BILL ANALYSIS                                                                                                                                                                                                    






                 Senate Committee on Labor and Industrial Relations
                               Mark DeSaulnier, Chair

          Date of Hearing: April 29, 2009              2009-2010 Regular  
          Session                              
          Consultant: Gideon L. Baum                   Fiscal:Yes
                                                       Urgency: No
          
                                   Bill No: SB 807
                                   Author: Benoit
                          Version: As Amended April 2, 2009
          

                                       SUBJECT
          
                         Employment: meal and rest periods.


                                      KEY ISSUE

          Should the Legislature extend the time period within which an  
          employee can take a meal period, redefine the employer's  
          responsibility for providing his or her employees a meal period,  
          and decrease the statute of limitations for failing to provide a  
          meal period?
          

                                       PURPOSE
          
          To grant employers greater flexibility to provide meal periods,  
          and also reduce the punishment for failing to provide a meal  
          period.


                                      ANALYSIS
          
           Existing law  requires, with certain exemptions, that all  
          employees receive a meal break of 30 minutes before the start of  
          the 5th hour of work, unless the work period is no more than six  
          hours and both the employer and the employee choose to waive the  
          meal period by mutual consent.  

           Existing law  requires that if the work period is more than ten  
          hours, a second meal period of 30 minutes must also be granted  
          to an employee.  This second meal period can be waived by the  
          mutual consent of the employer and employee, but only if the  









          work period is no more than 12 hours, and the first meal period  
          was not waived.  

           Existing law  states that if an employer fails to provide a meal  
          break, the employer must give the employee one hour of premium  
          wages at the employee's regular rate of compensation for each  
          workday that a meal period was not provided.  If unpaid,  
          existing law requires that this wage accrues for 30 days and the  
          statute of limitations on its collection runs for 3 years.
           


          This bill  would:

             a)   Allow employees to take their first meal period before  
               the start of the 6th hour of work;

             b)   Change an employer's punishment for not providing a meal  
               period to a simple penalty equal to an hour of work, rather  
               than a premium wage penalty of one hour of work, which  
               decreases the statute of limitations for enforcement  
               purposes from three years to one year;

             c)   Define, for the purposes of enforcement, an employer's  
               responsibility to provide a meal period as making a meal  
               period available without interference.


                                      COMMENTS
          
          1.  Legislative Background - Meal Periods 

            In 1999, AB 60 (Knox) became law, which included the  
            requirement that all employers provide a meal period for an  
            employee.  Prior to AB 60, meal periods had been required by  
            the regulatory IWC Wage Orders, but, with the exception of a  
            few industries, were not statutorily required.  The following  
            year, AB 2509 (Steinberg) created the monetary punishment for  
            employers who do not provide a meal period for their  
            employees.  Questions soon arose from the employer community  
            as to what it meant to provide a meal period and if the  
            monetary punishment was a penalty, with a statute of  
          Hearing Date:  April 29, 2009                            SB 807  
          Consultant: Gideon L. Baum                               Page 2

          Senate Committee on Labor and Industrial Relations 
          








            limitations of one year, or a premium wage, with a statute of  
            limitations of three years.

            In 2002, the Department of Labor Standards Enforcement (DLSE)  
            enforcement manual interpreted the requirement of the employer  
            to provide a meal period as a responsibility that falls  
            directly on the employer to ensure that the employee takes a  
            meal period, much as it is the employer's responsibility to  
            ensure that his or her employee is paid the minimum wage.   
            This remains the current policy.

            However, in 2004, the DLSE sought to create emergency  
            regulations to define the requirement to provide a meal period  
            to "supply" or "make available".  These regulations were  
            withdrawn in 2005, and the DLSE decided not to move forward  
            with further meal period regulations in 2006.

            By defining an employer's responsibility to provide a meal  
            period as making a meal period available without interference  
            for the purpose of enforcement, SB 807 seeks to redefine  
            providing a meal period in a manner similar to last year's SB  
            1192 (Margett) and the recent Brinker decision (see below).   
            The initial hearing for SB 1192 was cancelled at the author's  
            request.

          2.    Legislative Background - Premium Wage Penalties
             
            On the question of the monetary punishment for not providing a  
            meal period, the question was somewhat muddled due to the  
            contradictory opinion letters issued by the Labor  
            Commissioner.  The same 2004 DLSE regulations sought to change  
            the monetary punishment for failing to provide a meal period  
            to a penalty, rather than a premium wage, which would have  
            changed the statute of limitations to one year, rather than  
            three for an uncollected wage, but the regulations were not  
            put into action.

            In 2005, the Labor Commissioner issued a Precedent Decision,  
            Hartwig v. Orchard Commercial, Inc., which again set the  
            monetary penalty to a penalty.  The issue was litigated before  
            the California Supreme Court in Murphy v. Kenneth Cole  
            Productions, Inc., and in a 2007 decision, the California  
          Hearing Date:  April 29, 2009                            SB 807  
          Consultant: Gideon L. Baum                               Page 3

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            Supreme Court found that the monetary punishment was a premium  
            wage, and therefore overturned the Labor Commissioner's  
            Precedent Decision, setting the statute of limitations to  
            three years. 

