they do.  (San Jose Mercury News, May 4, 2008.) 








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          This bill seeks to assist in that goal: "Make sure they do what  
          they say the do."  Specifically, this bill would do three  
          things:

           First, it prohibits any person or entity from advertising  
            emission credits or offsets unless it can support the claim in  
            one of the three following ways: (1) the credit or offset  
            meets methodologies adopted by the State Air Resources Board;  
            (2) the credit or offset complies with one or more of the  
            protocols for voluntary emission reductions adopted by the  
            California Climate Action Registry, a non-profit organization  
            created by the state that tracks and monitors  
            emission-reducing project; or (3) the person or entity  
            demonstrates in the advertising or promotional material that  
            the reduction is quantifiable and measurable; that the  
            reduction is not one that would otherwise occur in the absence  
            of selling the credits (e.g. it is already funded by some  
            other source or the person or entity is already required to do  
            it); the credit is verifiable by a state, regional, or local  
            agency; and the credit does not contribute to the violation of  
            other state or federal air quality standards, as specified. 

           Second, it would require any person or entity that advertises  
            credits to maintain, in written form and available to any  
            member of the public, specified documentation that supports  
            the claim of emission reduction.

           Third, it provides that a violation of the bill's provision is  
            punishable by a civil penalty not to exceed $2,500 per  
            violation, and is also subject to a civil cause of action that  
            may be brought by any person or governmental entity. 

           Civil Remedies  :  This bill creates a civil action for false  
          advertising in the sale of carbon offsets.  California's Unfair  
          Competition Law (UCL) protects consumers and businesses from  
          "unlawful, unfair or fraudulent business acts or practices and  
          unfair, deceptive, untrue or misleading advertising."  (B&P Code  
          Section 17200 et seq.)  Section 17500, the Fair Advertising Act  
          (FAA), makes it unlawful for any person or corporation to induce  
          the public through any manner or means to buy products or  
          services through untrue or misleading advertising.  Remedies for  
          violations of the UCL and FAA provisions include injunctive  
          relief, restitution, and civil penalties of up to $2,500 for  
          each violation.  In addition, the Consumers Legal Remedies Act  








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          (CLRA) protects consumers against unfair and deceptive business  
          practices.  Remedies include actual damages, injunctive relief,  
          restitution, punitive damages and attorney's fees.  Under  
          Proposition 64 of 2004, a person may not bring an action unless  
          he or she has suffered an "injury in fact," or actual monetary  
          damages. 

          This bill creates a private right of action modeled, in part, on  
          the UCL and the CLRA.  The creation of additional consumer  
          remedies in the context of a rapidly developing market for  
          carbon offsets, the author contends, is appropriate considering  
          the potential for deceptive practices in the marketing of a  
          complex product.  Although the remedy provisions of this bill  
          are similar to those in Section 17500, this bill would expressly  
          state that a violation does not constitute a crime.  

           ARGUMENTS IN SUPPORT  :  In support of the bill, the author  
          states:

               The carbon offset market is fairly new and growing  
               substantially.  According to a New York Times article,  
               "FTC [Federal Trade Commission] Asks if Carbon-Offset  
               Money Is Well Spent" (January [], 2008), more than $54  
               million last year was spent on carbon offset credits  
               in the United States.  Individuals and corporations  
               purchase carbon offsets to compensate for the  
               greenhouse gas emissions they create or contribute to.  
                However, there are no guidelines, regulations, or  
               oversight to ensure that advertising claims for  
               offsets are valid.  The FTC has not updated its  
               environmental advertising guidelines for 10 years.  

               Because of Proposition 64, present law limits those  
               who may raise [an Unfair Competition Law] claim to  
               individuals who have suffered injury in fact and have  
               lost money or property.  When Proposition 64 passed in  
               2004, the carbon offset industry was minimal in  
               existence.  It is just over the last couple of years  
               that carbon offsets have gone mainstream.  Greenhouse  
               gas reductions are not as tangible or easily defined  
               in terms of 'injury in fact' and 'loss of money or  
               property'.  As more people purchase these reductions  
               to compensate for their carbon footprint, questions  
               arise as to what is being done to ensure that they are  
               purchasing genuine carbon offsets.  There is growing  








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               concern about the measure of emissions reductions from  
               projects sold and the potential for fraud.  However,  
               current law does not provide the necessary tools to  
               address this evolving industry.

