BILL ANALYSIS                                                                                                                                                                                                    



                                                                  SB 766
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          SENATE THIRD READING
          SB 766 (Negrete McLeod)
          As Amended  August 31, 2009
          Majority vote 

           SENATE VOTE  :36-0  
           
           GOVENRMENTAL ORGANIZATION 17-0  APPROPRIATIONS      17-0        
           
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          |Ayes:|Coto, Anderson, Cook, De  |Ayes:|De Leon, Conway, Ammiano, |
          |     |Leon, Galgiani, Hall,     |     |                          |
          |     |Hill, Jeffries, Lieu,     |     |Charles Calderon, Coto,   |
          |     |Mendoza, Nestande,        |     |Davis, Fuentes, Hall,     |
          |     |V. Manuel Perez,          |     |Harkey, Miller, Nielsen,  |
          |     |Portantino, Silva,        |     |John A. Perez, Skinner,   |
          |     |Torres, Torrico, Tran     |     |Solorio, Audra            |
          |     |                          |     |Strickland, Torlakson,    |
          |     |                          |     |Hill                      |
          |-----+--------------------------+-----+--------------------------|
          |     |                          |     |                          |
           ----------------------------------------------------------------- 
          SUMMARY  :  Allows uncommitted surplus funds in the horse racing  
          Marketing Promotion Fund or the horse racing Workers Compensation  
          Fund, to be reallocated to any other fund or account created  
          pursuant to the Horse Racing Law.  Specifically,  this bill  :   

          1)Provides that, in the event there are at any time uncommitted  
            surplus funds in accounts created pursuant to existing law  
            (marketing fund and workers' compensation fund), those  
            unexpended funds may, at the request of the organization  
            governing those funds and with the approval of the California  
            Horse Racing Board (CHRB), be reallocated to any other fund or  
            account created pursuant to the Horse Racing Law.

          2)Provides that a request to the CHRB to reallocate funds shall be  
            accompanied by a report detailing all receipts and expenditures  
            over the two prior fiscal years of the funds affected by the  
            request.

          3)Provides that the initial approval of a request to reallocate  
            funds, as described, shall be limited to a one-year period.  An  
            approval may be extended for the subsequent year contingent upon  








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            receipt of a financial report and a determination by the CHRB  
            that the extension is in the economic interest of thoroughbred  
            racing.

          4)States that the organization whose written notice for a  
            percentage deduction which was approved by the CHRB shall  
            provide subsequent quarterly reports of receipts and  
            expenditures of the affected funds if requested by the CHRB.

          5)Provides that a fiscal report must be provided to the CHRB and  
            the respective fiscal committees and Committees on Governmental  
            Organization of the Senate and the Assembly, which accounts for  
            all receipts and expenditures in any of the affected funds, as  
            specified.

           EXISTING LAW  :

          1)Provides, under existing law, Article IV, Section 19(b) of the  
            Constitution of the State of California, that the Legislature  
            may provide for the regulation of horse races and horse race  
            meetings and wagering on the results.

          2)Authorizes the CHRB to regulate the various forms of horse  
            racing authorized in this state.

          3)Authorizes, until January 1, 2011, racing associations, fairs,  
            and other related organizations to form a private, statewide  
            marketing organization to market and promote Thoroughbred and  
            fair horse racing, and to obtain, provide, or defray the cost of  
            workers' compensation coverage for stable employees and jockeys  
            of thoroughbred trainers.

          4)Provides, until January 1, 2014, every thoroughbred association  
            and fair that conducts a racing meet shall deduct a percentage  
            of the total amount handled in exotic pari-mutuel pools of  
            Thoroughbred races, which shall be distributed to an  
            organization, as specified, to defray costs of workers'  
            compensation insurance in connection with Thoroughbred horses  
            that race in this state, as specified.

          5)Provides that any funds that are not used to defray the cost of  
            workers' compensation insurance shall either be carried forward  
            to the subsequent year or used to reimburse racing associations  








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            for safety-related expenditures, as specified.

           FISCAL EFFECT  :  According to the Assembly Appropriations  
          Committee, a 2006 audit showed the workers compensation fund had a  
          balance of $3.2 million.  In 2008, unaudited data shows that $2  
          million remained unused in the Marketing Promotion Fund.  If those  
          unused balances remain, this bill would allow those funds, in  
          excess of $5 million, to be transferred for another use.

           COMMENTS  :   

           Purpose of the bill  :  According to the author's office, there are  
          two funds in horse racing that have surpluses, the Marketing  
          Promotion Fund and the Workers' Compensation Fund.  SB 766 would  
          allow any surplus in the funds to be transferred to accounts that  
          are in deficit, such as the Vanning and Stabling Fund.