            SB 807, therefore, would seek to codify the DLSE regulations  
            of 2004 by setting in code the monetary punishment as a  
            penalty and, for the purposes of enforcement, define the  
            provision of a meal period as not interfering with an employee  
            taking a meal period.  SB 807 also allows an employer to  
            provide a meal period before the beginning of the 6th hour of  
            work, rather than at beginning of the 5th hour, creating  
            greater workplace flexibility.

          3.    The State of Existing Law:

             On July 22, 2008, the California Court of Appeal in Brinker  
            Restaurant Corporation v. Superior Court of San Diego County  
            (Hohnbaum) (2008) interpreted existing law and the IWC Wage  
            Order meal period provisions as a requirement for employers to  
            provide meal periods by making them available, but need not  
            ensure that they are taken. Employers, however, cannot impede,  
            discourage or dissuade employees from taking meal periods.  

            On October 22, 2008, the California Supreme Court granted  
            review of the California Court of Appeal decision in Brinker  
            Restaurant Corp. v. Superior Court of San Diego County  
            (Hohnbaum). The Supreme Court's grant of review supersedes the  
            Court of Appeal's decision.  The Supreme Court is expected to  
            confirm, among other things, whether the meal period laws and  
            regulations impose upon employers a responsibility to ensure  
            that employees actually take the meal period or rather, that  
            the employer's obligations is simply to make that meal period  
            available to the employee and afford the employee the  
            opportunity to take the meal period.

            Until the Supreme Court can clarify the meaning of Labor Code  
            512, the new position of the DLSE is that "[t]aken together,  
            the language of the statute and the regulation, and the cases  
            interpreting them demonstrates compelling support for the  
            position that employers must provide meal periods to employees  
            but  do not have  an additional obligation to ensure that such  
          Hearing Date:  April 29, 2009                            SB 807  
          Consultant: Gideon L. Baum                               Page 4

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            meal periods are actually taken." (Emphasis added.) 

            Therefore, while SB 807 does not follow the model of the  
            Brinker decision, but rather the 2004 Division of Labor  
            Standards Enforcement emergency regulations and last year's SB  
            1192 (Margett), the definition the bill uses for providing a  
            meal period is nearly identical to the current enforcement  
            practices of the DLSE.


          4.    Staff Comments:
                
            Before the Committee today are two meal and rest period bills,  
            SB 807 and SB 287 (Calderon), that seek to redefine the term  
            "provide" in Labor Code 512.  The relevant language in 512  
            reads as follows:

                  "An employer may not employ an employee for a  
                  work period of more than five hours per day  
                  without  providing  the employee with a meal period  
                  of not less than 30 minutes?." (Emphasis added.)
             
             The definition for providing a meal period in SB 807 reads as  
             follows:
          
                     For purposes of this section, an employer  
                     provides a meal or rest period by making  
                     one available to the employee without  
                     interfering with its use. (Emphasis  
                     added)
             
             SB 807 does not, however, define what "interfering" or "to  
             interfere" means, running into similar challenges that many  
             in the business community ascribe to the statute's current  
             use of the term "provide".  Blacks Law Dictionary (Seventh  
             Edition, 1999) defines interference as "the act of meddling  
             in another's affairs" or "an obstruction or hindrance".   
             Miriam-Webster's Collegiate Dictionary (Tenth Edition, 2001)  
             gives a similar definition.

             But it is unclear what would qualify as an obstruction or  
             hindrance as per Labor Code 512.  While physically or  
          Hearing Date:  April 29, 2009                            SB 807  
          Consultant: Gideon L. Baum                               Page 5

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             verbally preventing an employee from taking a meal period  
             would probably be viewed as an obstruction or hindrance, it  
             is unclear if a veiled or passive comment from an employer to  
             an employee suggesting that the employee not take a meal  
             break would.  

             Another question is that, since the definition of  
             interference includes meddling in another's affairs, it is  
             unclear if it would even be legal for an employer to discuss  
             with an employee the taking of meal periods, which could be  
             necessary in the case of health issues, such as eating  
             disorders, illnesses, or other health and occupational  
             concerns connected to the workplace.

             In short, the term "interference" may be too broad, and the  
             Committee may want to explore the use of other terminology. 

          5.  Proponent Arguments  :
            
            Proponents argue that SB 807 will create jobs in California by  
            reducing unnecessary litigation through clarifying meal period  
            laws and revising the timeframe to recover meal period  
            violation penalties.  Proponents believe that this clarity is  
            needed due to the multiple interpretations of what is an  
            employer's obligation is to provide a meal period, as well as  
            the disruptive nature in the workplace of policies compelling  
            employees to take their meal periods in order to avoid  
            liability and litigation.  Finally, proponents argue that by  
            changing the employer penalty for violating meal period law  
            from a premium wage to a simple penalty, and thereby lowering  
            the statute of limitations to one year, employers will avoid  
            unwarranted class action lawsuits, while creating a reasonable  
            statute of limitations for collecting back penalties.