           ARGUMENTS IN OPPOSITION  :  The Civil Justice Association of  
          California (CJAC) summarizes the opponents' position by arguing  
          that this bill "is unnecessary and . . . will invite unjustified  
          litigation in the effort to reduce greenhouse gas (GHC)  
          emissions."  CJAC contends that if the main purpose of the bill  
          is to promote fair advertising - which CJAC also supports - then  
          it is unnecessary because the UCL and FAA "already allow  
          individuals who have suffered injury in fact or lost money or  
          property to sue if sold a fraudulent greenhouse gas offset."  

          CJAC also believes that this bill will "subject legitimate GHG  
          offset providers who provide real, permanent, verifiable, and  
          additional emission reductions to meritless litigation by  
          parties who have not suffered any injury."  CJAC claims that a  
          business that fully complies with standards of the Air Resources  
          Board and the protocols of California Climate Action Registry  
          might still be subject to lawsuits under the document  
          maintenance provisions of the bill if the documents do not  
          sufficiently demonstrate such expansive and vaguely worded  
          requirements as documenting "any adverse environmental or public  
          health impacts associated with the creation of the credit or  
          emission reduction, including impacts on species, habitat,  
          ecosystems, land use biodiversity, air quality, water supply and  
          quality, access to food, and production of food."  The need to  
          retain documents relating to all of these subjects, CJAC claims,  
          will require retention of information that has little relevance  
          to the accuracy of advertising.  Such provisions, CJAC claims,  
          will only create "fertile ground for creative pleading of  
          imagined injuries." 

          The many business and trade associations listed below make  
          substantially the same claims as CJAC. 

           Pending Related Legislation  :  AB 376 (Nava) would have, similar  
          to the bill under consideration and last year's AB 1851 by the  
          same author, regulated advertising in the voluntary carbon  
          offset market.  (Held in Assembly Appropriations Committee).
           
           Prior Legislation:  AB 1851 (Nava, 2008), as amended in the  
          Senate, would have enacted the Greenhouse Gas Reduction  








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          Representations Law to prohibit any person from representing  
          that the sale of a greenhouse gas credit or emission reduction  
          reduces greenhouse gas emissions unless certain conditions are  
          met.  (Placed bill on the Assembly Inactive File by the author  
          prior to an Assembly vote on concurrence in Senate amendments.)

          AB 32 (Nunez), Chap. 488, Stats. 2006, enacted the California  
          Global Warming Solutions Act of 2006, which required that  
          California reduce overall greenhouse gas emissions to 1990  
          levels by 2020.  Required, in order to better achieve this goal,  
          that the State Air Resources Board adopt regulations on the  
          reporting and verification of statewide greenhouse gas emissions  
          and to monitor and enforce compliance with the program.

          AB 3994 (Sher), Chapter 1413, Stats. 1990, made it unlawful for  
          any person to represent that any consumer good, which it  
          manufactures or distributes is "ozone friendly,"  
          "biodegradable," "photodegradable," "recyclable," or "recycled"  
          unless the item meets specified definitions or meets definitions  
          established in trade rules adopted by the federal trade  
          commission.  The bill also required any person who represents  
          that any consumer good which it manufactures or distributes is  
          not harmful to, or is beneficial to, the environment through the  
          use of specified terms, to maintain in written form in its  
          records information and documentation supporting the validity of  
          the representation.
           
          Support 
           
          American Lung Association 
          Consumer Attorneys of California
          League of Conservation Voters
          Natural Resources Defense Council
           
            Opposition 
           
          California Business Properties Association 
          California Construction and Industrial Materials Association 
          California Chamber of Commerce
          California Grocers Association 
          California Independent Petroleum Association 
          California League o Food Processors 
          California Manufacturers & Technology Association 
          California Retailers Association 
          Civil Justice Association of California








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          Ecosecurities 
          Santa Barbara Technology and Industry Association 
          Western States Petroleum Association 


           Analysis Prepared by  :    Thomas Clark / JUD. / (916) 319-2334