           Background  :  The Horse Racing Law establishes the amount that may  
          be deducted (the takeout) from the pari-mutuel wagering pools of  
          horse races in California.  The takeout is the amount deducted  
          from wagers before winnings are paid out to bettors.  Currently,  
          California's takeout rate on Thoroughbred races is 15.43 percent  
          for win, place, and show wagers, and 20.18% for other types of  
          wagers (i.e., Exacta, Trifecta, and Pick-6).  The takeout may be  
          used for specific purposes, as defined by law, such as license  
          fees, enforcement fees, owners purses, racing association  
          commissions, marketing, workers' compensation, and vanning and  
          stabling, among others.  

          For more than a decade, horse racing has been a declining  
          industry.  Some argue that the decline stems from increased  
          competition from expanded gaming in California to the inability of  
          the industry to attract new fans.  Regardless of the reasons, the  
          closure and threatened closure of         racetracks are  
          indicators that the sport of kings is in a precarious position.   
          Further exasperating the problem is the downturn in the economy  
          which has significantly impacted the amount wagered (the handle).

          As a result, programs that are funded from a percentage of the  
          handle are realizing deficits.  For example, the Vanning and  
          Stabling Fund, a fund that helps to defray the cost of having to  
          transport and stable race horses at auxiliary training facilities,  
          is experiencing a deficit.  To address the deficit in the Vanning  








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          and Stabling Fund, CHRB on November 18, 2008, approved an increase  
          in the amount of simulcast fees allowed to be deducted from the  
          off-track handle at California simulcast facilities from 1.06% to  
          1.25%, the maximum amount allowed by law.  Projections show,  
          however, that the increase may not cover the ongoing costs of  
          vanning and stabling horses.  

          Additionally, over the years, legislation has been enacted to  
          redirect monies from the Vanning and Stabling Fund for such  
          purposes as, to pay for capital projects, defray the costs of  
          workers' compensation coverage for stable employees and jockeys of  
          Thoroughbred trainers, the marketing and promotion of horse  
          racing, and the backstretch employee's welfare fund to provide  
          various services and benefits to backstretch employees.  

          SB 766 is intended to give CHRB the authority to approve the  
          transfer of monies from two specific funds that have surpluses to  
          accounts that have a negative fund condition.  Specifically, the  
          bill authorizes the organizations that administer the Marketing  
          Promotion Fund and the Workers' Compensation Fund to reallocate,  
          upon the approval of CHRB, any surplus monies in these two funds  
          to any other account created by the Horse Racing Law.

           In support  :  Proponents argue that the horse racing industry has  
          been going through a very difficult time in this economy.  Many  
          horse racing funds are running into deficits.  SB 766 will provide  
          the flexibility for horse racing to help stabilize funds that are  
          running into deficits.

           Prior legislation  :  AB 813 (Portantino), Chapter 19, Statutes of  
          2008, provided that, with respect to harness meetings, if there  
          are funds unexpended in the horse racing promotion account, those  
          funds may be expended for other purposes with the consent of the  
          horsemen and the racing association to  benefit the horsemen, or  
          the racing association, or both, pursuant to their agreement.

          AB 2103 (Plescia), Chapter, Statutes of 2008, extended the sunset  
          date, from January 1, 2009, to January 1, 2014, on a deduction  
          from pari-mutuel wagering on Thoroughbred horse racing in order to  
          defray the costs of pay or workers' compensation insurance.

          SB 1805 (Florez), Chapter 883, Statutes of 2006, provided that any  
          funds not used to defray the costs of workers compensation  








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          insurance as described, may also be used to reimburse a racing  
          association for actual costs of safety improvements to racing and  
          training surfaces, health and safety programs, research or safety  
          equipment.

          AB 701 (Horton), Chapter 40, Statutes of 2004, provided a  
          framework for the deduction from pari-mutuel pools in order to  
          address increased costs in workers compensation insurance in the  
          horse racing industry.  Required Thoroughbred racing associations  
          to deduct an additional one-half percent of the total amount  
          handled in exotic pari-mutuel pools to be used to defray  
          increasing workers' compensation costs in the horse racing  
          industry.  

          AB 2931 (Horton), Chapter 922, Statutes of 2002, authorized racing  
          associations to use existing industry funds (stabling and vanning  
          and promotion funds) for use in developing a program to offset  
          workers' compensation rates for horse trainers in the state.


           Analysis Prepared by  :    Eric Johnson / G. O. / (916) 319-2531

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