          6.  Opponent Arguments  :

            Opponents argue that SB 807 would undermine the right to a  
            lunch break for California workers, a right has been available  
            since 1947.  Opponents argue that existing law already  
            balances the needs of employers and employees, and that  
            shifting the burden from employers needing to provide a meal  
            period to employees needing to ask for a meal period will  
          Hearing Date:  April 29, 2009                            SB 807  
          Consultant: Gideon L. Baum                               Page 6

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            weaken worker rights.  Opponents also argue that changing the  
            definition of providing a meal period will reopen existing law  
            settled in Murphy v. Kenneth Cole and lead to more litigation.  
             Finally, opponents note that several studies have shown that  
            workers need regular breaks to prevent injuries caused by  
            hunger, fatigue, and repetitive stress.

          7.    Current Legislation:  

            SB 287 (Calderon) would grant employers greater flexibility to  
            provide meal periods, expand the number of qualifying  
            circumstances for creating on-duty meal period agreements, and  
            exempt collective bargaining agreements from meal period law.   
            This bill will be heard in the Senate Labor Committee today.

            SB 665 (Cedillo) would allow an employer of a registered  
            security officer to provide on-duty meal periods if the  
            officer is covered by a valid collective bargaining agreement  
            containing specified terms or has a written on-duty meal  
            period agreement with his or her employer containing specified  
            terms.  This bill will be heard in the Senate Labor Committee  
            today.

            SB 380 (Dutton) would grant employers greater flexibility to  
            provide meal periods, expand the number of qualifying  
            circumstances for creating on-duty meal period agreements,  
            exempt collective bargaining agreements from meal period law,  
            and state these amendments are declarative of existing law,  
            and would not be considered amendatory of existing law.  The  
            hearing of this bill was cancelled at the author's request.

            AB 569 (Emmerson) would exempt employees in the construction  
            and transportation industry that are covered by a collective  
            bargaining agreement from meal period requirements.  This bill  
            was heard in Assembly Labor and Employment on April 22nd and  
            was passed out and sent to Assembly Appropriations Committee.

          8.  Prior Legislation  :

            SB 1192 (Margett) of 2008 sought to allow the employer to  
            satisfy the requirement to provide a meal period if the meal  
            period is available to an employee, as well as change the  
          Hearing Date:  April 29, 2009                            SB 807  
          Consultant: Gideon L. Baum                               Page 7

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            punishment for an employer failing to provide a meal from a  
            premium wage to a penalty.  The initial hearing for SB 1192  
            was cancelled at the author's request.

            SB 1539 (Calderon) of 2008 sought, among other things, to  
            allow the employer to satisfy the requirement to provide a  
            meal period if the meal period is available to an employee.   
            SB 1539 was heard in this Committee, amended to intent  
            language, and sent to the Senate Rules Committee.

            SB 529 (Cedillo) of 2008 would have exempted utility workers,  
            construction workers, and security officers from certain meal  
            and rest period requirements.  SB 529 was held in the inactive  
            file on the Assembly Floor.

            AB 1711 (Levine) of 2007 would have allowed an employee to  
            complete his or her meal period before the conclusion of the  
            6th hour or work.  The initial hearing for AB 1711 was  
            cancelled by the author.

            AB 60 (Knox) Statutes of 1999, Chapter 134 codified the meal  
            period for all California employees.

            AB 2509 (Steinberg) Statutes of 2000, Chapter 876, created the  
            wage premium penalty for an employer who fails to provide a  
            meal period.


                                       SUPPORT
          
          California Chamber of Commerce
          California Retailers Association
          Civil Justice Association of California
          

                                     OPPOSITION
          
          American Federation of State, County and Municipal Employees,  
          AFL-CIO
          California Applicants' Attorneys Association
          California Conference Board of the Amalgamated Transit Union
          California Conference of Machinists
          Hearing Date:  April 29, 2009                           SB 807  
          Consultant: Gideon L. Baum                               Page 8

          Senate Committee on Labor and Industrial Relations 
          








          California Labor Federation, AFL-CIO
          California Nurses Association/National Nurses Organizing  
          Committee
          California Rural Legal Assistance Foundation
          California Teamsters Public Affairs Council
          Engineers and Scientists of California  
          International Longshore and Warehouse Union
          Professional and Technical Engineers Local 21, IFPTE, AFL-CIO
          UNITE HERE! AFL-CIO
          United Food and Commercial Workers Union, Western States Council
          United Transportation Union


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          Hearing Date:  April 29, 2009                            SB 807 
          Consultant: Gideon L. Baum                               Page 9

          Senate Committee on Labor and Industrial Relations